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Revisiting ‘the 1990s debutante’: scholar-led publishing and the pre-history of the open access movement

Author : Samuel Moore

The movement for open access publishing is often said to have its roots in the scientific disciplines, having been popularised by scientific publishers and formalised through a range of top-down policy interventions. But there is an often-neglected pre-history of open access that can be found in the early DIY publishers of the late ‘80s and early ‘90s.

Managed entirely by working academics, these journals published research in the humanities and social sciences and stand out for their unique set of motivations and practices.

This article explores this separate lineage in the history of the open access movement through a critical-theoretical analysis of the motivations and practices of the early scholar-led publishers.

Alongside showing the involvement of the humanities and social sciences in the formation of open access, the analysis reveals the importance that these journals placed on experimental practices, critique of commercial publishing and the desire to reach new audiences.

Understood in today’s context, this research is significant for adding complexity to the history of open access, which policymakers, advocates and publishing scholars should keep in mind as open access goes mainstream.

DOI : http://dx.doi.org/10.17613/gty2-w177

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Open access availability of Catalonia research output: Case analysis of the CERCA institution, 2011-2015

Authors : Anna Rovira, Cristóbal Urbano, Ernest Abadal

The open access availability of publications by Catalonia’s CERCA research centres was analysed to determine the extent to which authors use open access journals, repositories, social networks and other websites to disseminate their research results.

A sample of 3,730 journal articles published by authors from CERCA research centres between 2011 and 2015 and available on Web of Science (out of a total output of 44,423) was analysed to identify how many were available in open access, full-text format.

The results revealed that 75,8% of the total (2,828 articles) had at least one version available in open access, but just 52% (1,940 articles) had at least one version available in either journals (whether pure or hybrid open access journals or those with embargo periods) or repositories, a finding that highlights the powerful role played by academic social networks in the sharp increase in open access availability.

Of the 2,828 articles for which at least one open access version was found, a total of 9,868 copies were located. With respect to versions, the publisher’s final version, i.e. the type formatted for publication by journal publishers, was found in 75,3% of cases.

The number of articles published in open access journals (567) was very close to the number of articles published in hybrid journals or journals with embargo periods (624).

Only 40,4% of the articles in the sample were located in repositories, being the subject repositories the heaviest used. Fifty percent of the articles (1,881 publications) were posted on academic social networks, the most popular of which were ResearchGate and Academia.

According to thematic areas, all six areas (science, life sciences, medical and health sciences, engineering and architecture and humanities) exceeded 70% of articles in open access.

URL : Open access availability of Catalonia research output: Case analysis of the CERCA institution, 2011-2015

DOI : https://doi.org/10.1371/journal.pone.0216597

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Article Processing Charge Hyperinflation and Price Insensitivity: An Open Access Sequel to the Serials Crisis

Author: Shaun Yon-Seng Khoo

Open access publishing has frequently been proposed as a solution to the serials crisis, which involved unsustainable budgetary pressures on libraries due to hyperinflation of subscription costs. The majority of open access articles are published in a minority of journals that levy article processing charges (APCs) paid by authors or their institutions upon acceptance.

Increases in APCs is proceeding at a rate three times that which would be expected if APCs were indexed according to inflation. As increasingly ambitious funder mandates are proposed, such as Plan S, it is important to evaluate whether authors show signs of price sensitivity in journal selection by avoiding journals that introduce or increase their APCs.

Examining journals that introduced an APC 4-5 years after launch or when flipping from a subscription model to immediate open access model showed no evidence that APC introduction reduced article volumes.

Multilevel modelling of APC sensitivity across 319 journals published by the four largest APC-funded dedicated commercial open access publishers (BMC, Frontiers, MDPI, and Hindawi) revealed that from 2012 to 2018 higher APCs were actually associated with increased article volumes.

These findings indicate that APC hyperinflation is not suppressed through market competition and author choice. Instead, demand for scholarly journal publications may be more similar to demand for necessities, or even prestige goods, which will support APC hyperinflation to the detriment of researchers, institutions, and funders.

URL : Article Processing Charge Hyperinflation and Price Insensitivity: An Open Access Sequel to the Serials Crisis

DOI : http://doi.org/10.18352/lq.10280

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Whose Research is it Anyway? Academic Social Networks Versus Institutional Repositories

Authors : Nicole C. Eva, Tara A. Wiebe

INTRODUCTION

Looking for ways to increase deposits into their institutional repository (IR), researchers at one institution started to mine academic social networks (ASNs) (namely, ResearchGate and Academia.edu) to discover which researchers might already be predisposed to providing open access to their work.

METHODS

Researchers compared the numbers of institutionally affiliated faculty members appearing in the ASNs to those appearing in their institutional repositories. They also looked at how these numbers compared to overall faculty numbers.

RESULTS

Faculty were much more likely to have deposited their work in an ASN than in the IR. However, the number of researchers who deposited in both the IR and at least one ASN exceeded that of those who deposited their research solely in an ASN.

Unexpected findings occurred as well, such as numerous false or unverified accounts claiming affiliation with the institution. ResearchGate was found to be the favored ASN at this particular institution.

DISCUSSION

The results of this study confirm earlier studies’ findings indicating that those researchers who are willing to make their research open access are more disposed to do so over multiple channels, showing that those who already self-archive elsewhere are prime targets for inclusion in the IR.

CONCLUSION

Rather than seeing ASNs as a threat to IRs, they may be seen as a potential site of identifying likely contributors to the IR.

URL : Whose Research is it Anyway? Academic Social Networks Versus Institutional Repositories

DOI : https://doi.org/10.7710/2162-3309.2243

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Open+: Versioning Open Social Scholarship

Author : Alyssa Arbuckle

Advocates of the Open Access (OA) movement have been fighting for free and unfettered access to research output since the early 1990s. Open access is a crucial element of a fair, efficient scholarly communication system where all are able to find, interpret, and use the results of publicly-funded research.

Universal open access is more possible now than ever before, thanks to networked technologies and the development of open scholarship policies. But what happens after access to research is provided?

In this paper I argue that versioning scholarship across varying modes and formats would move scholarly communication from a straightforward open access system to a more engaging environment for multiple communities.

URL : Open+: Versioning Open Social Scholarship

DOI : http://doi.org/10.5334/kula.39

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Aligning Social Media Indicators with the Documents in an Open Access Repository

Authors: Luis Meneses, Alyssa Arbuckle, Hector Lopez, Belaid Moa, Richard Furuta, Ray Siemens

In this paper we describe our current efforts towards building a framework that extends the functionality of an Open Access Repository by implementing processes to incorporate the ongoing trends in social media into the context of a digital collection.

We refer to these processes collectively as the Social Media Engine. The purpose of our framework is twofold: first, we propose to challenge some of the preconceived notions of digital libraries by making repositories more dynamic; and second, by challenging this notion we want to promote public engagement and open scholarship.

As a work in progress, we believe that a real challenge lies in investigating the implications that these two points introduce within the context of the humanities.

URL : Aligning Social Media Indicators with the Documents in an Open Access Repository

DOI : http://doi.org/10.5334/kula.44

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From coalition to commons: Plan S and the future of scholarly communication

Author : Rob Johnson

The announcement of Plan S in September 2018 triggered a wide-ranging debate over how best to accelerate the shift to open access. The Plan’s ten principles represent a call for the creation of an intellectual commons, to be brought into being through collective action by funders and managed through regulated market mechanisms.

As it gathers both momentum and critics, the coalition must grapple with questions of equity, efficiency and sustainability. The work of Elinor Ostrom has shown that successful management of the commons frequently relies on polycentricity and adaptive governance.

The Plan S principles must therefore function as an overarching framework within which local actors retain some autonomy, and should remain open to amendment as the scholarly communication landscape evolves.

URL : From coalition to commons: Plan S and the future of scholarly communication

DOI : http://doi.org/10.1629/uksg.453