Does it pay to pay? A comparison of the benefits of open-access publishing across various sub-fields in biology

Authors : Amanda D. Clark, Tanner C. Myers, Todd D. Steury, Ali Krzton et al.

Authors are often faced with the decision of whether to maximize traditional impact metrics or minimize costs when choosing where to publish the results of their research. Many subscription-based journals now offer the option of paying an article processing charge (APC) to make their work open.

Though such “hybrid” journals make research more accessible to readers, their APCs often come with high price tags and can exclude authors who lack the capacity to pay to make their research accessible.

Here, we tested if paying to publish open access in a subscription-based journal benefited authors by conferring more citations relative to closed access articles. We identified 146,415 articles published in 152 hybrid journals in the field of biology from 2013–2018 to compare the number of citations between various types of open access and closed access articles.

In a simple generalized linear model analysis of our full dataset, we found that publishing open access in hybrid journals that offer the option confers an average citation advantage to authors of 17.8 citations compared to closed access articles in similar journals.

After taking into account the number of authors, Journal Citation Reports 2020 Quartile, year of publication, and Web of Science category, we still found that open access generated significantly more citations than closed access (p < 0.0001).

However, results were complex, with exact differences in citation rates among access types impacted by these other variables. This citation advantage based on access type was even similar when comparing open and closed access articles published in the same issue of a journal (p < 0.0001).

However, by examining articles where the authors paid an article processing charge, we found that cost itself was not predictive of citation rates (p = 0.14). Based on our findings of access type and other model parameters, we suggest that, in the case of the 152 journals we analyzed, paying for open access does confer a citation advantage.

For authors with limited budgets, we recommend pursuing open access alternatives that do not require paying a fee as they still yielded more citations than closed access. For authors who are considering where to submit their next article, we offer additional suggestions on how to balance exposure via citations with publishing costs.

URL : Does it pay to pay? A comparison of the benefits of open-access publishing across various sub-fields in biology

DOI : https://doi.org/10.7717/peerj.16824

How open are hybrid journals included in transformative agreements?

Author : Najko Jahn

The ongoing controversy surrounding transformative agreements, which aim to transition journal publishing to full open access, highlight the need for large-scale studies assessing the uptake of open access in hybrid journals. This includes evaluating the extent to which transformative agreements enabled open access.

By combining publicly available data from various sources, including cOAlition S Journal Checker, Crossref, and OpenAlex, this study presents a novel approach that analyses over 700 agreements and nine million journal articles published in more than 11.000 hybrid journals. Estimates suggest a strong growth in open access between 2018 and 2022 from 4.3% to 15%. In 2022, 58% of hybrid open access was enabled by transformative agreements.

This trend was largely driven by the three commercial publishers Elsevier, Springer Nature, and Wiley, but the open access uptake varied substantially across journals, publishers, disciplines, and country affiliations. In particular, comparing the developments in the OECD and BRICS areas revealed different publication trends relative to hybrid open access.

In conclusion, estimates suggest that current levels of implementation of transformative agreements is insufficient to bring about a large-scale transition to full open access.

URL : How open are hybrid journals included in transformative agreements?

Arxiv : https://arxiv.org/abs/2402.18255

How transformative are transformative agreements? Evidence from Germany across disciplines

Author : W. Benedikt Schmal

Research institutions across the globe attempt to change the academic publishing system as digitization opens up new opportunities, and subscriptions to the large journal bundles of the leading publishers put library budgets under pressure. One approach is the negotiation of so-called transformative agreements.

I study the ‘DEAL’ contracts between nearly all German research institutions and Springer Nature and Wiley. I investigate 6.1 million publications in 5,862 journals covering eight fields in the years 2016–2022 and apply a causal difference-in-differences design to identify whether the likelihood of a paper appearing in an eligible journal increases. The effect strongly depends on the discipline.

While material science, chemistry, and economics s tend to hift towards these journals, all other disciplines in my sample do not react. Suggestive evidence hints at the market position of the encompassed publishers before the ‘DEAL’ was established: Springer Nature and Wiley appear to benefit more from the contracts in disciplines in which they possessed a higher market share ex ante.

The transformative vigor of these agreements in terms of publication behavior seems to be limited. It and highlights that the developments in this intertwined market require further examination.

URL : How transformative are transformative agreements? Evidence from Germany across disciplines

DOI : https://doi.org/10.1007/s11192-024-04955-y

The Nexus of Open Science and Innovation: Insights from Patent Citations

Author : Abdelghani Maddi

This paper aims to analyze the extent to which inventive activity relies on open science. In other words, it investigates whether inventors utilize Open Access (OA) publications more than subscription-based ones, especially given that some inventors may lack institutional access.

To achieve this, we utilized the (Marx, 2023) database, which contains citations of patents to scientific publications (Non-Patent References-NPRs). We focused on publications closely related to invention, specifically those cited solely by inventors within the body of patent texts. Our dataset was supplemented by OpenAlex data.

The final sample comprised 961,104 publications cited in patents, of which 861,720 had a DOI. Results indicate that across all disciplines, OA publications are 38% more prevalent in patent citations (NPRs) than in the overall OpenAlex database.

In biology and medicine, inventors use 73% and 27% more OA publications, respectively, compared to closed-access ones. Chemistry and computer science are also disciplines where OA publications are more frequently utilized in patent contexts than subscription-based ones.

HAL : https://cnrs.hal.science/hal-04454843

Is gold open access helpful for academic purification? A causal inference analysis based on retracted articles in biochemistry

Authors : Er-Te Zheng, Zhichao Fang, Hui-Zhen Fu

The relationship between transparency and credibility has long been a subject of theoretical and analytical exploration within the realm of social sciences, and it has recently attracted increasing attention in the context of scientific research. Retraction serves as a pivotal mechanism in addressing concerns about research integrity.

This study aims to empirically examining the relationship between open access level and the effectiveness of current mechanism, specifically academic purification centered on retracted articles. In this study, we used matching and Difference-in-Difference (DiD) methods to examine whether gold open access is helpful for academic purification in biochemistry field.

We collected gold open access (Gold OA) and non-open access (non-OA) biochemistry retracted articles as the treatment group, and matched them with corresponding unretracted articles as the control group from 2005 to 2021 based on Web of Science and Retraction Watch database.

The results showed that compared to non-OA, Gold OA is advantageous in reducing the retraction time of flawed articles, but does not demonstrate a significant advantage in reducing citations after retraction. This indicates that Gold OA may help expedite the detection and retraction of flawed articles, ultimately promoting the practice of responsible research.

DOI : https://doi.org/10.1016/j.ipm.2023.103640

Exploring National Infrastructures to Support Impact Analyses of Publicly Accessible Research: A Need for Trust, Transparency and Collaboration at Scale

Authors : Jennifer Kemp, Charles Watkinson, Christina Drummond

Usage data on research outputs such as books and journals is well established in the scholarly community. However, as research impact is derived from a broader set of scholarly outputs, such as data, code and multimedia, more holistic usage and impact metrics could inform national innovation and research policy.

Usage data reporting standards, such as Project COUNTER, provide the basis for shared statistics reporting practice; however, as mandated access to publicly funded research has increased the demand for impact metrics and analytics, stakeholders are exploring how to scaffold and strengthen shared infrastructure to better support the trusted, multi-stakeholder exchange of usage data across a variety of outputs.

In April 2023, a workshop on Exploring National Infrastructure for Public Access and Impact Reporting supported by the United States (US) National Science Foundation (NSF), explored these issues. This paper contextualizes the resources shared and recommendations generated in the workshop.

DOI : https://dx.doi.org/10.7302/22166

On the Fast Track to Full Gold Open Access

Author : Robert Kudelić

The world of scientific publishing is changing; the days of an old type of subscription-based earnings for publishers seem over, and we are entering a new era. It seems as if an ever-increasing number of journals from disparate publishers are going Gold, Open Access that is, yet have we rigorously ascertained the issue in its entirety, or are we touting the strengths and forgetting about constructive criticism and careful weighing of evidence?

We will therefore present the current state of the art, in a compact review/bibliometrics style, of this more relevant than ever hot topic and suggest solutions that are most likely to be acceptable to all parties–while the performed analysis also shows there seems to be a link between trends in scientific publishing and tumultuous world events, which in turn has a special significance for the publishing environment in the current world stage.

URL : On the Fast Track to Full Gold Open Access

Arxiv : https://arxiv.org/abs/2311.08313