Opening Academic Publishing – Development and application of systematic evaluation criteria

Authors : Anna Björk, Juho-Matti Paavola, Teemu Ropponen, Mikael Laakso, Leo Lahti

This report summarizes the development of a standardized scorecard for evaluating the openness of academic publishers. The assessment was completed in January 2018 as part of the Open Science and Research Initiative of the Finnish Ministry of Education and Culture.

The project complements the previous reports published by the Open Science and Research Initiative and the Finnish Ministry of Education and Culture, which have covered (i) the openness of universities and polytechnics, (ii) the overall situation of OA publishing costs in Finland, and (iii) research organization and research funding organizations, including selected European research funders.

The project mapped and evaluated the openness of selected major academic publishers: Association for Computing Machinery (ACM), American Chemical Society (ACS), Elsevier, Institute of Electrical and Electronic Engineering (IEEE), Lippincott, Williams & Wilkins (LWW), Sage, Springer Nature, Taylor & Francis, and Wiley-Blackwell. The dimensions of publisher openness were summarized in a scorecard of seven key factors, providing a new tool for systematic and standardized evaluation.

We used data from the publisher websites to compare the key factors of openness, and the publishers were given a chance to provide comments on the collected information. As complementary sources, we utilized data from commonly acknowledged, open databases: Directory of OA Journals (DOAJ), Gold OA Journals 2011-2016 (GOAJ2), Scopus (title list + Scimago), and Sherpa / Romeo.

The main results include the scorecard and the evaluation of openness of the selected major academic publishers. These are based on seven key factors: (i) Fraction of open access (OA) journals and their articles of the total publication output, (ii) costs of OA publishing (article processing charges, APC), (iii) use of Creative Commons (CC) licensing, (iv) self-archiving policies, (v) access to text and data mining (TDM), (vi) openness of citation data, and (vii) accessibility of information relating to OA practices.

To take a look beyond the publisher level into journal level practices we also sampled individual journals. We use the samples to discuss the distribution of journals according to APCs, their licensing and three impact metrics (CiteScore 2016, Scimago Journal & Country Ranks (SJR) 2016, and Source Normalized Impact per Paper (SNIP) 2016).

The evaluation of the selected publishers with the scorecard indicates, for example, that the fraction of OA journals and their articles of the total publication output runs low within this group. In our sample of journals, the most expensive OA journals also seem to bear the highest impact metrics.

A definite view on the matter, however, would require more extensive data and further research. We
conclude by discussing key aspects and complexities in quantitative evaluation and in the design of a standardized assessment of publisher openness, and note also further factors that could be included in future versions of the scorecard.

URL : Opening Academic Publishing – Development and application of systematic evaluation criteria

Alternative location : https://avointiede.fi/documents/10864/12232/OPENING+ACADEMIC+PUBLISHING+.pdf/a4358f81-88cf-4915-92db-88335092c992

Utilisation of open access institutional repositories in Zimbabwe’s public universities

Author : Mass Masona Tapfuma

Despite the establishment of institutional repositories (IRS) in Zimbabwe’s public universities, content for these repositories remains untangible. The purpose of this study was to explore the utilisation of IRs in the universities.

The Unified Theory of Acceptance and Usage of Technology (UTAUT) model was used to understand individuals behaviours’ towards acceptance of technologies. The pragmatist paradigm guided the study employing the mixed methods research (MMR) approach combining quantitative and qualitative approaches.

Triangulation was used to obtain a deeper understanding of the research problem. Eight public universities were surveyed including all levels of academics, research directors, library directors and IR/faculty librarians. A census, stratified and systematic sampling techniques were adopted to constitute the sample of the study.

A survey was carried out aided by questionnaires and interviews. Document analysis (policies and so forth) and bibliometric analysis were also employed including attending a Zimbabwe University Libraries Consortium (ZULC) workshop.

The findings of the study revealed a high awareness of OA/IRs by the academic community but content deposits were very low despite the existence of research and OA/IR policies (in some of the universities) which mandated deposit of research funded by the universities. A national repository was also established by the Research Council of Zimbabwe to link all repositories in the country while ZULC was lobbying for the development of a national OA policy. T

he study concluded that Zimbabwe’s university libraries faced numerous challenges in marketing and promoting of repositories, therefore, the concept of IRs remains in the infancy stage. It was recommended that: the libraries should intensify OA/IR education efforts; incentivise scholars/academics and library staff; resolve IPR issues and strengthen deposit mandates.

The study would contribute to practice in the establishment, running, management and promotion of repositories and policy makers will be informed and guided in the development and implementation of OA policies and regulatory frameworks leading to the establishment of the requisite infrastructure for OA/IR establishment in all academic institutions in the country, the national repository and the national content harvesting systems. Further research to probe the causes of low deposit rates and why scholars prefer depositing elsewhere is recommended.

URL : http://hdl.handle.net/10413/14893

Open access availability of scientific publications

Author : Science-Metrix Inc.

This report details population-level measurements of the open access (OA) availability of publications indexed in two bibliometric databases—the Web of Science (WoS) by Clarivate Analytics and Scopus by Elsevier. This was achieved by matching the bibliometric database populations to the 1science database to determine the availability of the papers in OA form.

A comparative analysis of the recall and precision levels of the 1science database was performed using Scopus and the WoS. This helped to characterize the 1science database. Two policy-relevant indicators were selected for in-depth analyses: country affiliation of authors on publications, and scientific disciplines. These indicators were selected because they are very frequently used in bibliometric studies, including those performed by the National Science Foundation (NSF), and they appear in the NSF’s Science and Engineering Indicators.

URL : http://www.science-metrix.com/sites/default/files/science-metrix/publications/science-metrix_open_access_availability_scientific_publications_report.pdf

Open access policies of high impact medical journals: a cross-sectional study

Authors : Tim Ellison, Tim Koder, Laura Schmidt, Amy Williams, Christopher Winchester

Introduction

Journal publishers increasingly offer governmental and charitable research funders the option to pay for open access with a Creative Commons Attribution (CC BY) licence, which allows sharing and adaptation of published materials for commercial as well as non-commercial use.

The Open Access Scholarly Publishers Association recommends this licence as the least restrictive Creative Commons licence available. We set out to investigate whether pharmaceutical companies are offered the same options.

Methods

Using Journal Selector (Sylogent, Newtown, PA, USA), we identified journals with a 2015 impact factor of at least 15 on 24 May 2017, and excluded journals that only publish review articles from the analysis.

Between 29 June 2017 and 26 July 2017, we collected information about the journals’ open access policies from their websites and/or by email contact. We contacted the journals by email again between 6 December 2017 and 2 January 2018 to confirm our findings.

Results

Thirty-seven non-review journals listed in the Journal Selector database, from 14 publishers, had a 2015 impact factor of at least 15. All 37 journals offered some form of access with varying embargo periods of up to 12 months.

Of these journals, 23 (62%) offered immediate open access with a CC BY licence under certain circumstances (e.g. to specific research funders). Of these 23, only one journal confirmed that it offered a CC BY licence to commercial funders/pharmaceutical companies.

Conclusion

The open access policies of most medical journals with high impact factors restrict the dissemination of medical research funded by the pharmaceutical industry.

To give the scientific community freedom to read, reuse and adapt medical publications, publishers and academic journal editors would ideally allow pharmaceutical companies to fund unrestricted and immediate open access with a CC BY licence.

URL : Open access policies of high impact medical journals: a cross-sectional study

DOI : https://doi.org/10.1101/250613

(Re)Shaping Open Access Policy to Scientific Resources at Polish Technical Universities: Gdańsk University of Technology Perspective

Author : Anna Walek

Developing European Open Access policy to scientific resources is one of the most important issues undertaken during the public debate about the future trends in scholarly communication process.

The Open Access landscape is determined by several factors (e.g. mandates). The open mandate: voluntary or mandatory, can be implemented at the institutional, national or international level. It requires scholars to use open repository to deposit results of scientific research funded with public money and research grants.

The current paper reflects European Commission guidelines regarding dissemination of
scientific results funded with EU funds together with recommendations at the national level for Polish universities.

The process of preparing and implementing Open Access policy at the institutional level, and the role of libraries in this process were presented on the example of Gdańsk University of Technology in comparison to the other technical universities in Poland.

Gdańsk University of Technology implements a project called Multidisciplinary Open System Transferring Knowledge. The acronym of its name in the Polish language is “MOST Wiedzy”, which means “the bridge of knowledge”.

The repository is a project of an archive of scientific publications, scientific documentation, research data, scientific dissertations, as well as other documents and sources, created as a result of scientific experiments and other research and development work conducted at the Gdańsk University of Technology.

It will also be a solution supporting communication between researchers and a platform for cooperation between science and business.

URL : https://docs.lib.purdue.edu/cgi/viewcontent.cgi?article=2198&context=iatul

How Many More Cites is a $3,000 Open Access Fee Buying You? Empirical Evidence from a Natural Experiment

Authors :  Frank Mueller-Langer, Richard Watt

This paper analyzes the effect of open access (OA) status of published journal articles on peer recognition, as measured by the number of citations. Using cross-sectional and panel data from interdisciplinary mathematics and economics journals, we perform negative binomial, Poisson and linear regressions together with generalized method of moments/instrumental variable methods regressions.

We benefit from a natural experiment via hybrid OA pilot agreements. Under these agreements, OA status is exogenously assigned to all articles of authors affiliated with hybrid OA pilot institutions.

Our cross-sectional analysis of the full sample suggests that there is no citation benefit associated with hybrid OA. In contrast, for the subpopulation of journal articles for which neither OA pre-prints nor OA post-prints are available, we find positive hybrid OA effects for the full sample and each discipline separately.

We address the issue of selection bias by exploiting a panel of journal articles for which OA pre-prints are available. Citations to pre-prints allow us to identify the intrinsic quality of articles prior to publication in a journal.

The results from the panel analysis provide additional empirical evidence for a negligible hybrid OA citation effect.

URL : https://ssrn.com/abstract=3096572