Common Struggles: Policy-based vs. scholar-led approaches to open access in the humanities

Author : Samuel A. Moore

Open access publishing (OA) not only removes price and permission restrictions to academic research, but also represents an opportunity to reassess what publishing means to the humanities.

OA is increasingly on the agenda for humanities researchers in the UK, having been mandated in various forms by universities and governmental funders strongly influenced by advocates in the STEM disciplines.

Yet publishing practices in the humanities are unique to the field and any move to a new system of scholarly communication has the potential to conflict with the ways in which humanities research is published, many of which are shaped by the expectations of the neoliberal university that uniquely impact on the practices of humanities researchers.

Furthermore, OA does not reflect a unified ideology, business model or political outlook, and different methods of publication based on open practices will inherently represent a variety of values, struggles or conceptual enclosures.

This thesis assesses the contrasting values and practices of different approaches to OA in the humanities through a series of case-studies on governmental and scholar-led forms of OA, explored through a critical methodology comprising both constructivism and deconstruction.

The thesis argues that the UK governmental policy framework, comprised of policies introduced by the Research Councils (RCUK) and Higher Education Funding Councils (HEFCE), promotes a form of OA that intends to minimise disruption to the publishing industry.

The scholar-led ecosystem of presses, in contrast, reflects a diversity of values and struggles that represent a counter-hegemonic alternative to the dominant cultures of OA and publishing more generally.

The values of each approach are analysed on a spectrum between the logic of choice versus the logic of care (following the work of Annemarie Mol) to illustrate how the governmental policies promote a culture of OA predominantly focused on tangible outcomes, whereas the scholar-led presses prioritise an ethic of care for the cultures of how humanities research is produced and published.

In prioritising a commitment to care, scholar-led presses display a praxis that resembles the kinds of activities and relationships centred on common resource management (‘commoning’).

The thesis concludes with a series of recommendations for how such care-full values could be best realised in an emancipatory commons-based ecosystem of OA publishing for the humanities, which would be cultivated through a range of institutions and political interventions.

DOI : http://dx.doi.org/10.17613/st5m-cx33

The Price of Gold: Curiosity?

Authors : Daniel W. Hook, Mark Hahnel, Christian Herzog

Gold open access as characterised by the payment of an article processing charge (APC) has become one of the dominant models in open access publication. This paper examines an extreme hypothetical case in which the APC model is the only model and the systematic issues that could develop in such a scenario.

URL : https://arxiv.org/abs/1905.00880

If Research Libraries and Funders Finance Open Access: Moving Beyond Subscriptions and APCs

Authors : John Willinsky, Matthew Rusk

Following the examples of SCOAP3, in which libraries fund open access, and eLife, in which funding agencies have begun to directly fund open access scholarly publishing, this study presents an analysis of how creatively combining these two models might provide a means to move toward universal open access (without APCs).

This study calculates the publishing costs for the funders that sponsor the research and for the libraries that cover unsponsored articles for two nonprofit biomedical publishers, eLife and PLOS, and the nonprofit journal aggregator BioOne.

These entities represent a mix of publishing revenue models, including funder sponsorship, article processing charges (APC), and subscription fees. Using PubMed filtering and manual-sampling strategies, as well as publicly available publisher revenue data, the study found that, in 2015, 86 percent of the articles in eLife and PLOS acknowledge funder support, as do 76 percent of the articles in the largely subscription journals of BioOne.

Such findings can inform libraries and funding agencies, as well as publishers, in their consideration of a direct-payment open access model, as the study (a) demonstrates the cost breakdown for funder and library support for open access among this sample of X articles; (b) posits how publishing data-management organizations such as Crossref and ORCID can facilitate such a model of funder and library per-article open access payments; and (c) proposes ways in which such a model offers a more efficient, equitable, and scalable approach to open access across the disciplines than the prevailing APC model, which originated with biomedical publishing.

URL : If Research Libraries and Funders Finance Open Access: Moving Beyond Subscriptions and APCs

Alternative location : https://crl.acrl.org/index.php/crl/article/view/16992

The Two-Way Street of Open Access Journal Publishing: Flip It and Reverse It

Authors : Lisa Matthias, Najko Jahn, Mikael Laakso

As Open access (OA) is often perceived as the end goal of scholarly publishing, much research has focused on flipping subscription journals to an OA model. Focusing on what can happen after the presumed finish line, this study identifies journals that have converted from OA to a subscription model, and places these “reverse flips” within the greater context of scholarly publishing.

In particular, we examine specific journal descriptors, such as access mode, publisher, subject area, society affiliation, article volume, and citation metrics, to deepen our understanding of reverse flips.

Our results show that at least 152 actively publishing journals have reverse-flipped since 2005, suggesting that this phenomenon does not constitute merely a few marginal outliers, but instead a common pattern within scholarly publishing.

Notably, we found that 62% of reverse flips (N = 95) had not been born-OA journals, but had been founded as subscription journals, and hence have experienced a three-stage transformation from closed to open to closed.

We argue that reverse flips present a unique perspective on OA, and that further research would greatly benefit from enhanced data and tools for identifying such cases.

URL : The Two-Way Street of Open Access Journal Publishing: Flip It and Reverse It 

DOI : https://doi.org/10.3390/publications7020023

Revisiting the Term Predatory Open Access Publishing

Author : Aamir Raoof Memon

Since the 1990s, scholarly publishing has been transformed from subscription print-based paradigm to an open access and digital publishing model, but this transformation has been accompanied by unethical and predatory publishing practices.

‘Pay-to-publish’ predatory journals abuse the open-access publishing model, and their main intention is to make money out of authors for their editor–owners. The defining characteristic of predatory journals is the lack of a proper peer review process, despite their claims to the contrary.

The spectrum of victims of predatory journals varies widely and includes inexperienced, early-career and naive researchers from both developing and high- to upper middle-income countries, together with experienced researchers.

To circumvent this, several black and whitelists have been created. Beall’s list of potential or probable predatory journals remained the go-to list until its sudden closure.

Later, similar lists such as the Stop Predatory Journals website (https://predatoryjournals.com), and institutional lists such as those published by the University Grants Commission (UGC) India, and several other commercial bodies and associations appeared; however, they have been criticized for several reasons, including their poor methodology and lack of transparency.

The world of scholarly publishing is not purely black and white, and there are always some grey areas; therefore, we cannot rely on any such listings.

URL : Revisiting the Term Predatory Open Access Publishing

DOI : https://doi.org/10.3346/jkms.2019.34.e99

The impact of the open-access status on journal indices: a review of medical journals

Authors : Saif Aldeen AlRyalat, Mohammad Saleh, Mohammad Alaqraa, Alaa Alfukaha, Yara Alkayed, Maryann Abaza, Hadeel Abu Saa, Mohamed Alshamiry

Background

Over the past few decades, there has been an increase in the number of open access (OA) journals in almost all disciplines. This increase in OA journals was accompanied an increase in funding to support such movements.

Medical fields are among the highest funded fields, which further promoted its journals to move toward OA publishing. Here, we aim to compare OA and non-OA journals in terms of citation metrics and other indices.

Methods

We collected data on the included journals from Scopus Source List on 1st November 2018.  We filtered the list for medical journals only. For each journal, we extracted data regarding citation metrics, scholarly output, and wither the journal is OA or non-OA.

Results

On the 2017 Scopus list of journals, there was 5835 medical journals. Upon analyzing the difference between medical OA and non-OA journals, we found that OA journals had a significantly higher CiteScore (p< 0.001), percent cited (p< 0.001), and source normalized impact per paper (SNIP) (p< 0.001), whereas non-OA journals had higher scholarly output (p< 0.001).

Among the five largest journal publishers, Springer Nature published the highest frequency of OA articles (31.5%), while Wiley-Blackwell had the lowest frequency among its medical journals (4.4%).

Conclusion

Among medical journals, although non-OA journals still have higher output in terms of articles per year, OA journals have higher citation metrics.

URL : The impact of the open-access status on journal indices: a review of medical journals

Production and uptake of Open Access publications involving the private sector: the case of big pharma

Authors : Afredo Yegros-Yegros, Thed van Leeuwen

Over the last years Open Access has been ranked very high on science policy agenda’s both internationally as well as nationally. This resulted in many national mandates and international guidelines on OA publishing of scientific results.

One of the reasons OA has been pushed so strongly by science policy is found in the argument that what is financed publicly, should be publicly available. This argument, also known as the ‘tax payers argument’ is used to support and legitimize the push for open accessibility, not only of scientific publications, but also of the underlying research data, in order to guarantee the nonacademic sector, with lower degrees of accessibility to otherwise ‘behind-the-paywall’ information, access to outcomes of scientific research in the public sector.

In this study we will focus on the developments in the OA publishing in one particular institutional sector, the private sector. Business enterprises represent the main sector in terms of R&D investments.

According to Eurostat, in the year 2016 this sector represented 65% of the total R&D expenditures within the EU28. While objectives and incentives in the private sector might not always been aligned with the disclosure of research results in the open scientific literature, there is no doubt that this is the main actor when it comes to R&D performance.

Within the business sector, we will focus our study in the pharmaceutical sector, by selecting a number of large pharmaceutical companies. Pharmaceutical companies represent an interesting case of study, given that is it one of the most R&D intensive industries, while it si also known for its shift in R&D orientation, from an in-house focus in the development of R&D towards a model much more open and collaborative, with more interactions with academic partners and other companies.

Despite the importance of industrial R&D, until now it remains relatively understudied how private sector institutions which are active in R&D have embraced the OA movement, hence it remains relatively unknown how the private sector adapts to and can benefit from the new paradigm of open scholarship.

Our objective is to shed more light on the extent to which big pharma both has been publishing in OA and also has been benefiting from OA publications to build their own research.

URL : Production and uptake of Open Access publications involving the private sector: the case of big pharma

DOI : https://doi.org/10.31235/osf.io/zt6kc