NSF Fellows’ perceptions about incentives, research misconduct, and scientific integrity in STEM academia

Authors : Siddhartha Roy, Marc A. Edwards

There is increased concern about perverse incentives, quantitative performance metrics, and hyper-competition for funding and faculty positions in US academia.

Recipients of the prestigious National Science Foundation Graduate Research Fellowships (n = 244) from Civil and Environmental Engineering (45.5%) and Computer Science and Engineering (54.5%) were anonymously surveyed to create a baseline snapshot of their perceptions, behaviors and experiences. NSF Fellows ranked scientific advancement as the top metric for evaluating academics followed by publishing in high-impact journals, social impact of research, and publication/citation counts.

The self-reported rate of academic cheating was 16.7% and of research misconduct was 3.7%. Thirty-one percent of fellows reported direct knowledge of graduate peers cheating, and 11.9% had knowledge of research misconduct by colleagues. Only 30.7% said they would report suspected misconduct.

A majority of fellows (55.3%) felt that mandatory ethics trainings left them unprepared for dealing with ethical issues. Fellows stated academic freedom, flexible schedules and opportunity to mentor students were the most positive aspects of academia, whereas pressures for funding, publication, and tenure were cited as the most negative aspects.

These data may be useful in considering how to better prepare STEM graduate trainees for academic careers.

URL : NSF Fellows’ perceptions about incentives, research misconduct, and scientific integrity in STEM academia

DOI : https://doi.org/10.1038/s41598-023-32445-3

Research integrity guidelines in the academic environment: The context of Brazilian institutions with retracted publications in health and life sciences

Authors : Rafaelly Stavale, Vanja Pupovac, Graziani Izidoro Ferreira, Dirce Bellezi Guilhem

Although research misconduct is responsible for most retractions in health and life sciences from authors affiliated with Brazilian institutions, there are few studies evaluating retraction notices and research misconduct in the country.

Understanding the form of research misconduct may share light on the weaknesses and strengths of individual, organizational, and structural factors toward the implementation of a research integrity culture.

This review on policies and practices aims to access the available information from research integrity offices and the guidelines from Brazilian funding institutions and universities who were involved in retractions in health and life science publications based on a previously published systematic review.

Additionally, we summarize the available guidelines and policies for research integrity in the country. Additionally, we searched publicly available guidelines and offices for research integrity.

In total, 15 institutions were analyzed: five funding agencies and 10 universities. Approximately 40% of the funding agencies promoted local research, and 60% promoted national research. Considering national funding agencies, 66% had the commission on research integrity. Approximately 30% of the universities do not have the official office for research integrity or any publicly available guidelines.

Most institutions involved in retractions due to some form of research misconduct. Brazilian institutions involved in publication retractions lack instruments to prevent, supervise, and sanction research misconduct. Institutions of the country have insufficiently developed a system to promote and sustain research integrity practices.

Nevertheless, there is a positive movement of researchers who are engaged in the investigation of research integrity, policy creation and training.

This study emphasizes increased influence of Brazilian scientific collaboration and production globally as well as the impact of retractions in medical sciences. In contrast, it addresses the need for clear research integrity policies to foster high-quality and trustworthy research.

URL : Research integrity guidelines in the academic environment: The context of Brazilian institutions with retracted publications in health and life sciences

DOI : https://doi.org/10.3389/frma.2022.991836

RipetaScore: Measuring the Quality, Transparency, and Trustworthiness of a Scientific Work

Authors : Josh Q. Sumner, Cynthia Hudson Vitale, Leslie D. McIntosh

A wide array of existing metrics quantifies a scientific paper’s prominence or the author’s prestige. Many who use these metrics make assumptions that higher citation counts or more public attention must indicate more reliable, better quality science.

While current metrics offer valuable insight into scientific publications, they are an inadequate proxy for measuring the quality, transparency, and trustworthiness of published research.

Three essential elements to establishing trust in a work include: trust in the paper, trust in the author, and trust in the data. To address these elements in a systematic and automated way, we propose the ripetaScore as a direct measurement of a paper’s research practices, professionalism, and reproducibility.

Using a sample of our current corpus of academic papers, we demonstrate the ripetaScore’s efficacy in determining the quality, transparency, and trustworthiness of an academic work.

In this paper, we aim to provide a metric to evaluate scientific reporting quality in terms of transparency and trustworthiness of the research, professionalism, and reproducibility.

URL : RipetaScore: Measuring the Quality, Transparency, and Trustworthiness of a Scientific Work

DOI : https://doi.org/10.3389/frma.2021.751734

Do we achieve anything by teaching research integrity to starting PhD students?

Authors : Shila Abdi, Steffen Fieuws, Benoit Nemer, Kris Dierickx

Education of young researchers has been proposed as a way to promote research integrity. However, the effectiveness of research integrity education on PhD students is unknown. In a longitudinal design, we surveyed over 1000 starting PhD students from various disciplines regarding knowledge, attitude and behaviour before, immediately after and 3 months after a compulsory 3-h course given by a panel of experts.

Compared with a control group who did not follow the course, the course recipients showed significant (multivariate analysis) but modest improvements in knowledge and attitude scores immediately after the course, but not after 3 months; a prolonged impact was apparent regarding behaviour.

Moreover, the course spurred 93% of PhD students to have conversations about research integrity and 79% declared applying the content of the course. Among other interventions, formal education in research integrity may contribute to foster a climate of research integrity in academia.

URL : Do we achieve anything by teaching research integrity to starting PhD students?

DOI : https://doi.org/10.1057/s41599-021-00908-5

Good friend or good student? An interview study of perceived conflicts between personal and academic integrity among students in three European countries

Authors : Mads Paludan Goddiksen, Una Quinn, Nóra Kovács, Thomas Bøker Lund, Peter Sandøe, Orsolya Varga, Mikkel Willum Johansen

Students are often reluctant to report the academic dishonesty of their peers. Loyalty to friends and classmates has previously been identified as an important reason for this. This paper explores loyalty conflicts among students from upper secondary school, through bachelor’s, to Ph.D. level.

Drawing on semi-structured qualitative interviews (N = 72) conducted in Denmark, Ireland and Hungary, we show that loyalty considerations among students can be complex and draw on a range of norms including responsibility.

The study demonstrates how students are often willing to assume substantial personal responsibility for dealing with the academic dishonesty of a peer, often preferring this to reporting.

However, when deciding on the right course of action, they also perceive tensions between the norms of the good researcher and student and their own norms of being a good friend and person.

The loyalty considerations and tension were identified in all three countries and across the educational levels, which suggests that this is a cross-cultural challenge.

We argue that institutions should formally decide whether they want students to take some degree of responsibility themselves for addressing less serious cases of academic dishonesty and communicate their decision to their students.

URL : Good friend or good student? An interview study of perceived conflicts between personal and academic integrity among students in three European countries

DOI : https://doi.org/10.1080/08989621.2020.1826319

Honest signaling in academic publishing

Authors : Leonid Tiokhin, Karthik Panchanathan, Daniel Lakens, Simine Vazire, Thomas Morgan, Kevin Zollman

Academic journals provide a key quality-control mechanism in science. Yet, information asymmetries and conflicts of interests incentivize scientists to deceive journals about the quality of their research.

How can honesty be ensured, despite incentives for deception? Here, we address this question by applying the theory of honest signaling to the publication process. Our models demonstrate that several mechanisms can ensure honest journal submission, including differential benefits, differential costs, and costs to resubmitting rejected papers.

Without submission costs, scientists benefit from submitting all papers to high-ranking journals, unless papers can only be submitted a limited number of times. Counterintuitively, our analysis implies that inefficiencies in academic publishing (e.g., arbitrary formatting requirements, long review times) can serve a function by disincentivizing scientists from submitting low-quality work to high-ranking journals.

Our models provide simple, powerful tools for understanding how to promote honest paper submission in academic publishing.

URL : Honest signaling in academic publishing

DOI : https://doi.org/10.1371/journal.pone.0246675

Rethinking success, integrity, and culture in research (part 2) — a multi-actor qualitative study on problems of science

Authors : Noémie Aubert Bonn, Wim Pinxten

Background

Research misconduct and questionable research practices have been the subject of increasing attention in the past few years. But despite the rich body of research available, few empirical works also include the perspectives of non-researcher stakeholders.

Methods

We conducted semi-structured interviews and focus groups with policy makers, funders, institution leaders, editors or publishers, research integrity office members, research integrity community members, laboratory technicians, researchers, research students, and former-researchers who changed career to inquire on the topics of success, integrity, and responsibilities in science.

We used the Flemish biomedical landscape as a baseline to be able to grasp the views of interacting and complementary actors in a system setting.

Results

Given the breadth of our results, we divided our findings in a two-paper series with the current paper focusing on the problems that affect the integrity and research culture. We first found that different actors have different perspectives on the problems that affect the integrity and culture of research.

Problems were either linked to personalities and attitudes, or to the climates in which researchers operate. Elements that were described as essential for success (in the associate paper) were often thought to accentuate the problems of research climates by disrupting research culture and research integrity.

Even though all participants agreed that current research climates need to be addressed, participants generally did not feel responsible nor capable of initiating change. Instead, respondents revealed a circle of blame and mistrust between actor groups.

Conclusions

Our findings resonate with recent debates, and extrapolate a few action points which might help advance the discussion.

First, the research integrity debate must revisit and tackle the way in which researchers are assessed.

Second, approaches to promote better science need to address the impact that research climates have on research integrity and research culture rather than to capitalize on individual researchers’ compliance.

Finally, inter-actor dialogues and shared decision making must be given priority to ensure that the perspectives of the full research system are captured. Understanding the relations and interdependency between these perspectives is key to be able to address the problems of science.

URL : Rethinking success, integrity, and culture in research (part 2) — a multi-actor qualitative study on problems of science

DOI : https://doi.org/10.1186/s41073-020-00105-z