Gold Open Access Publishing in Mega-Journals: Developing Countries Pay the Price of Western Premium Academic Output

Authors : Jacintha Ellers, Thomas W. Crowther, Jeffrey A. Harvey

Open access publishing (OAP) makes research output freely available, and several national governments have now made OAP mandatory for all publicly funded research. Gold OAP is a common form of OAP where the author pays an article processing charge (APC) to make the article freely available to readers.

However, gold OAP is a cause for concern because it drives a redistribution of valuable research money to support open access papers in ‘mega-journals’ with more permissive acceptance criteria. We present a data-driven evaluation of the financial ramifications of gold OAP and provide evidence that gold OAP in mega-journals is biased toward Western industrialized countries.

From 2011 to 2015, the period of our data collection, countries with developing economies had a disproportionately greater share of articles published in the lower-tier mega-journals and thus paid article APCs that cross-subsidize publications in the top-tier journals of the same publisher.

Conversely, scientists from Western developed countries had a disproportionately greater share of articles published in those same top-tier journals. The global inequity of the cross-subsidizing APC model was demonstrated across five different mega-journals, showing that the issue is a common problem.

We need to develop stringent and fair criteria that address the global financial implications of OAP, as publication fees should reflect the real cost of publishing and be transparent for authors.

URL : https://research.vu.nl/en/publications/gold-open-access-publishing-in-mega-journals-developing-countries

Authorial and institutional stratification in open access publishing: the case of global health research

Authors : Kyle Siler, Stefanie Haustein, Elise Smith, Vincent Larivière, Juan Pablo Alperin

Using a database of recent articles published in the field of Global Health research, we examine institutional sources of stratification in publishing access outcomes. Traditionally, the focus on inequality in scientific publishing has focused on prestige hierarchies in established print journals.

This project examines stratification in contemporary publishing with a particular focus on subscription vs. various Open Access (OA) publishing options.

Findings show that authors working at lower-ranked universities are more likely to publish in closed/paywalled outlets, and less likely to choose outlets that involve some sort of Article Processing Charge (APCs; gold or hybrid OA).

We also analyze institutional differences and stratification in the APC costs paid in various journals. Authors affiliated with higher-ranked institutions, as well as hospitals and non-profit organizations pay relatively higher APCs for gold and hybrid OA publications.

Results suggest that authors affiliated with high-ranked universities and well-funded institutions tend to have more resources to choose pay options with publishing. Our research suggests new professional hierarchies developing in contemporary publishing, where various OA publishing options are becoming increasingly prominent.

Just as there is stratification in institutional representation between different types of publishing access, there is also inequality within access types.

URL : Authorial and institutional stratification in open access publishing: the case of global health research

DOI : https://doi.org/10.7717/peerj.4269

Evolution of the scholarly mega-journal, 2006–2017

 Author : Bo-Christer Björk

Mega-journals are a new kind of scholarly journal made possible by electronic publishing. They are open access (OA) and funded by charges, which authors pay for the publishing services. What distinguishes mega-journals from other OA journals is, in particular, a peer review focusing only on scientific trustworthiness.

The journals can easily publish thousands of articles per year and there is no need to filter articles due to restricted slots in the publishing schedule. This study updates some earlier longitudinal studies of the evolution of mega-journals and their publication volumes.

After very rapid growth in 2010–2013, the increase in overall article volumes has slowed down. Mega-journals are also increasingly dependent for sustained growth on Chinese authors, who now contribute 25% of all articles in such journals.

There has also been an internal shift in market shares. PLOS ONE, which totally dominated mega-journal publishing in the early years, currently publishes around one-third of all articles. Scientific Reports has grown rapidly since 2014 and is now the biggest journal.

URL : Evolution of the scholarly mega-journal, 2006–2017

DOI : https://doi.org/10.7717/peerj.4357

Developing indicators on Open Access by combining evidence from diverse data sources

Authors : Thed van Leeuwen, Ingeborg Meijer, Alfredo Yegros-Yegros, Rodrigo Costas

In the last couple of years, the role of Open Access (OA) publishing has become central in science management and research policy. In the UK and the Netherlands, national OA mandates require the scientific community to seriously consider publishing research outputs in OA forms.

At the same time, other elements of Open Science are becoming also part of the debate, thus including not only publishing research outputs but also other related aspects of the chain of scientific knowledge production such as open peer review and open data.

From a research management point of view, it is important to keep track of the progress made in the OA publishing debate. Until now, this has been quite problematic, given the fact that OA as a topic is hard to grasp by bibliometric methods, as most databases supporting bibliometric data lack exhaustive and accurate open access labelling of scientific publications.

In this study, we present a methodology that systematically creates OA labels for large sets of publications processed in the Web of Science database. The methodology is based on the combination of diverse data sources that provide evidence of publications being OA.

URL : https://arxiv.org/abs/1802.02827v1

Gathering the Needles: Evaluating the Impact of Gold Open Access Content With Traditional Subscription Journals

Authors : Alison Boba, Jill Emery

Utilizing the Project COUNTER Release 4 JR1-GOA report, two librarians explore these data in comparison to journal package subscriptions represented via the JR1 reports. This paper outlines the methodology and study undertaken at the Portland State University Library and the University of Nebraska Medical Center Library using these reports for the first time.

The initial outcomes of the study are provided in various Tables for 2014 and 2015. The intent of the study was to provide both institutions with a baseline from which to do further study. In addition, some ideas are given for how these reports can be used in vendor negotiations going forward.

URL : Gathering the Needles: Evaluating the Impact of Gold Open Access Content With Traditional Subscription Journals

DOI : http://dx.doi.org/10.1629/uksg.291

Opening Academic Publishing – Development and application of systematic evaluation criteria

Authors : Anna Björk, Juho-Matti Paavola, Teemu Ropponen, Mikael Laakso, Leo Lahti

This report summarizes the development of a standardized scorecard for evaluating the openness of academic publishers. The assessment was completed in January 2018 as part of the Open Science and Research Initiative of the Finnish Ministry of Education and Culture.

The project complements the previous reports published by the Open Science and Research Initiative and the Finnish Ministry of Education and Culture, which have covered (i) the openness of universities and polytechnics, (ii) the overall situation of OA publishing costs in Finland, and (iii) research organization and research funding organizations, including selected European research funders.

The project mapped and evaluated the openness of selected major academic publishers: Association for Computing Machinery (ACM), American Chemical Society (ACS), Elsevier, Institute of Electrical and Electronic Engineering (IEEE), Lippincott, Williams & Wilkins (LWW), Sage, Springer Nature, Taylor & Francis, and Wiley-Blackwell. The dimensions of publisher openness were summarized in a scorecard of seven key factors, providing a new tool for systematic and standardized evaluation.

We used data from the publisher websites to compare the key factors of openness, and the publishers were given a chance to provide comments on the collected information. As complementary sources, we utilized data from commonly acknowledged, open databases: Directory of OA Journals (DOAJ), Gold OA Journals 2011-2016 (GOAJ2), Scopus (title list + Scimago), and Sherpa / Romeo.

The main results include the scorecard and the evaluation of openness of the selected major academic publishers. These are based on seven key factors: (i) Fraction of open access (OA) journals and their articles of the total publication output, (ii) costs of OA publishing (article processing charges, APC), (iii) use of Creative Commons (CC) licensing, (iv) self-archiving policies, (v) access to text and data mining (TDM), (vi) openness of citation data, and (vii) accessibility of information relating to OA practices.

To take a look beyond the publisher level into journal level practices we also sampled individual journals. We use the samples to discuss the distribution of journals according to APCs, their licensing and three impact metrics (CiteScore 2016, Scimago Journal & Country Ranks (SJR) 2016, and Source Normalized Impact per Paper (SNIP) 2016).

The evaluation of the selected publishers with the scorecard indicates, for example, that the fraction of OA journals and their articles of the total publication output runs low within this group. In our sample of journals, the most expensive OA journals also seem to bear the highest impact metrics.

A definite view on the matter, however, would require more extensive data and further research. We
conclude by discussing key aspects and complexities in quantitative evaluation and in the design of a standardized assessment of publisher openness, and note also further factors that could be included in future versions of the scorecard.

URL : Opening Academic Publishing – Development and application of systematic evaluation criteria

Alternative location : https://avointiede.fi/documents/10864/12232/OPENING+ACADEMIC+PUBLISHING+.pdf/a4358f81-88cf-4915-92db-88335092c992

Open Access Determinants and the Effect on Article Performance

Author : Sumiko Asai

Although open access has steadily developed with the continuous increase in subscription journal price, the effect of open access articles on citations remains a controversial issue. The present study empirically examines the factors determining authors’ choice to provide open access and the effects of open access on downloads and citations in hybrid journals.

This study estimates author’s choice of open access using a probit model, and the results show that the cost of open access is an important factor in the decision. After a test for endogeneity of open access choice, the equation for downloads is estimated with the variables representing characteristics of articles and authors.

The results of estimating downloads by ordinary least squares show that open access increases the number of downloads in hybrid journals. On the other hand, from citation estimations using a negative binominal model, this study found that the effect of open access on the number of citations differs among hybrid journals.

It is a good practice for authors to consider a balance between article processing charges and the benefits that will be gained from open access when deciding whether to provide open access.

URL : Open Access Determinants and the Effect on Article Performance

DOI : 10.11648/j.ijber.20170606.11