Archives des mots-clés : open access

Researchers’ Adoption of an Institutional Central Fund for Open-Access Article-Processing Charges : A Case Study Using Innovation Diffusion Theory

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This article analyzes researchers’ adoption of an institutional central fund (or faculty publication fund) for open-access (OA) article-processing charges (APCs) to contribute to a wider understanding of take-up of OA journal publishing (“Gold” OA). Quantitative data, recording central fund usage at the University of Nottingham from 2006 to 2014, are analyzed alongside qualitative data from institutional documentation.

The importance of the settings of U.K. national policy developments and international OA adoption trends are considered. Innovation Diffusion Theory (IDT) is used as an explanatory framework. It is shown that use of the central fund grew during the period from covering less than 1% of the University’s outputs to more than 12%. Health and Life Sciences disciplines made greatest use of the fund.

Although highly variable, average APC prices rose during the period, with fully OA publishers setting lower average APCs. APCs were paid largely from internal funds, but external funding became increasingly important. Key factors in adoption are identified to be increasing awareness and changing perceptions of OA, communication, disciplinary differences, and adoption mandates.

The study provides a detailed longitudinal analysis of one of the earliest central funds to be established globally with a theoretically informed explanatory model to inform future work on managing central funds and developing institutional and national OA policies.

URL : Researchers’ Adoption of an Institutional Central Fund for Open-Access Article-Processing Charges

DOI: 10.1177/2158244015625447

Pour qui écrivons-nous ?

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Cet article revient sur 10 ans de discussions en France autour de l’accès ouvert aux publications scientifiques, en poursuivant deux objectifs. D’une part, il tente de clarifier certains termes du débat. Il s’agit en particulier de distinguer les nombreuses manières de mettre un article en ligne (par l’auteur ou par la revue, sur un site personnel, dans une archive ouverte ou sur un portail de revues, etc.).

Il s’agit également d’envisager une variété de modèles économiques possibles. L’article distingue notamment, outre le modèle classique de l’abonnement, celui de l’auteur-payeur et celui du freemium (financement volontaire par certaines institutions).

D’autre part, l’auteure prend position en faveur de l’accès ouvert. Elle souligne qu’il est déjà largement pratiqué en France, tandis que les revues de bien d’autres pays ne deviennent jamais, même plusieurs années après parution, librement accessibles.

Elle insiste enfin sur l’enjeu que représente pour les auteur.e.s comme pour les revues de sciences humaines et sociales l’ouverture d’un lectorat immensément plus large que celui des pairs.

URL : https://hal.archives-ouvertes.fr/hal-01309291

Developing Infrastructure to Support Closer Collaboration of Aggregators with Open Repositories

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The amount of open access content stored in repositories has increased dramatically, which has created new technical and organisational challenges for bringing this content together. The COnnecting REpositories (CORE) project has been dealing with these challenges by aggregating and enriching content from hundreds of open access repositories, increasing the discoverability and reusability of millions of open access manuscripts.

As repository managers and library directors often wish to know the details of the content harvested from their repositories and keep a certain level of control over it, CORE is now facing the challenge of how to enable content providers to manage their content in the aggregation and control the harvesting process. In order to improve the quality and transparency of the aggregation process and create a two-way collaboration between the CORE project and the content providers, we propose the CORE Dashboard.

URL : https://www.liberquarterly.eu/articles/10138/

Managing open access with EPrints software: a case study

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Recent additional open access (OA) requirements for publications by authors at UK higher education institutions require amendments to support mechanisms. These additional requirements arose primarily from the Research Councils UK Open Access Policy, applicable from April 2013, and the new OA policy for Research Excellence Framework  eligibility published in March 2014 and applicable from April 2016.

Further provision also had to be made for compliance with the UK Charities Open Access Fund, the European Union, other funder policies, and internal reporting requirements.

In response, the University of Glasgow has enhanced its OA processes and systems. This case study charts our journey towards managing OA via our EPrints repository. The aim was to consolidate and manage OA information in one central place to increase efficiency of recording, tracking and reporting. We are delighted that considerable time savings and reduction in errors have been achieved by dispensing with spreadsheets to record decisions about OA.

URL : Managing open access with EPrints software: a case study

DOI : http://doi.org/10.1629/uksg.277

Beams of Particles and Papers. The Role of Preprint Archives in High Energy Physics

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In high energy physics scholarly papers circulate primarily through online preprint archives based on a centralized repository, arXiv.org, that physicists simply refer to as ‘the archive.’ This is not a tool for preservation and memory, but rather a space of flows where written objects are detected and then disappear, and their authors made available for scrutiny.

In this work I analyse the reading and publishing practices of two subsets of particle physicists, theorists and experimentalists. In order to be recognized as legitimate and productive members of their community, physicists need to abide by the temporalities and authorial practices structured by the archive. Theorists live in a state of accelerated time that shapes their reading and publishing practices around a 24 hour cycle.

Experimentalists resolve to tactics that allow them to circumvent the slowed-down time and invisibility they experience as members of large collaborations. As digital archives for the exchange of preprint articles emerge in other scientific fields, physics could help shed light on general transformations of contemporary scholarly communication systems.

URL : Beams of Particles and Papers. The Role of Preprint Archives in High Energy Physics

Alternative location : http://arxiv.org/abs/1602.08539

Les revues en sciences humaines et sociales à l’heure des communs

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Les échanges récents autour de la loi numérique, comme les discussions ayant fait suite à la mise en place de politiques d’open access par le Conseil européen de la recherche ont largement contribué à publiciser, en France, des débats se déroulant à l’échelle internationale sur les transformations de l’économie politique des publications scientifiques.

Sans discuter ici la vaste littérature produite par des chercheurs en sciences documentaires, mais aussi par différentes parties prenantes (militants de l’accès ouvert, éditeurs, sociétés savantes, financeurs, instances politiques), nous rappelons les caractéristiques de l’édition scientifique en SHS en France, puis nous décrivons les formes contemporaines d’appropriation des publications scientifiques par les éditeurs et diffuseurs. Enfin, nous exposons différentes politiques publiques et les fondements de la politique de l’InSHS en la matière.

URL : https://halshs.archives-ouvertes.fr/halshs-01278853

Access to and Preservation of Scientific Information in Europe

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Executive summary

An important aspect of open science is a move towards open access to publicly funded research results, including scientific publications as well as research data. Based on the structure of Commission Recommendation C(2012) 4890 final and its assorted reporting mechanism (the National Points of Reference for scientific information) this report provides an overview on access to and preservation of scientific information in the EU Member States as well as Norway and Turkey. It is based on self-reporting by the participating states as well as cross-referencing with other relevant documents and further desk research.

Concerning open access to scientific peer-reviewed publications, most EU Member States reported a national preference for one of the two types of open access, either the Green (self-archiving) or the Gold (open access publishing) model. Preference for the Green model is found in Belgium, Cyprus, Denmark, Estonia, Greece, Ireland, Lithuania, Malta, Norway, Portugal, Slovakia and Spain. Those expressing a preference for the Gold model are Hungary, the Netherlands, Romania, Sweden and the United Kingdom.

Other Member States support both models equally, such as Germany, France, Croatia, Italy, Luxembourg, Poland and Finland. However, the expressed preferences for one of the two models are not pure models in which only one route is followed. Instead, there is generally a system of predominance of one model with the possibility of using the other model, so a mixture of both routes results.

While few Member States have a national law requiring open access to publications, a mandate put in place by law is not necessarily stronger or more effective than a mandate put in place by a single institution or funder. For example, an open access mandate is strong as it ties open access to possible withdrawal of funds in the case of non-compliance, or to the evaluation of researchers’ careers.

Overall, policies on open access to research data are less developed across EU countries than policies and strategies on open access to research publications. However, individual Member State feedback shows a general acknowledgement of the importance of open research data and of policies, strategies and actions addressed at fostering the collection, curation, preservation and re-use of research data. Based on the self-reporting of the EU Member States and participating associated countries, the following classification is proposed.

  • Very little or no open access to research data policies in place and no plan for a more developed policy in the near future: Cyprus, Latvia, Luxembourg, Malta, Poland.
  • Very little or no open access to research data policies in place, but some plans in place or under development: Austria, Belgium, Croatia, Czech Republic, Estonia, Hungary, Italy, Portugal, Romania, Slovakia, Sweden, Turkey.
  • Open access policies/institutional strategies or subject-based initiatives for research data already in place: Denmark, Finland, France, Germany, Ireland, Lithuania, the Netherlands, Norway, Slovenia, the United Kingdom.

Concerning the curation and preservation of scientific information (another issue covered by the 2012 Recommendation), institutional repositories are very well developed in most Member States although some NPR reports stress that, in many cases, institutional repositories are not certified to properly guarantee the long-term preservation of scientific information.

NPR reports also show that many Member States have made a clear effort to become more efficient and transparent regarding scientific information and research activities in general. This being said, some Member States underline research information purposes rather than the objective of open access to research results, with most CRIS systems containing meta-data and not necessarily full results.

Nevertheless, a tendency can be observed among the latest wave of EU enlargement countries that they are focusing efforts on developing centralised national repositories for preservation to be connected to the existing national CRIS systems and to be inter-operable across the EU with, for example, OpenAIRE protocols.

Many Member States have devised global policies and strategies for developing e-infrastructures in a comprehensive way. Such strategies often contain specific chapters or sections addressing scientific information, research and innovation, covering storage and high-performance computing capabilities as well as the appropriate dissemination, access and visibility of research results. As is the case in other areas, the stage of e-infrastructure development varies greatly among Member States, and it is worth noting differences in funding capabilities in this area. The support provided by EU-funded projects and initiatives is of significant importance here.

Concerning participation in multi-stakeholder dialogues and activities, several countries have set up national coordination bodies or networks (Belgium, Denmark, Germany, Italy, Austria, Poland, Portugal). Other countries rely on a university or a university library (or an association of libraries) to coordinate national stakeholders (Czech Republic, Lithuania, Luxembourg, Malta) or on their research promotion agency/research councils (Cyprus, Sweden, the United Kingdom) or their academy of science (Slovakia).

Specific events, such as open-access workshops or activities during the annual open-access week, have also been identified as a way to galvanise stakeholder interaction at the national level (Czech Republic, Croatia, Italy, Romania). Additionally to EU fora (such as ERA, ERAC, the NPR, the Digital ERA Forum and the E-IRG), EU funded projects such as OpenAIRE FOSTER and PASTEUR4OA as well as PEER, Dariah and Serscida were mentioned as important support mechanisms. Furthermore, Belgium and the Netherlands have established bilateral cooperation and among the Nordic states (Denmark, Finland, Iceland, Norway and Sweden) part of the dialogue on open science is conducted within the framework of the NordForsk organisation.

URL : Access to and Preservation of Scientific Information in Europe

Alternative location : http://ec.europa.eu/research/openscience/pdf/openaccess/npr_report.pdf