The role of metrics in peer assessments

Authors :  Liv Langfeldt, Ingvild Reymert, Dag W Aksnes

Metrics on scientific publications and their citations are easily accessible and are often referred to in assessments of research and researchers. This paper addresses whether metrics are considered a legitimate and integral part of such assessments. Based on an extensive questionnaire survey in three countries, the opinions of researchers are analysed.

We provide comparisons across academic fields (cardiology, economics, and physics) and contexts for assessing research (identifying the best research in their field, assessing grant proposals and assessing candidates for positions).

A minority of the researchers responding to the survey reported that metrics were reasons for considering something to be the best research. Still, a large majority in all the studied fields indicated that metrics were important or partly important in their review of grant proposals and assessments of candidates for academic positions.

In these contexts, the citation impact of the publications and, particularly, the number of publications were emphasized. These findings hold across all fields analysed, still the economists relied more on productivity measures than the cardiologists and the physicists. Moreover, reviewers with high scores on bibliometric indicators seemed more frequently (than other reviewers) to adhere to metrics in their assessments.

Hence, when planning and using peer review, one should be aware that reviewers—in particular reviewers who score high on metrics—find metrics to be a good proxy for the future success of projects and candidates, and rely on metrics in their evaluation procedures despite the concerns in scientific communities on the use and misuse of publication metrics.

URL : The role of metrics in peer assessments

DOI : https://doi.org/10.1093/reseval/rvaa032

Impact and visibility of Norwegian, Finnish and Spanish journals in the fields of humanities

Authors : Elías Sanz-Casado, Daniela De Filippo, Rafael Aleixandre Benavent, Vidar Røeggen, Janne Pölönen

This article analyses the impact and visibility of scholarly journals in the humanities that are publishing in the national languages in Finland, Norway and Spain. Three types of publishers are considered: commercial publishers, scholarly society as publisher, and research organizations as publishers.

Indicators of visibility and impact were obtained from Web of Science, SCOPUS, Google Metrics, Scimago Journal Rank and Journal Citation Report.

The findings compiled show that in Spain the categories “History and Archaeology” and “Language and Literature” account for almost 70% of the journals analysed, while the other countries offer a more homogeneous distribution.

In Finland, the scholarly society publisher is predominant, in Spain, research organization as publishers, mostly universities, have a greater weighting, while in Norway, the commercial publishers take centre stage.

The results show that journals from Finland and Norway will have reduced possibilities in terms of impact and visibility, since the vernacular language appeals to a smaller readership. Conversely, the Spanish journals are more attractive for indexing in commercial databases. Distribution in open access ranges from 64 to 70% in Norwegian and Finish journals, and to 91% in Spanish journals.

The existence of DOI range from 31 to 41% in Nordic journals to 60% in Spanish journals and has a more widespread bearing on the citations received in all three countries (journals with DOI and open access are cited more frequently).

URL : Impact and visibility of Norwegian, Finnish and Spanish journals in the fields of humanities

DOI : https://doi.org/10.1007/s11192-021-04169-6

Sharing published short academic works in institutional repositories after six months : The implementation of the article 25fa (Taverne Amendment) in the Dutch Copyright Act

Authors : Jeroen Sondervan, Arjan Schalken, Saskia Woutersen-Windhouwer

The ambition of the Netherlands, laid down in the National Plan Open Science, is to achieve 100% open access for academic publications. The ambition was to be achieved by 2020. However, it is to be expected that for the year 2020 between 70% and 75% of the articles will be open access.

Until recently, the focus of the Netherlands has been on the gold route – open access via journals and publishers’ platforms. This is likely to be costly and it is also impossible to cover all articles and other publication types this way.

Since 2015, Dutch Copyright Act has offered an alternative with the implementation of Article 25fa (also known as the ‘Taverne Amendment’), facilitating the green route, i.e. open access via (trusted) repositories.

This amendment allows researchers to share short scientific works (e.g. articles and book chapters in edited collections), regardless of any restrictive guidelines from publishers. From February 2019 until August 2019 all Dutch universities participated in the pilot ‘You Share, we Take Care!’ to test how this copyright amendment could be interpreted and implemented by institutions as a policy instrument to enhance green open access and “self-archiving”.

In 2020 steps were taken to scale up further implementation of the amendment. This article describes the outcomes of this pilot and shares best practices on implementation and awareness activities in the period following the pilot until early 2021, in which libraries have played an instrumental role in building trust and working on effective implementations on an institutional level.

It concludes with some possible next steps for alignment, for example on a European level.

URL : Sharing published short academic works in institutional repositories after six months : The implementation of the article 25fa (Taverne Amendment) in the Dutch Copyright Act

DOI : https://doi.org/10.53377/lq.10915

The Plan S Rights Retention Strategy is an administrative and legal burden, not a sustainable open access solution

Author : Shaun Yon-Seng Khoo

The Plan S Rights Retention Strategy (RRS) requires authors who are submitting to subscription journals to inform publishers that the author accepted manuscript (AAM) will be made available under a Creative Commons Attribution (CC BY) licence.

The laudable stated aim of the RRS is to achieve immediate open access to research outputs, while preserving journal choice for authors. However, proponents of the RRS overlook the significant administrative and legal burdens that the RRS places on authors and readers.

Even though compliance with existing green open access (self-archiving) policies is poor at best, the RRS is likely to rely on authors to successfully execute the CC licensing of their work in the face of publisher resistance.

The complexity of copyright law and CC licensing gives many reasons to doubt the legal validity of an RRS licence grant, which creates legal risk for authors and their institutions. The complexity of RRS CC BY licensing also creates legal risk for readers, who may not be able to fully rely on the reuse rights of a CC BY licence on the AAM.

However, cOAlition S has released no legal advice that explains why the RRS is valid and legally binding. Publishers of legacy subscription journals have already begun implementing strategies that ensure they can protect their revenue streams.

These actions may leave authors having to choose between paying publication fees and complying with their funding agreements. The result is that the RRS increases the complexity of the copyright and licensing landscape in academic publishing, creates legal risk and may not avoid author fees.

Unless increased complexity and conflict between authors and publishers drives open access, the RRS is not fit for its stated purpose as an open access strategy.

URL : The Plan S Rights Retention Strategy is an administrative and legal burden, not a sustainable open access solution

DOI : http://doi.org/10.1629/uksg.556

A Scientific Knowledge Graph with Community Detection and Routes of Search. Testing “GRAPHYP” as a Toolkit for Resilient Upgrade of Scholarly Content

Authors : Renaud Fabre, Otmane Azeroual, Patrice Bellot, Joachim Schöpfel, Daniel Egret

Unlimited change in scientific terminology challenges integrity in scientific knowledge graph (SKG) representation, while current data and modeling standards, mostly document oriented, hardly allow a resilient semantic upgrade of scholarly content.

Moreover, results of a “multimodal knowledge acquisition” are required for an efficient upgrade of search methods: « vital nodes » differ among users of the same keyword, due to distinct needs of scientific communities, rooted in their own interpretations and controversies.

Modeling and data are challenged to propose new outcomes, mixing automated information and human choices allowing dynamic community detection: to fulfill this program with GRAPHYP toolkit, we identify a workflow ensuring the objectives of integrity and completeness of search management activities.

It encompasses data standards for « routes » of search, modeling of community detection and navigation inside SK bipartite hypergraph, and a first test with extraction of characteristics of communities’ preferences from readings of scholarly content.

“Search is not Research” and therefore further work should explore the links between modeling and data recording research contents and “search and select” results in SKG data structure.

URL : A Scientific Knowledge Graph with Community Detection and Routes of Search. Testing “GRAPHYP” as a Toolkit for Resilient Upgrade of Scholarly Content

Original location : https://hal.archives-ouvertes.fr/hal-03365118

The UGC-CARE initiative: Indian academia’s quest for research and publishing integrity

Authors : Bhushan Patwardhan, Shubhada Nagarkar

This paper discusses the reasons for emergence of predatory publications in India, engendered by mandates of higher educational institutions: that require stipulated number of research publications for employment and promotions.

Predatory journals have eclipsed the merits of open access publishing, compromised ethical practices, and left the research community groping for benchmarks of research integrity and publication ethics. To fight back the menace of predatory publications, University Grants Commission, India has established “Consortium for Academic Research and Ethics” (UGC-CARE) in 2018 to promote and benchmark research integrity and publication ethics among the Indian academia.

The present paper discusses the UGC-CARE initiative, its structure, objectives and specifically, “UGC-CARE Reference List of Quality Journals” (UGC-CARE list) and finally, the challenges it faces.

DOI : https://doi.org/10.5210/fm.v26i10.10349

The value of research funding for knowledge creation and dissemination: A study of SNSF Research Grants

Authors : Rachel Heyard, Hanna Hottenrott

This study investigates the effect of competitive project funding on researchers’ publication outputs. Using detailed information on applicants at the Swiss National Science Foundation and their proposal evaluations, we employ a case-control design that accounts for individual heterogeneity of researchers and selection into treatment (e.g. funding).

We estimate the impact of the grant award on a set of output indicators measuring the creation of new research results (the number of peer-reviewed articles), its relevance (number of citations and relative citation ratios), as well as its accessibility and dissemination as measured by the publication of preprints and by altmetrics.

The results show that the funding program facilitates the publication and dissemination of additional research amounting to about one additional article in each of the three years following the funding.

The higher citation metrics and altmetrics by funded researchers suggest that impact goes beyond quantity and that funding fosters dissemination and quality.

URL : The value of research funding for knowledge creation and dissemination: A study of SNSF Research Grants

DOI : https://doi.org/10.1057/s41599-021-00891-x