Game theory and scholarly publishing: premises for an agreement around open access

Author : Abdelghani Maddi

Stakeholders in research and scientific publishing are gradually joining the Open-Access (OA) movement, which is gaining momentum to become nowadays at the heart of scientific policies in high-income countries.

The rise of OA generates profound changes in the chain of production and dissemination of knowledge. Free access to peer-reviewed research methods and results has contributed to the dynamics of science observed in recent years.

The modes of publication and access have also evolved; the classic model, based on journal subscriptions is gradually giving way to new economic models that have appeared with the arrival of OA.

The objective of this article is twofold. First, propose a model for the publishing market based on the literature as well as on changes in open science policies. Second, analyze publishing strategies of publishers and institutions.

To do so, we relied on game theory in economics. Results show that in the short term, the publisher’s equilibrium strategy is to adopt a hybridpublishing model, while the institutions’ equilibrium strategy is to publish in OA.

This equilibrium is not stable and that in the medium/long term, the two players will converge on an OA publishing strategy. The analysis of the equilibrium in mixed-strategies confirms this result.

URL : https://hal.archives-ouvertes.fr/hal-03265171v2

Article Processing Charges based publications: to which extent the price explains scientific impact?

Authors : Abdelghani Maddi, David Sapinho

The present study aims to analyze relationship between Citations Normalized Score (NCS) of scientific publications and Article Processing Charges (APCs) amounts of Gold Open access publications.

To do so, we use APCs information provided by OpenAPC database and citations scores of publications in the Web of Science database (WoS). Database covers the period from 2006 to 2019 with 83,752 articles published in 4751 journals belonging to 267 distinct publishers.

Results show that contrary to this belief, paying dearly does not necessarily increase the impact of publications. First, large publishers with high impact are not the most expensive.

Second, publishers with the highest APCs are not necessarily the best in terms of impact. Correlation between APCs and impact is moderate. Otherwise, in the econometric analysis we have shown that publication quality is strongly determined by journal quality in which it is published. International collaboration also plays an important role in citations score.

URL : https://arxiv.org/abs/2107.07348

The Changing Landscape of Open Access Publishing: Can Open Access Publishing Make the Scholarly World More Equitable and Productive?

Author : Richard G. Dudley

Almost 50% of scholarly articles are now open access in some form. This greatly benefits scholars at most institutions and is especially helpful to independent scholars and those without access to libraries. It also furthers the long-standing idea of knowledge as a public good.

The changing dynamics of open access (OA) threaten this positive development by solidifying the pay-to-publish OA model which further marginalizes peripheral scholars and incentivizes the development of sub-standard and predatory journals. Causal loop diagrams (CLDs) are used to illustrate these interactions.

URL : The Changing Landscape of Open Access Publishing: Can Open Access Publishing Make the Scholarly World More Equitable and Productive?

DOI : https://doi.org/10.7710/2162-3309.2345

Open access book usage data – how close is COUNTER to the other kind?

Author : Ronald Snijder

In April 2020, the OAPEN Library moved to a new platform, based on DSpace 6. During the same period, IRUS-UK started working on the deployment of Release 5 of the COUNTER Code of Practice (R5). This is, therefore, a good moment to compare two widely used usage metrics – R5 and Google Analytics (GA).

This article discusses the download data of close to 11,000 books and chapters from the OAPEN Library, from the period 15 April 2020 to 31 July 2020. When a book or chapter is downloaded, it is logged by GA and at the same time a signal is sent to IRUS-UK.

This results in two datasets: the monthly downloads measured in GA and the usage reported by R5, also clustered by month. The number of downloads reported by GA is considerably larger than R5. The total number of downloads in GA for the period is over 3.6 million.

In contrast, the amount reported by R5 is 1.5 million, around 400,000 downloads per month. Contrasting R5 and GA data on a country-by-country basis shows significant differences. GA lists more than five times the number of downloads for several countries, although the totals for other countries are about the same.

When looking at individual tiles, of the 500 highest ranked titles in GA that are also part of the 1,000 highest ranked titles in R5, only 6% of the titles are relatively close together. The choice of metric service has considerable consequences on what is reported.

Thus, drawing conclusions about the results should be done with care. One metric is not better than the other, but we should be open about the choices made. After all, open access book metrics are complicated, and we can only benefit from clarity.

URL : Open access book usage data – how close is COUNTER to the other kind?

DOI : http://doi.org/10.1629/uksg.539

Day-to-day discovery of preprint–publication links

Authors : Guillaume Cabanac, Theodora Oikonomidi, Isabelle Boutron

Preprints promote the open and fast communication of non-peer reviewed work. Once a preprint is published in a peer-reviewed venue, the preprint server updates its web page: a prominent hyperlink leading to the newly published work is added.

Linking preprints to publications is of utmost importance as it provides readers with the latest version of a now certified work. Yet leading preprint servers fail to identify all existing preprint–publication links.

This limitation calls for a more thorough approach to this critical information retrieval task: overlooking published evidence translates into partial and even inaccurate systematic reviews on health-related issues, for instance.

We designed an algorithm leveraging the Crossref public and free source of bibliographic metadata to comb the literature for preprint–publication links. We tested it on a reference preprint set identified and curated for a living systematic review on interventions for preventing and treating COVID-19 performed by international collaboration: the COVID-NMA initiative (covid-nma.com).

The reference set comprised 343 preprints, 121 of which appeared as a publication in a peer-reviewed journal. While the preprint servers identified 39.7% of the preprint–publication links, our linker identified 90.9% of the expected links with no clues taken from the preprint servers.

The accuracy of the proposed linker is 91.5% on this reference set, with 90.9% sensitivity and 91.9% specificity. This is a 16.26% increase in accuracy compared to that of preprint servers. We release this software as supplementary material to foster its integration into preprint servers’ workflows and enhance a daily preprint–publication chase that is useful to all readers, including systematic reviewers.

This preprint–publication linker currently provides day-to-day updates to the biomedical experts of the COVID-NMA initiative.

URL : Day-to-day discovery of preprint–publication links

DOI : https://doi.org/10.1007/s11192-021-03900-7

Open access journal publishing in the business disciplines: A closer look at the low uptake and discipline-specific considerations

Authors : Mikael Laakso, Bo-Christer Björk

The Internet has enabled efficient electronic publishing of scholarly journals and Open Access business models. Recent studies have shown that adoption of Open Access journals has been uneven across scholarly disciplines, where the business and economics disciplines in particular seem to lag behind all other fields of research.

Through bibliometric analysis of journals indexed in Scopus, we find the share of articles in Open Access journals in business, management, and accounting to be only 6%. We further studied the Open Access availability of articles published during 2014–2019 in journals included in the Financial Times 50 journal list (19,969 articles in total).

None of the journals are full Open Access, but 8% of the articles are individually open and for a further 35% earlier manuscript versions are available openly on the web. The results suggest that the low adoption rate of Open Access journals in the business fields is a side-effect of evaluation practices emphasizing publishing in journals included, in particular, ranking lists, creating disincentives for business model innovation, and barriers for new entrants among journals.

Currently, most business school research has to be made Open Access through other ways than through full Open Access journals, and libraries play an important role in facilitating this in a sustainable way.

URL : Open access journal publishing in the business disciplines: A closer look at the low uptake and discipline-specific considerations

DOI : https://doi.org/10.1177/09610006211006769

Behavioral Reluctance in Adopting Open Access Publishing: Insights From a Goal-Directed Perspective

Authors : Massimo Köster, Agnes Moors, Jan De Houwer, Tony Ross-Hellauer, Inge Van Nieuwerburgh, Frederick Verbruggen

Despite growing awareness of the benefits of large-scale open access publishing, individual researchers seem reluctant to adopt this behavior, thereby slowing down the evolution toward a new scientific culture.

We outline and apply a goal-directed framework of behavior causation to shed light on this type of behavioral reluctance and to organize and suggest possible intervention strategies. The framework explains behavior as the result of a cycle of events starting with the detection of a discrepancy between a goal and a status quo and the selection of behavior to reduce this discrepancy.

We list various factors that may hinder this cycle and thus contribute to behavioral reluctance. After that, we highlight potential remedies to address each of the identified barriers. We thereby hope to point out new ways to think about behavioral reluctances in general, and in relation to open access publishing in particular.

URL : Behavioral Reluctance in Adopting Open Access Publishing: Insights From a Goal-Directed Perspective

DOI : https://doi.org/10.3389/fpsyg.2021.649915