Archives des mots-clés : article-processing charges

Should open access lead to closed research? The trends towards paying to perform research

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Authors : Lin Zhang, Yahui Wei, Ying Huang, Gunnar Sivertsen

Open Access (OA) emerged as an important transition in scholarly publishing worldwide during the past two decades. So far, this transition is increasingly based on article processing charges (APC), which create a new paywall on the researchers’ side. Publishing is part of the research process and thereby necessary to perform research.

This study analyses the global trends towards paying to perform research by combing observed trends in publishing from 2015 to 2020 with an APC price list. APC expenses have sharply increased among six countries with different OA policies: the USA, China, the UK, France, the Netherlands, and Norway.

The estimated global revenues from APC among major publishers now exceed 2 billion US dollars annually. Mergers and takeovers show that the industry is moving towards APC-based OA as the more profitable business model.

Research publishing will be closed to those who cannot make an institution or project money payment. Our results lead to a discussion of whether APC is the best way to promote OA.

URL : Should open access lead to closed research? The trends towards paying to perform research

DOI : https://doi.org/10.1007/s11192-022-04407-5

From library budget to information budget: fostering transparency in the transformation towards open access

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Author: Heinz Pampel

The discussion on the transformation of scholarly journals to open access (OA) increasingly concerns financial aspects. Considering the variety of funding strategies for article processing charge (APCs), the array of cost types for scientific information and the need for data monitoring to promote cost transparency, an integrated view of the financial dimension of the OA transition is needed.

This commentary describes the need for implementing an information budget that looks beyond just the library budget and comprehensively targets all financial flows from universities and other research performing organizations to publishers.

An information budget promotes an integrated perspective on the distributed costs at a given institution. This centralized approach of assessing financial flows can be used to strengthen the position of research institutions when negotiating with publishers.

URL : From library budget to information budget: fostering transparency in the transformation towards open access

DOI : http://doi.org/10.1629/uksg.576

Attitudes, willingness, and resources to cover article publishing charges: The influence of age, position, income level country, discipline and open access habits

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Authors : Francisco Segado-Boj, Juan-Jose Prieto-Gutiérrez, Juan Martín-Quevedo

The rise of open access (OA) publishing has been followed by the expansion of the Article Publishing Charges (APC) that moves the financial burden of scholarly journal publishing from libraries and readers to authors.

We introduce the results of an international randomly selected sampled survey (N = 3,422) that explores attitudes towards this pay-to-publish or Gold OA model among scholars. We test the predictor role of age, professional position, discipline, and income-level country in this regard.

We found that APCs are perceived more as a global threat to Science than a deterrent to personal professional careers. Academics in low and lower-middle income level countries hold the most unfavourable opinions about the APC system.

The less experimental disciplines held more negative perceptions of APC compared to STEM and the Life Sciences. Age and access to external funding stood as negative predictors of refusal to pay to publish. Commitment to OA self-archiving predicted the negative global perception of the APC.

We conclude that access to external research funds influences the acceptance and the particular perception of the pay to publish model, remarking the economic dimension of the problem and warning about issues in the inequality between centre and periphery.

URL : Attitudes, willingness, and resources to cover article publishing charges: The influence of age, position, income level country, discipline and open access habits

DOI : https://doi.org/10.1002/leap.1455

The Rise of Platinum Open Access Journals with Both Impact Factors and Zero Article Processing Charges

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Author : Joshua M. Pearce

It appears that open access (OA) academic publishing is better for science because it provides frictionless access to make significant advancements in knowledge. OA also benefits individual researchers by providing the widest possible audience and concomitant increased citation rates.

OA publishing rates are growing fast as increasing numbers of funders demand it and is currently dominated by gold OA (authors pay article processing charges (APCs)). Academics with limited financial resources perceive they must choose between publishing behind pay walls or using research funds for OA publishing.

Worse, many new OA journals with low APCs did not have impact factors, which reduces OA selection for tenure track professors. Such unpleasant choices may be dissolving. This article provides analysis with a free and open source python script to collate all journals with impact factors with the now more than 12,000 OA journals that are truly platinum OA (neither the author nor the readers pay for the peer-reviewed work).

The results found platinum OA is growing faster than both academic publishing and OA publishing. There are now over 350 platinum OA journals with impact factors over a wide variety of academic disciplines, giving most academics options for OA with no APCs.

URL : The Rise of Platinum Open Access Journals with Both Impact Factors and Zero Article Processing Charges

DOI : https://doi.org/10.3390/knowledge2020013

Surveillance Publishing

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Author : Jeff Pooley

This essay develops the idea of surveillance publishing, with special attention to the example of Elsevier. A scholarly publisher can be defined as a surveillance publisher if it derives a substantial proportion of its revenue from prediction products, fueled by data extracted from researcher behavior.

The essay begins by tracing the Google search engine’s roots in bibliometrics, alongside a history of the citation analysis company that became, in 2016, Clarivate. The essay develops the idea of surveillance publishing by engaging with the work of Shoshana Zuboff, Jathan Sadowski, Mariano-Florentino Cuéllar, and Aziz Huq.

The recent history of Elsevier is traced to describe the company’s research-lifecycle data-harvesting strategy, with the aim to develop and sell prediction products to unviersity and other customers.

The essay concludes by considering some of the potential costs of surveillance publishing, as other big commercial publishers increasingly enter the predictive-analytics business. It is likely, I argue, that windfall subscription-and-APC profits in Elsevier’s “legacy” publishing business have financed its decade-long acquisition binge in analytics.

The products’ purpose, moreover, is to streamline the top-down assessment and evaluation practices that have taken hold in recent decades. A final concern is that scholars will internalize an analytics mindset, one already encouraged by citation counts and impact factors.

URL : Surveillance Publishing

DOI : https://doi.org/10.3998/jep.1874

Article Processing Charges, Altmetrics and Citation Impact: Is there an economic rationale?

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Authors : Abdelghani Maddi, David Sapinho

The present study aims to analyze 1) the relationship between Citation Normalized Score of scientific publications and Article Processing Charges (APCs) of Gold Open Access (OA) publications 2) the determinants of APCs.

To do so, we used APCs information provided by the OpenAPC database, citation scores of publications from the WoS database and, for Altmetrics, data from Altmetrics.com database, over the period from 2006 to 2019 for 83,752 articles published in 4751 journals belonging to 267 distinct publishers.

Results show that contrary to common belief, paying high APCs does not necessarily increase the impact of publications. First, large publishers with high impact are not the most expensive. Second, publishers with the highest APCs are not necessarily the best in terms of impact.

Correlation between APCs and impact is moderate. Regarding the determinants, results indicate that APCs are on average 50% higher in hybrid journals than in full OA journals. The results also suggest that Altmetrics do not have a great impact: OA articles that have garnered the most attention on internet are articles with relatively low APCs.

Another interesting result is that the “number of readers” indicator is more effective as it is more correlated with classic bibliometrics indicators than the Altmetrics score.

URL : https://hal.archives-ouvertes.fr/hal-03576911

Investigating the Blind Spot of a Monitoring System for Article Processing Charges

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Authors : Andre Bruns, Niels Taubert

The Open Access (OA) publishing model that is based on article processing charges (APC) is often associated with the potential for more transparency regarding the expenditures for publications.

However, the extent to which transparency can be achieved depends not least on the completeness of data in APC monitoring systems. This article investigates two blind spots of the largest collection of APC payment information, OpenAPC. It aims to identify likely APC-liable publications for German universities that contribute to this system and for those that do not provide data to it.

The calculation combines data from Web of Science, the ISSN-Gold-OA-list and OpenAPC. The results show that for the group of universities contributing to the monitoring system, more than half of the APC payments are not covered by it and the average payments for non-covered APCs is higher than for APCs covered by the system.

In addition, the group of universities that do not contribute to OpenAPC accounts for two thirds of the number of APC-liable publications recorded for contributing universities. Regarding the size of these blind spots, the value of the monitoring system is limited at present.

URL : Investigating the Blind Spot of a Monitoring System for Article Processing Charges

DOI : https://doi.org/10.3390/publications9030041