Citation differences across research funding and access modalities

Authors : Pablo Dorta-González, María Isabel Dorta-González

This research provides insight into the complex relationship between open access, funding, and citation advantage. It presents an analysis of research articles and their citations in the Scopus database across 40 subject categories.

The sample includes 12 categories from Health Sciences, 7 from Life Sciences, 10 from Physical Sciences & Engineering, and 11 from Social Sciences & Humanities. Specifically, the analysis focuses on articles published in 2016 and the citations they received from 2016 to 2020.

Our findings show that open access articles published in hybrid journals receive considerably more citations than those published in gold open access journals. Articles under the hybrid gold modality are cited on average twice as much as those in the gold modality, regardless of funding.

Furthermore, we found that funded articles generally obtain 50 % more citations than unfunded ones within the same publication modality. Open access repositories significantly increase citations, particularly for articles without funding. Thus, articles in open access repositories receive 50 % more citations than paywalled ones.

URL : Citation differences across research funding and access modalities

DOI : https://doi.org/10.1016/j.acalib.2023.102734

Missing a golden opportunity? An analysis of publication trends by income level in the Directory of Open Access Journals 1987–2020

Authors : David DruelingerLai Ma

The growing prevalence of the gold open access model can exacerbate the monoculture of research and inequality in knowledge production. This study examines publication trends in the Directory of Open Access Journals (DOAJ) journals by countries’ income level from 1987 to 2020.

By combining article metadata from journals listed in the DOAJ with World Bank country income data, this analysis examines the trends visible in plots of historical open access publication data. In 2020, the number of articles published in DOAJ journals by authors affiliated with high-income countries exceeds the sum of the other income categories. Article processing charge waivers seem to have more impact on high- and low-income countries than middle-income countries.

The results show that the gold open access model has not been able to improve the extremely low number of open access articles from low-income regions. In addition, authors in middle-income countries publish in gold open access DOAJ journals at lower rates than authors based in other economic regions.

The gold open access model is disadvantageous to researchers outside of high-income countries, highlighting the importance of supporting the diamond open access model as a potential means of improving global equity and epistemic diversity in knowledge production.

URL : Missing a golden opportunity? An analysis of publication trends by income level in the Directory of Open Access Journals 1987–2020

DOI : https://doi.org/10.1002/leap.1543

Hybrid Gold Open Access Citation Advantage in Clinical Medicine: Analysis of Hybrid Journals in the Web of Science

Authors : Chompunuch Saravudecha, Duangruthai Na Thungfai, Chananthida Phasom, Sodsri Gunta-in, Aorrakanya Metha, Peangkobfah Punyaphet, Tippawan Sookruay, Wannachai Sakuludomkan, Nut Koonrungsesomboon

Biomedical fields have seen a remarkable increase in hybrid Gold open access articles. However, it is uncertain whether the hybrid Gold open access option contributes to a citation advantage, an increase in the citations of articles made immediately available as open access regardless of the article’s quality or whether it involves a trending topic of discussion.

This study aimed to compare the citation counts of hybrid Gold open access articles to subscription articles published in hybrid journals. The study aimed to ascertain if hybrid Gold open access publications yield an advantage in terms of citations.

This cross-sectional study included the list of hybrid journals under 59 categories in the ‘Clinical Medicine’ group from Clarivate’s Journal Citation Reports (JCR) during 2018–2021. The number of citable items with ‘Gold Open Access’ and ‘Subscription and Free to Read’ in each journal, as well as the number of citations of those citable items, were extracted from JCR.

A hybrid Gold open access citation advantage was computed by dividing the number of citations per citable item with hybrid Gold open access by the number of citations per citable item with a subscription.

A total of 498, 636, 1009, and 1328 hybrid journals in the 2018 JCR, 2019 JCR, 2020 JCR, and 2021 JCR, respectively, were included in this study. The citation advantage of hybrid Gold open access articles over subscription articles in 2018 was 1.45 (95% confidence interval (CI), 1.24–1.65); in 2019, it was 1.31 (95% CI, 1.20–1.41); in 2020, it was 1.30 (95% CI, 1.20–1.39); and in 2021, it was 1.31 (95% CI, 1.20–1.42).

In the ‘Clinical Medicine’ discipline, the articles published in the hybrid journal as hybrid Gold open access had a greater number of citations when compared to those published as a subscription, self-archived, or otherwise openly accessible option.

URL : Hybrid Gold Open Access Citation Advantage in Clinical Medicine: Analysis of Hybrid Journals in the Web of Science

DOI : https://doi.org/10.3390/publications11020021

Choices of immediate open access and the relationship to journal ranking and publish-and-read deals

Author : Lars Wenaas

The role of academic journals is significant in the reward system of science, which makes their rank important for the researcher’s choice in deciding where to submit. The study asks how choices of immediate gold and hybrid open access are related to journal ranking and how the uptake of immediate open access is affected by transformative publish-and-read deals, pushed by recent science policy.

Data consists of 186,621 articles published with a Norwegian affiliation in the period 2013–2021, all of which were published in journals ranked in a National specific ranking, on one of two levels according to their importance, prestige, and perceived quality within a discipline.

The results are that researchers chose to have their articles published as hybrid two times as often in journals on the most prestigious level compared with journals on the normal level. The opposite effect was found with gold open access where publishing on the normal level was chosen three times more than on the high level.

This can be explained by the absence of highly ranked gold open access journals in many disciplines. With the introduction of publish-and-read deals, hybrid open access has boosted and become a popular choice enabling the researcher to publish open access in legacy journals.

The results confirm the position of journals in the reward system of science and should inform policymakers about the effects of transformative arrangements and their costs against the overall level of open access.

URL : Choices of immediate open access and the relationship to journal ranking and publish-and-read deals

DOI : https://doi.org/10.3389/frma.2022.943932

Attitudes, willingness, and resources to cover article publishing charges: The influence of age, position, income level country, discipline and open access habits

Authors : Francisco Segado-Boj, Juan-Jose Prieto-Gutiérrez, Juan Martín-Quevedo

The rise of open access (OA) publishing has been followed by the expansion of the Article Publishing Charges (APC) that moves the financial burden of scholarly journal publishing from libraries and readers to authors.

We introduce the results of an international randomly selected sampled survey (N = 3,422) that explores attitudes towards this pay-to-publish or Gold OA model among scholars. We test the predictor role of age, professional position, discipline, and income-level country in this regard.

We found that APCs are perceived more as a global threat to Science than a deterrent to personal professional careers. Academics in low and lower-middle income level countries hold the most unfavourable opinions about the APC system.

The less experimental disciplines held more negative perceptions of APC compared to STEM and the Life Sciences. Age and access to external funding stood as negative predictors of refusal to pay to publish. Commitment to OA self-archiving predicted the negative global perception of the APC.

We conclude that access to external research funds influences the acceptance and the particular perception of the pay to publish model, remarking the economic dimension of the problem and warning about issues in the inequality between centre and periphery.

URL : Attitudes, willingness, and resources to cover article publishing charges: The influence of age, position, income level country, discipline and open access habits

DOI : https://doi.org/10.1002/leap.1455

Diamond Open Access in Norway 2017–2020

Author : Jan Erik Frantsvåg

We see from information published elsewhere that Gold OA is on the increase globally. The OA Diamond study indicates that Diamond OA is an important component of scholarly communications, with an estimated 8–9% of the total global scholarly output.

These numbers, however, are on a global scale and are not necessarily representative of any given country; country case studies are needed to find this information. Norway is a country where the government has declared a 100% OA goal and most research has public funding. Norway has good financing structures for various models of OA, and it has a national CRIS system.

This study tries to find and present numbers for articles in scholarly journals to describe both recent developments and relative numbers for Norway as a whole, and for scholarly fields in Norway, with regards to Diamond OA. Numbers for and development of Gold OA will also be given and commented upon to some extent.

URL : Diamond Open Access in Norway 2017–2020

DOI : https://doi.org/10.3390/publications10010013

Article Processing Charges, Altmetrics and Citation Impact: Is there an economic rationale?

Authors : Abdelghani Maddi, David Sapinho

The present study aims to analyze 1) the relationship between Citation Normalized Score of scientific publications and Article Processing Charges (APCs) of Gold Open Access (OA) publications 2) the determinants of APCs.

To do so, we used APCs information provided by the OpenAPC database, citation scores of publications from the WoS database and, for Altmetrics, data from Altmetrics.com database, over the period from 2006 to 2019 for 83,752 articles published in 4751 journals belonging to 267 distinct publishers.

Results show that contrary to common belief, paying high APCs does not necessarily increase the impact of publications. First, large publishers with high impact are not the most expensive. Second, publishers with the highest APCs are not necessarily the best in terms of impact.

Correlation between APCs and impact is moderate. Regarding the determinants, results indicate that APCs are on average 50% higher in hybrid journals than in full OA journals. The results also suggest that Altmetrics do not have a great impact: OA articles that have garnered the most attention on internet are articles with relatively low APCs.

Another interesting result is that the “number of readers” indicator is more effective as it is more correlated with classic bibliometrics indicators than the Altmetrics score.

URL : https://hal.archives-ouvertes.fr/hal-03576911