Exploring the Effects of a Transition to Open…

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Exploring the Effects of a Transition to Open Access: Insights from a Simulation Study :

“The Open Access (OA) movement, which postulates gratis and unrestricted online access to publicly funded research findings, has significantly gained momentum in recent years. The two ways of achieving OA are self-archiving of scientific work by the authors (Green OA) and publishing in OA journals (Gold OA). But there is still no consensus which model should be supported in particular. The aim of this simulation study is to discover mechanisms and predict developments that may lead to specific outcomes of possible market transformation scenarios. It contributes to theories related to OA by substantiating the argument of a citation advantage of OA articles and by visualizing the mechanisms of a journal system collapsing in the long-term due to the continuation of the serials crisis. The practical contribution of this research stems from the integration of all market players: Decisions regarding potential financial support of OA models can be aligned with our findings – as well as the decision of a publisher to migrate his journals to Gold OA. Our results indicate that for scholarly communication in general, a transition to Green OA combined with a certain level of subscription-based publishing and a migration of few top journals is the most beneficial development.”

URL : http://www.is-frankfurt.de/publikationenNeu/ExploringtheEffectsofaTransiti4353.pdf

Testing the Finch Hypothesis on Green OA Mandate Ineffectiveness

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“We have now tested the Finch Committee’s Hypothesis that Green Open Access Mandates are ineffective in generating deposits in institutional repositories. With data from ROARMAP on institutional Green OA mandates and data from ROAR on institutional repositories, we show that deposit number and rate is significantly correlated with mandate strength (classified as 1-12): The stronger the mandate, the more the deposits. The strongest mandates generate deposit rates of 70%+ within 2 years of adoption, compared to the un-mandated deposit rate of 20%. The effect is already detectable at the national level, where the UK, which has the largest proportion of Green OA mandates, has a national OA rate of 35%, compared to the global baseline of 25%. The conclusion is that, contrary to the Finch Hypothesis, Green Open Access Mandates do have a major effect, and the stronger the mandate, the stronger the effect (the Liege ID/OA mandate, linked to research performance evaluation, being the strongest mandate model). RCUK (as well as all universities, research institutions and research funders worldwide) would be well advised to adopt the strongest Green OA mandates and to integrate institutional and funder mandates.”

URL : http://eprints.soton.ac.uk/344687/

Libre accès à la communication scientifique et contexte français : prospective, développement et enjeux pour la créativité et l’interdisciplinarité ?

Auteur/Author : Hans Dillaerts

Dans le cadre du développement international du mouvement du libre accès aux publications scientifiques, cette thèse analyse plus précisément la situation française dans le contexte européen.

Cette analyse a été menée à travers une démarche de recherche-action, au sein d’un groupe d’acteurs du Groupement français des industries de l’information (GFII) concernés par le libre accès.

Nous cherchons tout d’abord à mettre en évidence les forces motrices du développement du libre accès en nous appuyant sur une méthodologie prospective développée au LIPSOR/CNAM.

Les résultats nous ont conduit à contribuer à la conception d’un site d’information dont la finalité est l’affichage des politiques des éditeurs nationaux en matière d’auto-archivage afin d’accompagner les pratiques de dépôts au niveau national.

L’analyse prospective a en effet révélé l’importance des embargos pour les équilibres financiers des éditeurs.De façon plus distanciée, nous amorçons également une réflexion sur l’impact réel du libre accès sur deux moteurs semblant jouer un rôle croissant dans l’économie de la connaissance, à savoir la créativité et l’interdisciplinarité.”

URL : http://tel.archives-ouvertes.fr/tel-00768432/fr/

Le libre accès en France en 2012: Entre immobilisme et innovation

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“Pour faire l’état des lieux du libre accès (LA) en France en 2012, dix ans après la Budapest Open Access Initiative, nous avons examiné les deux voies : la voie verte (l’auto-archivage) et la voie dorée (publications dans les revues en LA). L’archive centrale multidisciplinaire HAL, créée en 2002 pour recevoir les publications scientifiques au niveau national, est reconnue pour sa qualité technique, mais elle ne propose que 10% à 15 % de la production scientifique annuelle française. Ce chiffre est à l’image de ce qu’offrent toutes les autres archives dans le monde où il n’y a pas d’obligation de déposer (pas de mandat). Les archives qui ont un mandat comme celle de l’université de Liège, ont atteint un taux de 80% en deux ans. Quelques archives institutionnelles se sont développées en France parallèlement à HAL, et deux d’entre elles (Archimer and OATAO) ont un bon taux de remplissage, grâce à l’implication d’un personnel dédié. Pour soutenir les offres éditoriales en libre accès le Centre pour l’Édition électronique Ouverte (CLEO) a récemment mis en place OpenEdition Freemium. Cette initiative pourrait favoriser le développement des revues en LA. Cependant, l’étude faite à partir des revues qualifiantes en Sciences Humaines et Sociales montre que les chercheurs sont peu encouragés à publier dans ces revues par les instances d’évaluation : peu de revues en libre accès françaises sont présentes dans les listes des revues qualifiantes de l’agence d’évaluation de la recherche et de l’enseignement supérieur (AERES). On note aussi une forte disparité entre les disciplines. Différents exemples de politique en faveur du libre accès sont donnés : un politique forte peut être menée par des universités, comme à l’université de Liège, ou par des bailleurs de fonds, comme le FRS-FNRS en Belgique ou par l’Europe. Elle peut être entreprise au niveau législatif comme aux USA, au Brésil ou en Argentine. En France les deux voies du libre accès sont tracées par des initiatives intéressantes. Le gouvernement français devrait accompagner ces initiatives et devrait s’investir dans une politique forte pour recevoir rapidement les bénéfices du libre accès.”

“Ten years after the Budapest Open Access Initiative, we have examined the current situation of Open Access in France via the two open access (OA) roads: the Green (self-archiving) and the Gold (OA publishing). HAL, a central multidisciplinary French archive launched in 2002, is recognized for its technical quality, but 10 years after its creation it only includes 10 to 15% of the annual French scientific output. This figure is similar to other repositories worldwide for which there is no mandatory policy (no mandate). On the other hand, archives such as that of Liège University which has a mandate, achieved an 80% deposit rate within two years. Other than HAL, a number of institutional archives are being developed in France, with Archimer and OATAO being two successful examples, thanks to dedicated library staff. In order to support the editorial offer in open access the Centre pour l’Édition électronique Ouverte (CLEO) recently launched the Open Edition Freemium. This initiative should favor the development of OA periodicals. However, the study based on the list of qualifying periodicals in Human and Social Sciences, shows that researchers are not encouraged to publish in these periodicals by national assessment bodies; very few French open access periodicals are on the different qualifying lists of the agence d’évaluation de la recherche et de l’enseignement supérieur (AERES – French research and higher education assessment agency). In addition, a wide disparity can be observed between disciplines. Different examples of strong policies in favor of OA are given: at the university level, as at Liège university, at the level of foundations, as at FRS-FNRS in Belgium, at the level of the Europe or at the legislative level, as attempted in the USA or Brazil or Argentina. In France the two roads are supported by interesting initiatives and these should be accompanied by strong French government policy to enable the benefits of open access to be rapidly reaped.”

URL : http://revista.ibict.br/liinc/index.php/liinc/article/view/502

Planting the green seeds for a golden harvest…

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Planting the green seeds for a golden harvest: Comments and clarifications on “Going for Gold” :

“The economic modelling work we have carried out over the past few years has been referred to and cited a number of times in the discussions of the Finch report and subsequent policy developments in the UK. We are concerned that there may be some misinterpretation of this work. This short paper sets out the main conclusions of our work, which was designed to explore the overall costs and benefits of Open Access (OA), as well as identify the most cost-effective policy basis for transitioning to OA at national and institutional levels.

The main findings are that disseminating research results via OA would be more cost-effective than subscription publishing. If OA were adopted worldwide, the net benefits of Gold OA would exceed those of Green OA. However, we are not in an OA world, nor are we likely to be in such a world in the foreseeable future.

At the institutional level, during a transitional period when subscriptions are maintained, the cost of unilaterally adopting Green OA is much lower than the cost of Gold OA – with Green OA self-archiving costing average institutions sampled around one-fifth the amount that Gold OA might cost, and as little as one-tenth as much for the most research intensive university.

Hence, we conclude that the most affordable and cost-effective means of moving towards OA is through Green OA, which can be adopted unilaterally at the funder, institutional, sectoral and national levels at relatively little cost.”

URL : http://www.cfses.com/projects/Going%20for%20Gold%20-%20Comment%20and%20Clarification%20%28Houghton%20and%20Swan%29.pdf

Green and Gold Open Access Percentages and Growth…

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Green and Gold Open Access Percentages and Growth, by Discipline :

“Most refereed journal articles today are published in subscription journals, accessible only to subscribing institutions, hence losing considerable research impact. Making articles freely accessible online (“Open Access,” OA) maximizes their impact. Articles can be made OA in two ways: by self-archiving them on the web (“Green OA”) or by publishing them in OA journals (“Gold OA”). We compared the percent and growth rate of Green and Gold OA for 14 disciplines in two random samples of 1300 articles per discipline out of the 12,500 journals indexed by Thomson-Reuters-ISI using a robot that trawled the web for OA full-texts. We sampled in 2009 and 2011 for publication year ranges 1998-2006 and 2005-2010, respectively. Green OA (21.4%) exceeds Gold OA (2.4%) in proportion and growth rate in all but the biomedical disciplines, probably because it can be provided for all journals articles and does not require paying extra Gold OA publication fees. The spontaneous overall OA growth rate is still very slow (about 1% per year). If institutions make Green OA self-archiving mandatory, however, it triples percent Green OA as well as accelerating its growth rate.”

URL : http://eprints.soton.ac.uk/340294/

Driving on the Green Road Self archiving Research…

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Driving on the Green Road: Self-archiving Research for Open Access in India :

“The basic purpose of this paper is to review the relevance of Institutional Repository in the context of India and to prepare an account of the present state and future prospects of Institutional Repository in India. The paper is an outcome of a review of works in the area of Institutional Repository with specific reference to India. For this purpose, quite a good number of sources of information have been explored, analysed and assessed. The Study reveals that India has a huge potential for the growth of Institutional Repository. Hundreds of universities and thousands of colleges and other institutions including IITs, IIMs, IISc, IGNOU, CSIR and ICSSR centers provide a great scope for Institutional Repository in this country. DSpace is the most dominant software used by 37 (59%) institutional repositories followed by E-Print used by 18(29%) institutional repositories. The institutional repository created by Indian Institute of Science (IISc) Bangalore has been placed among top 116 institutional repositories in the world.”

URL : http://digitalcommons.unl.edu/libphilprac/785/