Is preprint the future of science? A thirty year journey of online preprint services

Authors : Boya Xie, Zhihong Shen, Kuansan Wang

Preprint is a version of a scientific paper that is publicly distributed preceding formal peer review. Since the launch of arXiv in 1991, preprints have been increasingly distributed over the Internet as opposed to paper copies.

It allows open online access to disseminate the original research within a few days, often at a very low operating cost. This work overviews how preprint has been evolving and impacting the research community over the past thirty years alongside the growth of the Web.

In this work, we first report that the number of preprints has exponentially increased 63 times in 30 years, although it only accounts for 4% of research articles. Second, we quantify the benefits that preprints bring to authors: preprints reach an audience 14 months earlier on average and associate with five times more citations compared with a non-preprint counterpart. Last, to address the quality concern of preprints, we discover that 41% of preprints are ultimately published at a peer-reviewed destination, and the published venues are as influential as papers without a preprint version.

Additionally, we discuss the unprecedented role of preprints in communicating the latest research data during recent public health emergencies. In conclusion, we provide quantitative evidence to unveil the positive impact of preprints on individual researchers and the community.

Preprints make scholarly communication more efficient by disseminating scientific discoveries more rapidly and widely with the aid of Web technologies. The measurements we present in this study can help researchers and policymakers make informed decisions about how to effectively use and responsibly embrace a preprint culture.

URL : https://arxiv.org/abs/2102.09066

Evaluating the scientific impact of research infrastructures: The role of current research information systems

Authors : Renaud Fabre, Daniel Egret, Joachim Schöpfel, Otmane Azeroual

Research infrastructures (RI) offer researchers a multitude of research opportunities and services and play a key role in the performance, innovative strength, and international competitiveness of science. As an important part of the generation and use of new knowledge and technologies, they are essential for research policies.

Because of their strategic importance and their need for significant funding, there is a growing demand for the assessment of their scientific output and impact. Current research information systems (CRIS) have contributed for many years now to the evaluation of universities and research organizations.

Based on studies on the application of CRIS to infrastructures and on a recent French report on the scientometric assessment of RI, this paper analyzes the potential of CRIS and their data models and standards (in particular the international CERIF format and the German RDC model) for the monitoring and evaluation of RI.

The interaction between functional specificities of RI and standards for their assessment is outlined, with reference to their own potential to stimulate and share innovation in the networks located inside and outside RI.

This societal challenge, more than an academic issue, is on the way to further harmonization and consolidation of shared and common RI metrics.

DOI : https://doi.org/10.1162/qss_a_00111

Cite Unseen: Theory and Evidence on the Effect of Open Access on Cites to Academic Articles Across the Quality Spectrum

Authors : Mark J. McCabe, Christopher Snyder

Our previous paper (McCabe and Snyder 2014) contained the provocative result that, despite a positive average effect, open access reduces cites to some articles, in particular those published in lower-tier journals.

We propose a model in which open access leads more readers to acquire the full text, yielding more cites from some, but fewer cites from those who would have cited the article based on superficial knowledge but who refrain once they learn that the article is a bad match.

We test the theory with data for over 200,000 science articles binned by cites received during a pre-study period. Consistent with the theory, the marginal effect of open access is negative for the least-cited articles, positive for the most cited, and generally monotonic for quality levels in between.

Also consistent with the theory is a magnification of these effects for articles placed on PubMed Central, one of the broadest open-access platforms, and the differential pattern of results for cites from insiders versus outsiders to the article’s field.

URL : https://www.nber.org/papers/w28128

Academic Impact of Articles by Practitioners in the Field of Library and Information Science

Author : Yu-Wei Chang

This study measured the relative academic impact of articles by LIS practitioners by analyzing library and information science articles published between 2005 and 2014. The results revealed that, although practitioners were not the main knowledge contributors, the academic impact of articles by practitioners was not significantly lower than that of articles by academics.

No significant differences in academic impact were present between any two types of coauthored articles. Articles from academic–practitioner collaboration were cited earlier than articles from practitioner–practitioner and academic–academic collaborations.

This study suggests that LIS practitioners appear to benefit from collaborative scholarship with LIS researchers through more citations and higher impact.

URL : Academic Impact of Articles by Practitioners in the Field of Library and Information Science

DOI: https://doi.org/10.5860/crl.82.1.59

Preprints as accelerator of scholarly communication: An empirical analysis in Mathematics

Authors : Zhiqi Wang, Yue Chen, Wolfgang Glänzel

In this study we analyse the key driving factors of preprints in enhancing scholarly communication. To this end we use four groups of metrics, one referring to scholarly communication and based on bibliometric indicators (Web of Science and Scopus citations), while the others reflect usage (usage counts in Web of Science), capture (Mendeley readers) and social media attention (Tweets).

Hereby we measure two effects associated with preprint publishing: publication delay and impact. We define and use several indicators to assess the impact of journal articles with previous preprint versions in arXiv. In particular, the indicators measure several times characterizing the process of arXiv preprints publishing and the reviewing process of the journal versions, and the ageing patterns of citations to preprints.

In addition, we compare the observed patterns between preprints and non-OA articles without any previous preprint versions in arXiv. We could observe that the “early-view” and “open-access” effects of preprints contribute to a measurable citation and readership advantage of preprints.

Articles with preprint versions are more likely to be mentioned in social media and have shorter Altmetric attention delay. Usage and capture prove to have only moderate but stronger correlation with citations than Tweets. The different slopes of the regression lines between the different indicators reflect different order of magnitude of usage, capture and citation data.

URL : https://arxiv.org/abs/2011.11940

Our Study is Published, But the Journey is Not Finished!

Authors : Olivier Pourret, Katsuhiko Suzuki, Yoshio Takahashi

Each June, we receive e-mails from publishers welcoming the evolution of their journals’ journal impact factor (JIF). The JIF is a controversial metric (Callaway 2016), and it is worth asking, “What’s behind it?”

In this age of “publish or perish” (Harzing 2007), we take much time and effort to write our papers and get them published. But how much time and effort do we put into finding readers or ensuring that we are reaching the right audience? Are metrics, such as the JIF, good guides for how well we are doing at reaching our target audience?

DOI : https://doi.org/10.2138/gselements.16.4.229

A typology of scientific breakthroughs

Authors : Mignon Wuestman, Jarno Hoekman, Koen Frenken

Scientific breakthroughs are commonly understood as discoveries that transform the knowledge frontier and have a major impact on science, technology, and society. Prior literature studying breakthroughs generally treats them as a homogeneous group in attempts to identify supportive conditions for their occurrence.

In this paper, we argue that there are different types of scientific breakthroughs, which differ in their disciplinary occurrence and are associated with different considerations of use and citation impact patterns.

We develop a typology of scientific breakthroughs based on three binary dimensions of scientific discoveries and use this typology to analyze qualitatively the content of 335 scientific articles that report on breakthroughs.

For each dimension, we test associations with scientific disciplines, reported use considerations, and scientific impact. We find that most scientific breakthroughs are driven by a question and in line with literature, and that paradigm shifting discoveries are rare.

Regarding the scientific impact of breakthrough as measured by citations, we find that an article that answers an unanswered question receives more citations compared to articles that were not motivated by an unanswered question.

We conclude that earlier research in which breakthroughs were operationalized as highly cited scientific articles may thus be biased against the latter.

DOI : https://doi.org/10.1162/qss_a_00079