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Open access, open infrastructures, and their funding: Learning from histories to more effectively enhance diamond OA ecologies for books

Authors  : Kira Hopkins, Kevin Sanders

The decade since the “Bottlenecks in the Open Access System” special issue of JLSC in 2014 has been an expansive one for open access (OA) and OA books in particular. The creation of a scholarly publishing ecosystem that enables works to be freely accessible for readers has been successful in many ways.

However, the underlying politics and economics of OA scholarly publishing often remain opaque or under-interrogated (Lawson et al., 2015). The problems with journal OA funding, specifically regarding inequality of access to publishing, discussed by Bonaccorso et al. (2014) in their contribution to that issue, have also increased and become entrenched as we discuss below.

This entrenchment has been largely via the growth and consolidation of gold OA, “transformative” agreements, and read-and-publish journal deals, which have effectively, and unnecessarily, commodified OA publications. We would argue that this is in direct tension with some of the foundations of contemporary OA.

OA was explicitly described from early principles as not a business model and as aiming to reduce financial barriers from authors, libraries, and other groups (Suber, 2024). We would like to note that, while the main focus of this paper is books, we begin with a discussion of journals. This is because we are focusing on the history, development, and critiques of OA fundings in the intervening ten years following the “Bottlenecks” special issue.

OA journal publishing has been at the forefront of discussions of OA funding, and it has dominated the last decade, and more, of this discussion; it would therefore be remiss of us not to discuss this history, the resulting current landscape of inequity, and the potential ramifications if this were to be transferred to OA books, a more nascent field in general.

URL : Open access, open infrastructures, and their funding: Learning from histories to more effectively enhance diamond OA ecologies for books

DOI : https://doi.org/10.31274/jlsc.18284

 

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Diamond Open Access Landscape in Croatia: DIAMAS Survey Results

Authors :  Jadranka Stojanovski, Danijel Mofardin

As open science initiatives address the crisis in scholarly communication driven by commercialisation, diamond open access publishing—promoting equity for authors and readers—has emerged as a focal point in open access scholarly publishing. This study examines the landscape of institutional publishing in Croatia, focusing on the community-owned diamond open access model.

Through the DIAMAS project survey, which targeted 251 institutional publishers and achieved a response rate of 77, the research identifies the distinct features of Croatian institutional publishing. Institutional publishers are characterised by governance structures, funding challenges, voluntary staffing, and alignment with open science principles. Notable traits include reliance on public funding, use of the national open access journal platform, and a strong diamond open access publishing tradition.

Key findings emphasise the critical role of national infrastructure, services, and multilingual publishing. Persistent challenges include meeting indexing criteria, advancing open science practices, and ensuring metadata quality. This study provides a comprehensive mapping of Croatian institutional publishers, offering insights into their strengths and weaknesses while proposing strategies for improvement.

The findings underscore the importance of national policy frameworks, capacity building, and international collaboration to ensure the sustainability and visibility of Croatian institutional publishing.

URL : Diamond Open Access Landscape in Croatia: DIAMAS Survey Results

DOI : https://doi.org/10.3390/publications13010013

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Diamond open access and open infrastructures have shaped the Canadian scholarly journal landscape since the start of the digital era

Authors : Simon van Bellen, Lucía Céspedes

Scholarly publishing involves multiple stakeholders having various types of interest. In Canada, the implication of universities, the presence of societies and the availability of governmental support for periodicals seem to have contributed to a rather diverse ecosystem of journals. This study presents in detail the current state of these journals, in addition to past trends and transformations during the 20th century and, in particular, the digital era.

To this effect, we created a new dataset, including a total of 1256 journals, 944 of which appeared to be active today, specifically focusing on the supporting organizations behind the journals, the types of (open) access, disciplines, geographic origins, languages of publication and hosting platforms and tools. The main overarching traits across Canadian scholarly journals are an important presence of Diamond open access, which has been adopted by 62% of the journals, a predominance of the Social Sciences and Humanities disciplines and a scarce presence of the major commercial publishers.

The digital era allowed for the development of open infrastructures, which contributed to the creation of a new generation of journals that massively adopted Diamond open access, often supported by university libraries. However, journal cessation also increased, especially among the recently founded journals. These results provide valuable insights for the design of tailored practices and policies that cater to the needs of different types of periodicals and that take into account the evolving practices across the Canadian scholarly journal landscape.

Arxiv : https://arxiv.org/abs/2411.05942

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Article processing charges for open access journal publishing: A review

Author : Ángel Borrego

Some open access (OA) publishers charge authors fees to make their articles freely available online. This paper reviews literature on article processing charges (APCs) that has been published since 2000.

Despite praise for diamond OA journals, which charge no fees, most OA articles are published by commercial publishers that charge APCs. Publishers fix APCs depending on the reputation assigned to journals by peers.

Evidence shows a relationship between high impact metrics and higher, faster rising APCs. Authors express reluctance about APCs, although this varies by discipline depending on previous experience of paying publication fees and the availability of research grants to cover them. Authors rely on a mix of research grants, library funds and personal assets to pay the charges.

Two major concerns have been raised in relation to APCs: the inability of poorly funded authors to publish research and their impact on journal quality. Waivers have not solved the first issue. Research shows little extension of waiver use, unintended side effects on co-author networks and concerns regarding criteria to qualify for them.

Bibliometric studies concur that journals that charge APCs have a similar citation impact to journals that rely on other income sources.

URL : Article processing charges for open access journal publishing: A review

DOI : https://doi.org/10.1002/leap.1558

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Mapping the German Diamond Open Access Journal Landscape

Authors : Niels Taubert, Linda Sterzik, Andre Bruns

In the current scientific and political discourse surrounding the transformation of the scientific publication system, significant attention is focused on Diamond Open Access (OA).

This article explores the potential and challenges of Diamond OA journals, using Germany as a case study. Two questions are addressed: first, the current role of such journals in the scientific publication system is determined through bibliometric analysis across various disciplines. Second, an investigation is conducted to assess the sustainability of Diamond OA journals and identify associated structural problems or potential breaking points.

This investigation includes an in-depth expert interview study involving 20 editors of Diamond OA journals. The empirical results are presented using a landscape map that considers two dimensions: ‘monetized and gift-based completion of tasks’ and ‘journal team size.’ The bibliometric analysis reveals a substantial number of Diamond OA journals in the social sciences and humanities, but limited adoption in other fields.

The model proves effective for small to mid-sized journals, but not for larger ones. Additionally, it was found that 23 Diamond OA journals have recently discontinued their operations. The expert interviews demonstrate the usefulness of the two dimensions in understanding key differences.

Journals in two of the four quadrants of the map exemplify sustainable conditions, while the other two quadrants raise concerns about long-term stability. These concerns include limited funding leading to a lack of division of labor and an excessive burden on highly committed members.

These findings underscore the need for the development of more sustainable funding models to ensure the success of Diamond OA journals.

URL : https://arxiv.org/abs/2306.13080

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Supporting diamond open access journals. Interest and feasibility of direct funding mechanisms

Authors : Quentin Dufour, David Pontille, Didier Torny

More and more academics and governements consider that the open access model based on Article Processing Charges (APC) is problematic, not only due to the inequalities it generates and reinforces, but also because it has become unsustainable and even opposed to open access values.

They consider that scientific publishing based on a model where both authors and readers do not pay, the so-called Diamond, or non-APC model, should be developed and supported. However, beyond the display of such a support on an international scale, the landscape of Diamond journals is rather in the form of loosely connected archipelagos, and not systematically funded.

This article explores the practical conditions to implement a direct funding mechanism to such journals, that is reccurent money provided by a funder to support the publication process.

Following several recommendations from institutional actors in the open access world, we consider the hypothesis that such a funding would be fostered by research funding organizations (RFOs), which have been essential to the expansion of the APC model, and now show interest in supporting other models.

Based on a questionnaire survey sent to more thant 1000 Diamond Open Access journals, this article analyzes their financial needs, as well as their capacity to interact with funders. It is structured around four issues regarding the implementation of a direct funding model: do Diamond journals really make use of money, and to what end? Do they need additional money?

Are they able to engage monetary transactions? Are they able to meet RFOs visibility requirements? We show that a majority of OA Diamond journals could make use of a direct funding mechanism with certain adjustments. We conclude on the challenges that such a financial stream would spur.

URL : Supporting diamond open access journals. Interest and feasibility of direct funding mechanisms

DOI : https://doi.org/10.1101/2023.05.03.539231

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The Rise of Platinum Open Access Journals with Both Impact Factors and Zero Article Processing Charges

Author : Joshua M. Pearce

It appears that open access (OA) academic publishing is better for science because it provides frictionless access to make significant advancements in knowledge. OA also benefits individual researchers by providing the widest possible audience and concomitant increased citation rates.

OA publishing rates are growing fast as increasing numbers of funders demand it and is currently dominated by gold OA (authors pay article processing charges (APCs)). Academics with limited financial resources perceive they must choose between publishing behind pay walls or using research funds for OA publishing.

Worse, many new OA journals with low APCs did not have impact factors, which reduces OA selection for tenure track professors. Such unpleasant choices may be dissolving. This article provides analysis with a free and open source python script to collate all journals with impact factors with the now more than 12,000 OA journals that are truly platinum OA (neither the author nor the readers pay for the peer-reviewed work).

The results found platinum OA is growing faster than both academic publishing and OA publishing. There are now over 350 platinum OA journals with impact factors over a wide variety of academic disciplines, giving most academics options for OA with no APCs.

URL : The Rise of Platinum Open Access Journals with Both Impact Factors and Zero Article Processing Charges

DOI : https://doi.org/10.3390/knowledge2020013