Catégories
EN

Funders open access mandates: uneven uptake and challenging models

Authors : Lucía Céspedes, Madelaine Hare, Simon van Bellen, Philippe Mongeon, Vincent Larivière

Over the last two decades, research funders have adopted Open Access (OA) mandates, with various forms and success. While some funders emphasize gold OA through article processing charges, others favour green OA and repositories, leading to a fragmented policy landscape.

Compliance with these mandates depends on several factors, including disciplinary field, monitoring, and availability of repository infrastructure. Based on 5 million papers supported by 36 funders from 20 countries, 11 million papers funded by other organisations, and 10 million papers without any funding reported, this study explores how different policies influence the adoption of OA.

Findings indicate a sustained growth in OA overall, especially hybrid and gold OA, and that funded papers are more likely to be OA than unfunded papers. Those results suggest that policies such as Plan S, as well as read-and-publish agreements, have had a strong influence on OA adoption, especially among European funders.

However, the global low uptake of Diamond OA and limited indexing of OA outputs in Latin American countries highlight ongoing disparities, influenced by funding constraints, journal visibility, and regional infrastructure challenges.

URL : Funders open access mandates: uneven uptake and challenging models

Arxiv : https://doi.org/10.48550/arXiv.2603.03457

Catégories
EN

Scholarly publishing’s hidden diversity: How exclusive databases sustain the oligopoly of academic publishers

Authors : Simon van Bellen, Juan Pablo Alperin, Vincent Larivière

Global scholarly publishing has been dominated by a small number of publishers for several decades. This paper revisits the data on corporate control of scholarly publishing by analyzing the relative shares of scholarly journals and articles published by the major publishers and the “long tail” of smaller, independent publishers, using Dimensions and Web of Science (WoS).

The reduction of expenses for printing and distribution and the availability of open-source journal management tools may have contributed to the emergence of small publishers, while recently developed inclusive databases may allow for the study of these. Dimensions’ inclusive indexing revealed the number of scholarly journals and articles published by smaller publishers has been growing rapidly, especially since the onset of large-scale online publishing around 2000, resulting in a higher share of articles from smaller publishers.

In parallel, WoS shows increasing concentration within a few corporate publishers. For the 1980–2021 period, we retrieved 32% more articles from Dimensions compared to the more selective WoS.

Dimensions’ data showed the expansion of small publishers was most pronounced in the Social Sciences and the Arts and Humanities, but a similar trend is observed in the Natural Sciences and Engineering, and the Health Sciences. A major geographical divergence is also revealed, with English-speaking countries and/or those located in northwestern Europe relying heavily on major publishers for the dissemination of their research, while the rest of the world being relatively independent of the oligopoly.

Finally, independent journals publish more often in open access in general, and in Diamond open access in particular. We conclude that enhanced indexing and visibility of recently created, independent journals may favour their growth and stimulate global scholarly bibliodiversity.

URL : Scholarly publishing’s hidden diversity: How exclusive databases sustain the oligopoly of academic publishers

DOI : https://doi.org/10.1371/journal.pone.0327015

Catégories
EN

Diamond open access and open infrastructures have shaped the Canadian scholarly journal landscape since the start of the digital era

Authors : Simon van Bellen, Lucía Céspedes

Scholarly publishing involves multiple stakeholders having various types of interest. In Canada, the implication of universities, the presence of societies and the availability of governmental support for periodicals seem to have contributed to a rather diverse ecosystem of journals. This study presents in detail the current state of these journals, in addition to past trends and transformations during the 20th century and, in particular, the digital era.

To this effect, we created a new dataset, including a total of 1256 journals, 944 of which appeared to be active today, specifically focusing on the supporting organizations behind the journals, the types of (open) access, disciplines, geographic origins, languages of publication and hosting platforms and tools. The main overarching traits across Canadian scholarly journals are an important presence of Diamond open access, which has been adopted by 62% of the journals, a predominance of the Social Sciences and Humanities disciplines and a scarce presence of the major commercial publishers.

The digital era allowed for the development of open infrastructures, which contributed to the creation of a new generation of journals that massively adopted Diamond open access, often supported by university libraries. However, journal cessation also increased, especially among the recently founded journals. These results provide valuable insights for the design of tailored practices and policies that cater to the needs of different types of periodicals and that take into account the evolving practices across the Canadian scholarly journal landscape.

Arxiv : https://arxiv.org/abs/2411.05942

Catégories
EN

The oligopoly of academic publishers persists in exclusive database

Authors : Simon van Bellen, Juan Pablo Alperin, Vincent Larivière

Global scholarly publishing has been dominated by a small number of publishers for several decades. We aimed to revisit the debate on corporate control of scholarly publishing by analyzing the relative shares of major publishers and smaller, independent publishers. Using the Web of Science, Dimensions and OpenAlex, we managed to retrieve twice as many articles indexed in Dimensions and OpenAlex, compared to the rather selective Web of Science.

As a result of excluding smaller publishers, the ‘oligopoly’ of scholarly publishers persists, at least in appearance, according to the Web of Science. However, both Dimensions’ and OpenAlex’ inclusive indexing revealed the share of smaller publishers has been growing rapidly, especially since the onset of large-scale online publishing around 2000, resulting in a current cumulative dominance of smaller publishers.

While the expansion of small publishers was most pronounced in the social sciences and humanities, the natural and medical sciences showed a similar trend. A major geographical divergence is also revealed, with some countries, mostly Anglo-Saxon and/or located in northwestern Europe, relying heavily on major publishers for the dissemination of their research, while others being relatively independent of the oligopoly, such as those in Latin America, northern Africa, eastern Europe and parts of Asia.

The emergence of digital publishing, the reduction of expenses for printing and distribution and open-source journal management tools may have contributed to the emergence of small publishers, while the development of inclusive bibliometric databases has allowed for the effective indexing of journals and articles. We conclude that enhanced visibility to recently created, independent journals may favour their growth and stimulate global scholarly bibliodiversity.

Arxiv : https://arxiv.org/abs/2406.17893