The influence of journal publisher characteristics on open access policy trends

Authors : Elizabeth Gadd, Jenny Fry, Claire Creaser

Examines SHERPA/RoMEO publisher open access (OA) policy information for 100 publishers over a 13 year period (2004–2016) to consider whether their size, type or country (UK or US) affected the development of their OA policy over time.

A publisher’s RoMEO colour code, whether they offered a Gold OA option, and the mean number of restrictions as to when, how and where papers may be self-archived, were all mapped. Kruskal–Wallis tests were run to assess whether the differences between their 2004 and 2016 positions were statistically significant.

Finds that the growth of Green and Gold OA policy approaches has not been evenly distributed amongst publishers with some significant differences amongst publishers of different size, types and country (UK and US).

Large commercial publishers are more likely to be allocated a RoMEO colour code, but at the same time place a high volume of restrictions as to where and how authors might self-archive. Small publishers are less likely to have a RoMEO green colour code, but the volume of restrictions they place on self-archiving are minimal.

University presses appear not to be engaging with either OA agenda to any considerable degree. UK and US publishers’ OA policies appear to be influenced by the national OA policy environment which, considering the global nature of the scholarly journals market, was more pronounced than might have been anticipated.

URL : The influence of journal publisher characteristics on open access policy trends

DOI : https://doi.org/10.1007/s11192-018-2716-8

Library-Mediated Deposit: A Gift to Researchers or a Curse on Open Access? Reflections from the Case of Surrey

Authors : Christine Antiope Daoutis, Maria de Montserrat Rodriguez-Marquez

The University of Surrey was one of the first universities to set up an open access repository. The Library was the natural stakeholder to lead this project. Over the years, the service has been influenced by external and internal factors, and consequently the Library’s role in developing the OA agenda has changed.

Here, we present the development and implementation of a fully mediated open access service at Surrey. The mediated workflow was introduced following an operational review, to ensure higher compliance and engagement from researchers.

The size and responsibilities of the open access team in the Library increased to comply with internal and external policies and to implement the fully mediated workflow. As a result, there has been a growth in deposit rates and overall compliance.

We discuss the benefits and shortcomings of Library mediation; its effects on the relationship between the Library, senior management and researchers, and the increasing necessity for the Library to lead towards a culture of openness beyond policy compliance.

URL : Library-Mediated Deposit: A Gift to Researchers or a Curse on Open Access? Reflections from the Case of Surrey

Alternative location : http://www.mdpi.com/2304-6775/6/2/20

Green on What Side of the Fence? Librarian Perceptions of Accepted Author Manuscripts

Authors : Jimmy Ghaphery, Sam Byrd, Hillary Miller

INTRODUCTION

There is a growing body of accepted author manuscripts (AAMs) in national, professional, and institutional repositories. This study seeks to explore librarian attitudes about AAMs and in what contexts they should be recommended.

Particular attention is paid to differences between the attitudes of librarians whose primary job responsibilities are within the field of scholarly communications as opposed to the rest of the profession.

METHODS

An Internet survey was sent to nine different professional listservs, asking for voluntary anonymous participation.

RESULTS

This study finds that AAMs are considered an acceptable source by many librarians, with scholarly communications librarians more willing to recommend AAMs in higher-stakes contexts such as health care and dissertation research.

DISCUSSION

Librarian AAM attitudes are discussed, with suggestions for future research and implications for librarians.

URL : Green on What Side of the Fence? Librarian Perceptions of Accepted Author Manuscripts

DOI : http://doi.org/10.7710/2162-3309.2204

We’ve failed: Pirate black open access is trumping green and gold and we must change our approach

Author : Toby Green

Key points

Sci-Hub has made nearly all articles freely available using a black open access model, leaving green and gold models in its dust.

 Why, after 20 years of effort, have green and gold open access not achieved more? Do we need ‘tae think again’?

 If human nature is to postpone change for as long as possible, are green and gold open access fundamentally flawed?

 Open and closed publishing models depend on bundle pricing paid by one stakeholder, the others getting a free ride. Is unbundling a fairer model?

If publishers changed course and unbundled their product, would this open a legal, fairer route to 100% open access and see off the pirates?

URL : http://onlinelibrary.wiley.com/doi/10.1002/leap.1116/full

What does ‘green’ open access mean? Tracking twelve years of changes to journal publisher selfarchiving policies

Authors : Elizabeth Gadd, Denise Troll Covey

Traces the 12-year self-archiving policy journey of the original 107 publishers listed on the SHERPA/RoMEO Publisher Policy Database in 2004, through to 2015. Maps the RoMEO colour codes (‘green’, ‘blue’, ‘yellow’ and ‘white’) and related restrictions and conditions over time.

Finds that while the volume of publishers allowing some form of self-archiving (pre-print, post-print or both) has increased by 12% over the 12 years, the volume of restrictions around how, where and when self-archiving may take place has increased 119%, 190% and 1000% respectively.

A significant positive correlation was found between the increase in self-archiving restrictions and the introduction of Gold paid open access options. Suggests that by conveying only the version of a paper that authors may self-archive, the RoMEO colour codes do not address all the key elements of the Bethesda Definition of Open Access.

Compares the number of RoMEO ‘green’ publishers over time with those meeting the definition for ‘redefined green’ (allowing embargo-free deposit of the post-print in an institutional repository). Finds that RoMEO ‘green’ increased by 8% and ‘redefined green’ decreased by 35% over the 12 years.

Concludes that the RoMEO colour codes no longer convey a commitment to green open access as originally intended. Calls for open access advocates, funders, institutions and authors to redefine what ‘green’ means to better reflect a publisher’s commitment to self-archiving.

URL : https://works.bepress.com/denise_troll_covey/82/

Business process costs of implementing “gold” and “green” open access in institutional and national contexts

Authors : Robert Johnson, Stephen Pinfield, Mattia Fosci

As open access (OA) publication of research outputs becomes increasingly common and is mandated by institutions and research funders, it is important to understand different aspects of the costs involved.

This paper provides an early review of administrative costs incurred by universities in making research outputs OA, either via publication in journals (“Gold” OA), involving payment of article-processing charges (APCs), or via deposit in repositories (“Green” OA).

Using data from 29 UK institutions, it finds that the administrative time, as well as the cost incurred by universities, to make an article OA using the Gold route is over 2.5 times higher than Green. Costs are then modeled at a national level using recent UK policy initiatives from Research Councils UK and the Higher Education Funding Councils’ Research Excellence Framework as case studies.

The study also demonstrates that the costs of complying with research funders’ OA policies are considerably higher than where an OA publication is left entirely to authors’ discretion.

Key target areas for future efficiencies in the business processes are identified and potential cost savings calculated. The analysis is designed to inform ongoing policy development at the institutional and national levels.

URL : Business process costs of implementing “gold” and “green” open access in institutional and national contexts

Alternative location : http://onlinelibrary.wiley.com/doi/10.1002/asi.23545/full

Institutional policy implementation at University of Minho, Portugal

Statut

This case study describes the implementation process of the Open Access institutional policy at the University of Minho (UMinho), Portugal. Starting with a brief introduction about the institution, in terms of its academic community and research, the document then provides a detailed description of the steps taken to implement the UMinho’s institutional repository (the IR) and the Open Access policy. We highlight the main goals which oriented the implementation of the repository, the devised communication plan, the value-added services created for authors, and finally, the engagement within the international community in these areas.

Regarding the Open Access policy, we present a brief summary of the main points of the self-archiving policy, approved late 2004, and also point out the main additions to the policy when it was upgraded in 2011.
This case study also provides some figures and tables about the results of the various monitoring processes carried out by the University of Minho Documentation Services to follow-up and measure policy compliance.
In summary, since the beginning of 2004 with the IR implementation, several initiatives have been taking place with the purpose of increasing the number of deposited documents. The Open Access policy adoption was, definitely, the main success factor amongst all the other initiatives and efforts.

URL : Institutional policy implementation at University of Minho, Portugal

Alternative location : http://www.pasteur4oa.eu/sites/pasteur4oa/files/resource/Case%20Study_UMinho.pdf