Catégories
EN

Funders open access mandates: uneven uptake and challenging models

Authors : Lucía Céspedes, Madelaine Hare, Simon van Bellen, Philippe Mongeon, Vincent Larivière

Over the last two decades, research funders have adopted Open Access (OA) mandates, with various forms and success. While some funders emphasize gold OA through article processing charges, others favour green OA and repositories, leading to a fragmented policy landscape.

Compliance with these mandates depends on several factors, including disciplinary field, monitoring, and availability of repository infrastructure. Based on 5 million papers supported by 36 funders from 20 countries, 11 million papers funded by other organisations, and 10 million papers without any funding reported, this study explores how different policies influence the adoption of OA.

Findings indicate a sustained growth in OA overall, especially hybrid and gold OA, and that funded papers are more likely to be OA than unfunded papers. Those results suggest that policies such as Plan S, as well as read-and-publish agreements, have had a strong influence on OA adoption, especially among European funders.

However, the global low uptake of Diamond OA and limited indexing of OA outputs in Latin American countries highlight ongoing disparities, influenced by funding constraints, journal visibility, and regional infrastructure challenges.

URL : Funders open access mandates: uneven uptake and challenging models

Arxiv : https://doi.org/10.48550/arXiv.2603.03457

Catégories
EN

Open and impactful academic publishing

Authors : Rosaria Ciriminna, Giovanna Li Petri, Giuseppe Angellotti, Rafael Luque, Mario Pagliaro

Introduction

The advantages of self-archiving research articles on institutional repositories or personal academic websites are numerous and relevant for society and individual researchers. Yet, self-archiving has been adopted by a small minority of active scholars.

Methods

Aiming to further inform educational work on open and impactful academic publishing in the digital era, we posed selected questions to Stevan Harnad 30 years after his « subversive proposal » to maximize research impact by self-archiving scholarly articles in university-hosted or disciplinary online repositories to make published articles openly available.

Results and discussion

Self-archiving is even more needed today than it was when Professor Harnad called for it when the World Wide Web was in its infancy; OA academic publishing is a necessary but not sufficient condition for impactful research; self-archiving on a personal academic website is often more effective than in institutional repositories.

URL : Open and impactful academic publishing

DOI : https://doi.org/10.3389/frma.2025.1544965

Catégories
EN

Closing the Loop: Automating Links to Open Access Versions of Articles in Faculty Profiles at a Large Research Institution

Authors : Andrew M. Johnson, Don Elsborg

Introduction

Universities implement faculty profile systems for a variety of reasons, including to increase visibility of research produced at the institution. These profiles often connect with other campus systems, particularly institutional repositories.

This article describes a collaboration at the University of Colorado Boulder aimed at integrating the institutional repository with the faculty profile system, which then expanded to encompass the automated creation of profile links to open access versions of faculty articles from any journal or repository.

Description of Program

To achieve the initial project goals, a cross-campus team from the University Libraries and the Faculty Information System developed a strategy of using Unpaywall as an intermediary data source to connect the institutional repository with the faculty profile system.

This also allowed for the development of an automated process for generating links to open access content from any journal or repository, which resulted in the creation of over 35,000 links to openly available content in faculty profiles, including over 2,900 links to content in the institutional repository.

These links provide public users of the faculty profile system with a simple way to access all openly available research produced at the university. This article describes the development and implementation of this project as well as lessons learned.

Next Steps

The ongoing collaboration provides additional opportunities to unlock data for monitoring rates of open access publishing and self-archiving, informing library collection development decisions, and connecting to other data sources to reveal further insights.

URL : Closing the Loop: Automating Links to Open Access Versions of Articles in Faculty Profiles at a Large Research Institution

DOI : https://doi.org/10.31274/jlsc.17242

Catégories
FR

La valorisation de HAL. Finalités, outils et process

Auteur.ices/Authors : Joachim Schöpfel, Hélène Prost, Bernard Jacquemin, Éric Kergosien, Florence Thiault

L’article présente les résultats d’une analyse qualitative de l’utilisation de la plateforme HAL par les laboratoires de recherche. L’analyse s’appuie sur des entretiens semi-directifs avec des représentants de 50 laboratoires affiliés aux dix universités de recherche Udice. Elle porte sur la fonction que remplit HAL pour les laboratoires, sur sa valeur ajoutée pour leur fonctionnement et leur développement.

En particulier, nous interrogeons les finalités de l’utilisation de HAL par les laboratoires, le recours à des outils internes et externes, et les trajectoires des pratiques. Nous discutons les résultats sous trois angles : les discours et les communautés de pratiques dans les laboratoires ; le périmètre et les enjeux des dispositifs mis en place par les laboratoires en amont et en aval de HAL ; et la transformation de HAL d’une plateforme d’auto-archivage et de communication scientifique directe vers une infrastructure de suivi et d’évaluation de la performance scientifique. Il s’agit du premier d’une série de trois articles issus du projet HAL/LO.

URL : La valorisation de HAL. Finalités, outils et process

DOI : https://doi.org/10.46298/jdmdh.13051

Catégories
EN

Citation differences across research funding and access modalities

Authors : Pablo Dorta-González, María Isabel Dorta-González

This research provides insight into the complex relationship between open access, funding, and citation advantage. It presents an analysis of research articles and their citations in the Scopus database across 40 subject categories.

The sample includes 12 categories from Health Sciences, 7 from Life Sciences, 10 from Physical Sciences & Engineering, and 11 from Social Sciences & Humanities. Specifically, the analysis focuses on articles published in 2016 and the citations they received from 2016 to 2020.

Our findings show that open access articles published in hybrid journals receive considerably more citations than those published in gold open access journals. Articles under the hybrid gold modality are cited on average twice as much as those in the gold modality, regardless of funding.

Furthermore, we found that funded articles generally obtain 50 % more citations than unfunded ones within the same publication modality. Open access repositories significantly increase citations, particularly for articles without funding. Thus, articles in open access repositories receive 50 % more citations than paywalled ones.

URL : Citation differences across research funding and access modalities

DOI : https://doi.org/10.1016/j.acalib.2023.102734

Catégories
EN

The Transformation of the Green Road to Open Access

Authors : Joachim Schöpfel, Stéphane Chaudiron, Bernard Jacquemin, Eric Kergosien, Hélène Prost, Florence Thiault

(1) Background: The 2002 Budapest Open Access Initiative recommended on self-archiving of scientific articles in open repositories as the “green road” to open access. Twenty years later, only one part of the researchers deposits their publications in open repositories; moreover, one part of the repositories’ content is not based on self-archived deposits but on mediated nonfaculty contributions. The purpose of the paper is to provide more empirical evidence on this situation and to assess the impact on the future of the green road.

(2) Methods: We analyzed the contributions on the French national HAL repository from more than 1,000 laboratories affiliated to the ten most important French research universities, with a focus on 2020, representing 14,023 contributor accounts and 166,939 deposits.

(3) Results: We identified seven different types of contributor accounts, including deposits from nonfaculty staff and import flows from other platforms. Mediated nonfaculty contribution accounts for at least 48% of the deposits. We also identified difference between institutions and disciplines.

(4) Conclusions: Our empirical results reveal a transformation of open repositories from self-archiving and direct scientific communication towards research information management. Repositories like HAL are somewhere in the middle of the process. The paper describes data quality as the main issue and major challenge of this transformation.

URL : The Transformation of the Green Road to Open Access

DOI : https://doi.org/10.20944/preprints202302.0268.v1

Catégories
EN

Leveraging Open Tools to Realize the Potential of Self-Archiving: A Cohort Study in Clinical Trials

Author : Delwen L. Franzen

While open access (OA) is growing, many publications remain behind a paywall. This limits the impact of research and entrenches global inequalities by restricting access to knowledge to those that can afford it.

Many journal policies allow researchers to make a version of their publication openly accessible through self-archiving in a repository, sometimes after an embargo period (green OA). Unpaywall and Shareyourpaper are open tools that help users find OA articles and support authors to legally self-archive their papers, respectively.

This study leveraged these tools to assess the potential of green OA to increase discoverability in a cohort of clinical trial results publications from German university medical centers. Of the 1897 publications in this cohort, 46% (n = 871/1897, 95% confidence interval (CI) 44% to 48%) were neither openly accessible via a journal or a repository. Of these, 85% (n = 736/871, 95% CI 82% to 87%) had a permission to self-archive the accepted or published version in an institutional repository.

Thus, most of the closed-access clinical trial results in this cohort could be made openly accessible in a repository, in line with World Health Organization (WHO) recommendations.

In addition to providing further evidence of the unrealized potential of green OA, this study demonstrates the use of open tools to obtain actionable information on self-archiving at scale and empowers efforts to increase science discoverability.

URL : Leveraging Open Tools to Realize the Potential of Self-Archiving: A Cohort Study in Clinical Trials

DOI : https://doi.org/10.3390/publications11010004