Archives des mots-clés : hybrid open access

International disparities in open access practices in the Earth Sciences

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Authors : Olivier Pourret, David William Hedding, Daniel Enrique Ibarra, Dasapta Erwin Irawan, Haiyan Liu, Jonathan Peter Tennant

Background

Open access (OA) implies free and unrestricted access to and re-use of research articles. Recently, OA publishing has seen a new wave of interest, debate, and practices surrounding that mode of publishing.

Objectives

To provide an overview of publication practices and to compare them among six countries across the world to stimulate further debate and to raise awareness about OA to facilitate decision-making on further development of OA practices in earth sciences.

Methods

The number of OA articles, their distribution among the six countries, and top ten journals publishing OA articles were identified using two databases, namely Scopus and the Web of Science, based mainly on the data for 2018.

Results

In 2018, only 24%–31% of the total number of articles indexed by either of the databases were OA articles. Six of the top ten earth sciences journals that publish OA articles were fully OA journals and four were hybrid journals. Fully OA journals were mostly published by emerging publishers and their article processing charges ranged from $1000 to $2200.

Conclusions

The rise in OA publishing has potential implications for researchers and tends to shift article-processing charges from organizations to individuals. Until the earth sciences community decides to move away from journal-based criteria to evaluate researchers, it is likely that such high costs will continue to maintain financial inequities within this research community, especially to the disadvantage of researchers from the least developed countries.

However, earth scientists, by opting for legal self- archiving of their publications, could help to promote equitable and sustainable access to, and wider dissemination of, their work.

URL : International disparities in open access practices in the Earth Sciences

DOI : https://doi.org/10.3897/ese.2021.e63663

The influence of funding on the Open Access citation advantage

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Authors : Pablo Dorta-González, María Isabel Dorta-González

Some of the citation advantage in open access is likely due to more access allows more people to read and hence cite articles they otherwise would not. However, causation is difficult to establish and there are many possible bias. Several factors can affect the observed differences in citation rates.

Funder mandates can be one of them. Funders are likely to have OA requirement, and well-funded studies are more likely to receive more citations than poorly funded studies. In this paper this hypothesis is tested. Thus, we studied the effect of funding on the publication modality and the citations received in more than 128 thousand research articles, of which 31% were funded.

These research articles come from 40 randomly selected subject categories in the year 2016, and the citations received from the period 2016-2020 in the Scopus database. We found open articles published in hybrid journals were considerably more cited than those in open access journals.

Thus, articles under the hybrid gold modality are cite on average twice as those in the gold modality. This is the case regardless of funding, so this evidence is strong. Moreover, within the same publication modality, we found that funded articles generally obtain 50% more citations than unfunded ones.

The most cited modality is the hybrid gold and the least cited is the gold, well below even the paywalled. Furthermore, the use of open access repositories considerably increases the citations received, especially for those articles without funding. Thus, the articles in open access repositories (green) are 50% more cited than the paywalled ones.

This evidence is remarkable and does not depend on funding. Excluding the gold modality, there is a citation advantage in more than 75% of the cases and it is considerably greater among unfunded articles. This result is strong both across fields and over time

URL : https://arxiv.org/abs/2202.02082v1

Contribution of the Open Access modality to the impact of hybrid journals controlling by field and time effects

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Authors : Pablo Dorta-González, María Isabel Dorta-González

Purpose

Researchers are more likely to read and cite papers to which they have access than those that they cannot obtain. Thus, the objective of this work is to analyze the contribution of the Open Access (OA) modality to the impact of hybrid journals.

Design / methodology /approach

The “research articles” in the year 2017 from 200 hybrid journals in four subject areas, and the citations received by such articles in the period 2017-2020 in the Scopus database, were analyzed. The hybrid OA papers were compared with the paywalled ones.

The journals were randomly selected from those with share of OA papers higher than some minimal value. More than 60 thousand research articles were analyzed in the sample, of which 24% under the OA modality.

Findings

We obtain at journal level that cites per article in both hybrid modalities (OA and paywalled) strongly correlate. However, there is no correlation between the OA prevalence and cites per article.

There is OA citation advantage in 80% of hybrid journals. Moreover, the OA citation advantage is consistent across fields and held in time. We obtain an OA citation advantage of 50% in average, and higher than 37% in half of the hybrid journals. Finally, the OA citation advantage is higher in Humanities than in Science and Social Science.

Research limitations

Some of the citation advantage is likely due to more access allows more people to read and hence cite articles they otherwise would not. However, causation is difficult to establish and there are many possible bias.

Several factors can affect the observed differences in citation rates. Funder mandates can be one of them. Funders are likely to have OA requirement, and well-funded studies are more likely to receive more citations than poorly funded studies.

Another discussed factor is the selection bias postulate, which suggests that authors choose only their most impactful studies to be open access.

Practical implications

For hybrid journals, the open access modality is positive, in the sense that it provides a  greater number of potential readers. This in turn translates into a greater number of citations and an improvement in the position of the journal in the rankings by impact factor.

For researchers it is also positive because it increases the potential number of readers and citationsreceived.

Originality /value

Our study refines previous results by comparing documents more similar to each other. Although it does not examine the cause of the observed citation advantage, we find that it exists in a very large sample.

URL : https://arxiv.org/abs/2201.09284

Transparency to hybrid open access through publisher-provided metadata: An article-level study of Elsevier

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Authors : Najko Jahn, Lisa Matthias, Mikael Laakso

With the growth of open access (OA), the financial flows in scholarly journal publishing have become increasingly complex, but comprehensive data and transparency into these flows are still lacking.

The opaqueness is especially concerning for hybrid OA, where subscription-based journals publish individual articles as OA if an optional fee is paid. This study addresses the lack of transparency by leveraging Elsevier article metadata and provides the first publisher-level study of hybrid OA uptake and invoicing.

Our results show that Elsevier’s hybrid OA uptake has grown steadily but slowly from 2015-2019, doubling the number of hybrid OA articles published per year and increasing the share of OA articles in Elsevier’s hybrid journals from 2.6% to 3.7% of all articles.

Further, we find that most hybrid OA articles were invoiced directly to authors, followed by articles invoiced through agreements with research funders, institutions, or consortia, with only a few funding bodies driving hybrid OA uptake.

As such, our findings point to the role of publishing agreements and OA policies in hybrid OA publishing. Our results further demonstrate the value of publisher-provided metadata to improve the transparency in scholarly publishing by linking invoicing data to bibliometrics.

URL : https://arxiv.org/abs/2102.04789

Scrutinising what Open Access Journals Mean for Global Inequalities

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Authors : Márton Demeter, Ronina Istratii

In the current article, we tested our hypothesis by which high-impact journals tend to have higher Article Processing Charges (APCs) by comparing journal IF metrics with the OA publishing fees they charge.

Our study engaged with both journals in Science, Technology, Engineering and Mathematics (STEM) fields and the Humanities and Social Sciences (HSS) and included Hybrid, Diamond and No OA journals.

The overall findings demonstrate a positive relationship between APCs and journals with high IF for two of the subject areas we examined but not for the third, which could be mediated by the characteristics and market environment of the publishers.

We also found significant differences between the analysed research fields in terms of APC policies, as well as differences in the relationship between APCs and the IF across periodicals. The study and analysis conducted reinforces our concerns that Hybrid OA models are likely to perpetuate inequalities in knowledge production.

URL : Scrutinising what Open Access Journals Mean for Global Inequalities

DOI : https://doi.org/10.1007/s12109-020-09771-9

Open Data and Open Access Articles: Exploring Connections in the Life Sciences

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Author : Sarah C. Williams

Objectives

This small-scale study explores the current state of connections between open data and open access (OA) articles in the life sciences.

Methods

This study involved 44 openly available life sciences datasets from the Illinois Data Bank that had 45 related research articles. For each article, I gathered the OA status of the journal and the article on the publisher website and checked whether the article was openly available via Unpaywall and Research Gate. I also examined how and where the open data was included in the HTML and PDF versions of the related articles.

Results

Of the 45 articles studied, less than half were published in Gold/Full OA journals, and while the remaining articles were published in Gold/Hybrid journals, none of them were OA. This study found that OA articles pointed to the Illinois Data Bank datasets similarly to all of the related articles, most commonly with a data availability statement containing a DOI.

Conclusions

The findings indicate that Gold OA in hybrid journals does not appear to be a popular option, even for articles connected to open data, and this study emphasizes the importance of data repositories providing DOIs, since the related articles frequently used DOIs to point to the Illinois Data Bank datasets. This study also revealed concerns about free (not licensed OA) access to articles on publisher websites, which will be a significant topic for future research.

URL : Open Data and Open Access Articles: Exploring Connections in the Life Sciences

DOI : https://escholarship.umassmed.edu/jeslib/vol9/iss1/3/

Stony Brook University Author Perspectives on Article Processing Charges

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Authors : Victoria Pilato, Clara Y. Tran

INTRODUCTION

The purpose of this study is to gain an understanding of Stony Brook University (SBU) author perspectives on article processing charges (APCs). Publishing an article without restrictions, also known as open access publishing, can be a costly endeavor.

Many publishers charge APCs ranging from hundreds to thousands of dollars to publish an article without access restrictions. Authors who cannot obtain funding from grant agencies or their institution must pay APCs on their own. Do APCs fundamentally impact how authors choose their preferred publication venues?

METHODS

A cross-sectional survey was designed to learn SBU author perspectives on, and concerns about, APCs.

RESULTS

Responses mainly came from the sciences. Many SBU authors preferred to publish in a prestigious journal or journal of their choice rather than in an open access journal.

Most authors published their articles in open access journals even if they were required to pay APCs. Many authors found that it was difficult finding funding for APCs and some expressed their concerns about the double charging practice. DISCUSSION SBU authors might believe that publishing in established and prestigious journals could secure their career’s advancement. Authors who chose to pay open access journals with APCs might be following publishing criteria.

Libraries can encourage authors to negotiate with publishers to obtain a discount or waiver of APCs, when possible. Institutions should negotiate shifting journal subscription costs toward hybrid open access publishing.

CONCLUSION

Data will be used to inform how the SBU Libraries can help authors locate funding opportunities for APCs.

URL : Stony Brook University Author Perspectives on Article Processing Charges

DOI : https://doi.org/10.7710/2162-3309.2349