Investigating the Blind Spot of a Monitoring System for Article Processing Charges

Authors : Andre Bruns, Niels Taubert

The Open Access (OA) publishing model that is based on article processing charges (APC) is often associated with the potential for more transparency regarding the expenditures for publications.

However, the extent to which transparency can be achieved depends not least on the completeness of data in APC monitoring systems. This article investigates two blind spots of the largest collection of APC payment information, OpenAPC. It aims to identify likely APC-liable publications for German universities that contribute to this system and for those that do not provide data to it.

The calculation combines data from Web of Science, the ISSN-Gold-OA-list and OpenAPC. The results show that for the group of universities contributing to the monitoring system, more than half of the APC payments are not covered by it and the average payments for non-covered APCs is higher than for APCs covered by the system.

In addition, the group of universities that do not contribute to OpenAPC accounts for two thirds of the number of APC-liable publications recorded for contributing universities. Regarding the size of these blind spots, the value of the monitoring system is limited at present.

URL : Investigating the Blind Spot of a Monitoring System for Article Processing Charges

DOI : https://doi.org/10.3390/publications9030041

Article processing charge expenditure in Chile: The current situation

Author : Erwin Krauskopf

The National Agency of Research and Development from Chile is proposing, for the first time, a national OA policy aiming to ensure access to the scientific knowledge contained in publications resulting from research projects and graduate thesis.

Since no information regarding APC expenditure in Chile is available, this study examined the cost of APC for the 2019 publications that included at least one Chilean affiliation. The total expenditure for the year 2019 was estimated at USD 9,129,939.

The results confirm that almost one third of the total APC was spent on publications from Health & Medical Sciences, research area with the highest APC (USD 6000). Furthermore, five commercial publishers collected 52% of the total APC expenditure.

Unfortunately, the cost of publishing in some journals is so high that it causes detrimental effects on the research capacity of under resourced individuals. In the Chilean scenario, APC is not well suited to scale as most universities do not have an OA budget to support researchers that are eager to publish their work in OA journals.

Perhaps the implementation of an OA policy ought to be accompanied by sustainable APC funding grants aimed at supporting under resourced researchers that want to make their research freely available.

URL : Article processing charge expenditure in Chile: The current situation

DOI : https://doi.org/10.1002/leap.1413

Article Processing Charges based publications: to which extent the price explains scientific impact?

Authors : Abdelghani Maddi, David Sapinho

The present study aims to analyze relationship between Citations Normalized Score (NCS) of scientific publications and Article Processing Charges (APCs) amounts of Gold Open access publications.

To do so, we use APCs information provided by OpenAPC database and citations scores of publications in the Web of Science database (WoS). Database covers the period from 2006 to 2019 with 83,752 articles published in 4751 journals belonging to 267 distinct publishers.

Results show that contrary to this belief, paying dearly does not necessarily increase the impact of publications. First, large publishers with high impact are not the most expensive.

Second, publishers with the highest APCs are not necessarily the best in terms of impact. Correlation between APCs and impact is moderate. Otherwise, in the econometric analysis we have shown that publication quality is strongly determined by journal quality in which it is published. International collaboration also plays an important role in citations score.

URL : https://arxiv.org/abs/2107.07348

The Changing Landscape of Open Access Publishing: Can Open Access Publishing Make the Scholarly World More Equitable and Productive?

Author : Richard G. Dudley

Almost 50% of scholarly articles are now open access in some form. This greatly benefits scholars at most institutions and is especially helpful to independent scholars and those without access to libraries. It also furthers the long-standing idea of knowledge as a public good.

The changing dynamics of open access (OA) threaten this positive development by solidifying the pay-to-publish OA model which further marginalizes peripheral scholars and incentivizes the development of sub-standard and predatory journals. Causal loop diagrams (CLDs) are used to illustrate these interactions.

URL : The Changing Landscape of Open Access Publishing: Can Open Access Publishing Make the Scholarly World More Equitable and Productive?

DOI : https://doi.org/10.7710/2162-3309.2345

Requiem for impact factors and high publication charges

Authors : Chris R Triggle, Ross MacDonald, David J. Triggle, Donald Grierson

Journal impact factors, publication charges and assessment of quality and accuracy of scientific research are critical for researchers, managers, funders, policy makers, and society. Editors and publishers compete for impact factor rankings, to demonstrate how important their journals are, and researchers strive to publish in perceived top journals, despite high publication and access charges.

This raises questions of how top journals are identified, whether assessments of impacts are accurate and whether high publication charges borne by the research community are justified, bearing in mind that they also collectively provide free peer-review to the publishers.

Although traditional journals accelerated peer review and publication during the COVID-19 pandemic, preprint servers made a greater impact with over 30,000 open access articles becoming available and accelerating a trend already seen in other fields of research.

We review and comment on the advantages and disadvantages of a range of assessment methods and the way in which they are used by researchers, managers, employers and publishers.

We argue that new approaches to assessment are required to provide a realistic and comprehensive measure of the value of research and journals and we support open access publishing at a modest, affordable price to benefit research producers and consumers.

URL : Requiem for impact factors and high publication charges

DOI : https://doi.org/10.1080/08989621.2021.1909481

Only two out of five articles by New Zealand researchers are free-to-access: a multiple API study of access, citations, cost of Article Processing Charges (APC), and the potential to increase the proportion of open access

Authors : Richard Kenneth Alistair White, Anton Angelo, Deborah Jane Fitchett, Moira Fraser, Luqman Hayes, Jess Howie, Emma Richardson, Bruce Duncan White

We studied journal articles published by researchers at all eight of New Zealand universities in 2017 to determine how many were freely accessible on the web. We wrote software code to harvest data from multiple sources, code that we now share to enable others to reproduce our work on their own sample set.

In May 2019, we ran our code to determine which of the 2017 articles were open at that time and by what method; where those articles would have incurred an Article Processing Charge (APC) we calculated the cost if those charges had been paid.

Where articles were not freely available we determined whether the policies of publishers in each case would have allowed deposit in a non-commercial repository (Green open access). We also examined citation rates for different types of access. We found that, of our 2017 sample set, about two out of every five articles were freely accessible without payment or subscription (41%).

Where research was explicitly said to be funded by New Zealand’s major research funding agencies, the proportion was slightly higher at 45%. Where open articles would have incurred an APC we estimated an average cost per article of USD1,682 (for publications where all articles require an APC, that is, Gold open access) and USD2,558 (where APC payment is optional, Hybrid open access) at a total estimated cost of USD1.45m.

Of the paid options, Gold is by far more common for New Zealand researchers (82% Gold, 18% Hybrid). In terms of citations, our analysis aligned with previous studies that suggest a correlation between publications being freely accessible and, on balance, slightly higher rates of citation.

This is not seen across all types of open access, however, with Diamond OA achieving the lowest rates. Where articles were not freely accessible we found that a very large majority of them (88% or 3089 publications) could have been legally deposited in an institutional repository.

Similarly, only in a very small number of cases had a version deposited in the repository of a New Zealand university made the difference between the publication being freely accessible or not (125 publications).

Given that most New Zealand researchers support research being open, there is clearly a large gap between belief and practice in New Zealand’s research ecosystem.

DOI : https://doi.org/10.1101/2020.06.23.164004

Bibliodiversity at the Centre: Decolonizing Open Access

Author : Monica Berger

The promise of open access for the global South has not been fully met. Publishing is dominated by Northern publishers, which disadvantages Southern authors through platform capitalism and open access models requiring article processing charges to publish.

This article argues that through the employment of bibliodiversity — a sustainable, anticolonial ethos and practice developed in Latin America — the South can reclaim and decolonize open access and nurture scholarly communities.

Self‐determination and locality are at the core of bibliodiversity which rejects the domination of international, English‐language journal publishing. As articulated by the Jussieu Call, wide‐ranging, scholarly‐community‐based, non‐profit and sustainable models for open access are integral to bibliodiversity, as is reform of research evaluation systems.

Predatory publishing exploits open access and perpetuates the marginalization of Southern scholars. Predatory journals are often also conflated with legitimate Southern journals. The article concludes with a discussion of Southern open access initiatives, highlighting large‐scale infrastructure in Latin America and library‐based publishing in Africa, which express the true spirit of open access as a commons for knowledge as a public good.

DOI : https://doi.org/10.1111/dech.12634