Archives des mots-clés : gold open access

Growth of hybrid open access, 2009–2016

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Author : Bo-Christer Björk

Hybrid Open Access is an intermediate form of OA, where authors pay scholarly publishers to make articles freely accessible within journals, in which reading the content otherwise requires a subscription or pay-per-view.

Major scholarly publishers have in recent years started providing the hybrid option for the vast majority of their journals. Since the uptake usually has been low per journal and scattered over thousands of journals, it has been very difficult to obtain an overview of how common hybrid articles are.

This study, using the results of earlier studies as well as a variety of methods, measures the evolution of hybrid OA over time. The number of journals offering the hybrid option has increased from around 2,000 in 2009 to almost 10,000 in 2016.

The number of individual articles has in the same period grown from an estimated 8,000 in 2009 to 45,000 in 2016. The growth in article numbers has clearly increased since 2014, after some major research funders in Europe started to introduce new centralized payment schemes for the article processing charges (APCs).

URL : Growth of hybrid open access, 2009–2016

Alternative location : https://peerj.com/articles/3878/

Mesurer les dépenses d’APC : méthodologie et étude de cas. Approche comparée Aix Marseille Université – Université de Lorraine

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Auteurs/Authors : Marlène Delhaye, Jean-François Lutz

Souvent abusivement désigné comme le modèle « auteur-payeur », l’open access gold est généralement financé en amont par les institutions d’enseignement supérieur et de recherche qui éditent et diffusent les revues.

De fait, le DOAJ (Directory of Open Access Journals) recense 67 % de revues en open access – dont la RFSIC – ne demandant aucun frais de publication aux auteurs. Le tiers de revues restant s’appuyant sur le paiement par les auteurs – ou leur institution de rattachement le plus souvent – de frais de traitement (Article Processing Charges, APC) pour assurer la diffusion ouverte des articles que celles-ci ont accepté de publier.

À ces revues s’ajoutent les revues traditionnellement disponibles sur abonnement qui proposent une option de diffusion en open access à l’article : il s’agit du modèle de l’open access « hybride ».

Le suivi de l’évolution des coûts engendrés par l’open access gold aussi bien que par l’open access hybride suscite un intérêt depuis la fin des années 2000. Il devient crucial dans certains pays (Royaume-Uni) à compter de 2012 et est désormais un enjeu reconnu à l’échelon européen. Après avoir présenté l’état de la réflexion européenne dans le domaine du suivi des dépenses d’APC, l’étude s’attache à présenter trois méthodes de suivi qui peuvent être mises en place au sein d’établissements d’enseignement supérieur et de recherche : utilisation d’une base de données bibliographique ; sollicitation des éditeurs et recours au logiciel comptable. Ces méthodes ont été appliquées à deux universités (Aix-Marseille Université et l’Université de Lorraine) sur des données allant de deux à trois années (2013-2015).

L’article présente de premiers résultats qui permettent d’identifier et de discuter des forces et des faiblesses de chacune des approches méthodologiques évoquées.

URL : https://rfsic.revues.org/3238

Academics’ behaviors and attitudes towards open access publishing in scholarly journals

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Authors : Jennifer Rowley, Frances Johnson, Laura Sbaffi, Will Frass, Elaine Devine

While there is significant progress with policy and a lively debate regarding the potential impact of open access publishing, few studies have examined academics’ behavior and attitudes to open access publishing (OAP) in scholarly journals.

This article seeks to address this gap through an international and interdisciplinary survey of academics. Issues covered include: use of and intentions regarding OAP, and perceptions regarding advantages and disadvantages of OAP, journal article publication services, peer review, and reuse.

Despite reporting engagement in OAP, academics were unsure about their future intentions regarding OAP. Broadly, academics identified the potential for wider circulation as the key advantage of OAP, and were more positive about its benefits than they were negative about its disadvantages. As regards services, rigorous peer review, followed by rapid publication were most valued.

Academics reported strong views on reuse of their work; they were relatively happy with noncommercial reuse, but not in favor of commercial reuse, adaptations, and inclusion in anthologies. Comparing science, technology, and medicine with arts, humanities, and social sciences showed a significant difference in attitude on a number of questions, but, in general, the effect size was small, suggesting that attitudes are relatively consistent across the academic community.

URL : http://eprints.whiterose.ac.uk/114578/

Prevalence and citation advantage of gold open access in the subject areas of the Scopus database

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Authors : Pablo Dorta-González, Yolanda Santana-Jiménez

The potential benefit of open access (OA) in relation to citation impact has been discussed in the literature in depth. The methodology used to test the OA citation advantage includes comparing OA vs. non-OA journal impact factors and citations of OA versus non-OA articles published in the same non-OA journals.

However, one problem with many studies is that they are small -restricted to a discipline or set of journals-. Moreover, conclusions are not entirely consistent among research areas and ‘early view’ and ‘selection bias’ have been suggested as possible explications. In the present paper, an analysis of gold OA from across all areas of research -the 27 subject areas of the Scopus database- is realized.

As a novel contribution, this paper takes a journal-level approach to assessing the OA citation advantage, whereas many others take a paper-level approach. Data were obtained from Scimago Lab, sorted using Scopus database, and tagged as OA/non-OA using the DOAJ list.

Jointly with the OA citation advantage, the OA prevalence as well as the differences between access types (OA vs. non-OA) in production and referencing are tested. A total of 3,737 OA journals (16.8%) and 18,485 non-OA journals (83.2%) published in 2015 are considered. As the main conclusion, there is no generalizable gold OA citation advantage at journal level.

URL : https://arxiv.org/abs/1708.06242

Who is Actually Harmed by Predatory Publishers?

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Authors : Martin Paul Eve, Ernesto Priego

“Predatory publishing” refers to conditions under which gold open-access academic publishers claim to conduct peer review and charge for their publishing services but do not, in fact, actually perform such reviews.

Most prominently exposed in recent years by Jeffrey Beall, the phenomenon garners much media attention. In this article, we acknowledge that such practices are deceptive but then examine, across a variety of stakeholder groups, what the harm is from such actions to each group of actors.

We find that established publishers have a strong motivation to hype claims of predation as damaging to the scholarly and scientific endeavour while noting that, in fact, systems of peer review are themselves already acknowledged as deeply flawed.

URL : Who is Actually Harmed by Predatory Publishers?

Alternative location : http://www.triple-c.at/index.php/tripleC/article/view/867

 

Business process costs of implementing “gold” and “green” open access in institutional and national contexts

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Authors : Robert Johnson, Stephen Pinfield, Mattia Fosci

As open access (OA) publication of research outputs becomes increasingly common and is mandated by institutions and research funders, it is important to understand different aspects of the costs involved.

This paper provides an early review of administrative costs incurred by universities in making research outputs OA, either via publication in journals (“Gold” OA), involving payment of article-processing charges (APCs), or via deposit in repositories (“Green” OA).

Using data from 29 UK institutions, it finds that the administrative time, as well as the cost incurred by universities, to make an article OA using the Gold route is over 2.5 times higher than Green. Costs are then modeled at a national level using recent UK policy initiatives from Research Councils UK and the Higher Education Funding Councils’ Research Excellence Framework as case studies.

The study also demonstrates that the costs of complying with research funders’ OA policies are considerably higher than where an OA publication is left entirely to authors’ discretion.

Key target areas for future efficiencies in the business processes are identified and potential cost savings calculated. The analysis is designed to inform ongoing policy development at the institutional and national levels.

URL : Business process costs of implementing “gold” and “green” open access in institutional and national contexts

Alternative location : http://onlinelibrary.wiley.com/doi/10.1002/asi.23545/full

A study of institutional spending on open access publication fees in Germany

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Authors : Najko Jahn, Marco Tullney

Publication fees as a revenue source for open access publishing hold a prominent place on the agendas of researchers, policy makers, and academic publishers.

This study contributes to the evolving empirical basis for funding these charges and examines how much German universities and research organisations spent on open access publication fees.

Using self-reported cost data from the Open APC initiative, the analysis focused on the amount that was being spent on publication fees, and compared these expenditure with data from related Austrian (FWF) and UK (Wellcome Trust, Jisc) initiatives, in terms of both size and the proportion of articles being published in fully and hybrid open access journals.

We also investigated how thoroughly self-reported articles were indexed in Crossref, a DOI minting agency for scholarly literature, and analysed how the institutional spending was distributed across publishers and journal titles.

According to self-reported data from 30 German universities and research organisations between 2005 and 2015, expenditures on open access publication fees increased over the years in Germany and amounted to € 9,627,537 for 7,417 open access journal articles.

The average payment was € 1,298, and the median was € 1,231. A total of 94% of the total article volume included in the study was supported in accordance with the price cap of € 2,000, a limit imposed by the Deutsche Forschungsgemeinschaft (DFG) as part of its funding activities for open access funding at German universities.

Expenditures varied considerably at the institutional level. There were also differences in how much the institutions spent per journal and publisher. These differences reflect, at least in part, the varying pricing schemes in place including discounted publication fees.

With an indexing coverage of 99%, Crossref thoroughly indexed the open access journals articles included in the study. A comparison with the related openly available cost data from Austria and the UK revealed that German universities and research organisations primarily funded articles in fully open access journals.

By contrast, articles in hybrid journal accounted for the largest share of spending according to the Austrian and UK data. Fees paid for hybrid journals were on average more expensive than those paid for fully open access journals.

URL : A study of institutional spending on open access publication fees in Germany

DOI : http://dx.doi.org/10.7717/peerj.2323