Transitioning to Open Access: An Evaluation of the UK Springer Compact Agreement Pilot 2016–2018

Authors : Mafalda Marques, Graham Stone

This article analyzes the UK’s first “read and publish” journals agreement. The Springer Compact Agreement pilot ran from 2016 to 2018. The authors outline the methodology and data sources used to undertake a detailed analysis of the agreement.

This includes the number of open access articles published, the number of author opt-outs and rejected articles. Institutional savings (or cost avoidance), and the financial implications resulting from the number of opt-outs and rejected articles are also discussed.

The value of articles published and cost per download for non-OA content are also covered. The agreement, at the consortia level, has constrained the total cost of publication—during the three years, the HE sector has avoided paying additional costs of €20,000,800 ($22,761,688) for publishing OA by paying the single combined fee that capped publication costs at 2014 rates.

All institutions taking part in the Springer Compact agreement published OA articles equivalent to or in excess of their total 2014 APC spend between 2016 and 2018. By 2018, 30 percent of institutions published OA articles to the value of or in excess of the combined fee paid to Springer. The article concludes with a number of recommendations for future agreements and considers compliance with Plan S guidelines.

DOI : https://doi.org/10.5860/crl.81.6.913

Stony Brook University Author Perspectives on Article Processing Charges

Authors : Victoria Pilato, Clara Y. Tran

INTRODUCTION

The purpose of this study is to gain an understanding of Stony Brook University (SBU) author perspectives on article processing charges (APCs). Publishing an article without restrictions, also known as open access publishing, can be a costly endeavor.

Many publishers charge APCs ranging from hundreds to thousands of dollars to publish an article without access restrictions. Authors who cannot obtain funding from grant agencies or their institution must pay APCs on their own. Do APCs fundamentally impact how authors choose their preferred publication venues?

METHODS

A cross-sectional survey was designed to learn SBU author perspectives on, and concerns about, APCs.

RESULTS

Responses mainly came from the sciences. Many SBU authors preferred to publish in a prestigious journal or journal of their choice rather than in an open access journal.

Most authors published their articles in open access journals even if they were required to pay APCs. Many authors found that it was difficult finding funding for APCs and some expressed their concerns about the double charging practice. DISCUSSION SBU authors might believe that publishing in established and prestigious journals could secure their career’s advancement. Authors who chose to pay open access journals with APCs might be following publishing criteria.

Libraries can encourage authors to negotiate with publishers to obtain a discount or waiver of APCs, when possible. Institutions should negotiate shifting journal subscription costs toward hybrid open access publishing.

CONCLUSION

Data will be used to inform how the SBU Libraries can help authors locate funding opportunities for APCs.

URL : Stony Brook University Author Perspectives on Article Processing Charges

DOI : https://doi.org/10.7710/2162-3309.2349

The growth of open access publishing in geochemistry

Authors : Olivier Pourret, Dasapta Erwin Irawan, Jonathan P. Tennant, Andrew Hursthouse, Eric D. van Hullebusch

In this communication, we look at Open Access (OA) publishing practices in geochemistry.

We examine a list of 56 journals and assess whether Article Processing Charges (APCs) and Journal Impact Factors (JIFs) appear to influence publication or not. More than 40% of articles in 2018-2019 were published OA, and about 70% of that portion in fully OA journals.

These had a mean APC of US$ 900, whereas the remaining were published in hybrid journals with a higher mean APC of more than $US 1,800. A moderate and positive correlation is found between the number of OA articles published in hybrids journals and their JIF, whereas there is a stronger positive relationship between the number of OA articles published in fully OA journals and the APC.

For OA articles published in hybrid journals, it seems that the proportion of OA articles tends to increase in journals with higher JIF.

DOI : https://doi.org/10.1016/j.ringeo.2020.100001

Open access publishers: The new players

Authors : Rosângela Schwarz Rodrigues, Ernest Abadal, Breno Kricheldorf Hermes de Araújo

The essential role of journals as registries of scientific activity in all areas of knowledge justifies concern about their ownership and type of access. The purpose of this research is to analyze the main characteristics of publishers with journals that have received the DOAJ Seal.

The specific objectives are a) to identify publishers and journals registered with the DOAJ Seal; b) to characterize those publishers; and c) to analyze their article processing fees.

The research method involved the use of the DOAJ database, the Seal option and the following indicators: publisher, title, country, number of articles, knowledge area, article processing charges in USD, time for publication in weeks, and year of indexing in DOAJ.

The results reveal a fast-rising oligopoly, dominated by Springer with 35% of the titles and PLOS with more than 20% of the articles.

We’ve identified three models of expansion: a) a few titles with hundreds of articles; b) a high number of titles with a mix of big and small journals; and c) a high number of titles with medium-size journals.

We identify a high number of titles without APCs (27%) in all areas while medicine was found to be the most expensive area.

Commercial publishers clearly exercise control over the scope of journals and the creation of new titles, according to the interests of their companies, which are not necessarily the same as those of the scientific community or of society in general.

URL : Open access publishers: The new players

DOI : https://doi.org/10.1371/journal.pone.0233432

État des lieux sur les accords transformants – 31 mars 2020

Auteur/Author : Irini Paltani-Sargologos

Les accords dits « transformants », également appelés « négociations couplées abonnement / “APC” » (en anglais transformative arrangements, transformative agreements, journal agreements ou offsetting models) désignent un type particulier de négociation avec les éditeurs commerciaux.

Cette note présente le contexte d’émergence des accords “transformants”, définit leurs caractéristiques principales et dresse un état des lieux des accords “transformants” signés dans le monde.

Les risques associés aux accords dits transformants ainsi qu’un retour d’expérience au Royaume-Uni sont évoqués. Cet état des lieux se termine par la présentation de deux exemples d’accords réellement “transformants” dans le système de l’édition scientifique.

URL : État des lieux sur les accords transformants – 31 mars 2020

Original location : https://hal.archives-ouvertes.fr/hal-02538844

Open Access publishing practice in geochemistry: overview of current state and look to the future

Authors : Olivier Pourret, Andrew Hursthouse, Dasapta Erwin Irawan, Karen Johannesson, Haiyan Liu, Marc Poujol, Romain Tartèse, Eric D. van Hullebusch, Oliver Wiche

Open Access (OA) describes the free, unrestricted access to and re-use of research articles. Recently, a new wave of interest, debate, and practice surrounding OA publishing has emerged.

In this paper, we provide a simple overview of the trends in OA practice in the broad field of geochemistry. Characteristics of the approach such as whether or not an article processing charge (APC) exists, what embargo periods or restrictions on self-archiving’ policies are in place, and whether or not the sharing of preprints is permitted are described.

The majority of journals have self-archiving policies that allow authors to share their peer reviewed work via green OA without charge. There is no clear relationship between journal impact and APC.

The journals with the highest APC are typically those of the major commercial publishers, rather than the geochemistry community themselves. The rise in OA publishing has potential impacts on the profiles of researchers and tends to devolve costs from organizations to individuals.

Until the geochemistry community makes the decision to move away from journal-based evaluation criteria, it is likely that such high costs will continue to impose financial inequities upon research community.

However, geochemists could more widely choose legal self-archiving as an equitable and sustainable way to disseminate their research.

URL : Open Access publishing practice in geochemistry: overview of current state and look to the future

DOI : https://doi.org/10.1016/j.heliyon.2020.e03551

Funding Sources for Open Access Article Processing Charges in the Social Sciences, Arts, and Humanities in the United States

Authors : Melissa H. Cantrell, Juleah A. Swanson

Article processing charges (APCs) are one method of many to ensure open access to research literature, but studies that explore the funding sources for such payments, especially as related to open access publications in the arts, humanities, and social sciences, have been limited.

This study seeks to understand the range of funding sources that are available and used by faculties in these disciplines to pay for APCs associated with publishing in open access journals, as well as attitudes towards and awareness of available institutional funds that may inflect future engagement with open access publishing.

The authors distributed a survey to faculty who had an open access journal article published in 2017 from three doctoral granting, high research activity universities in the United States.

Twenty-two scholars participated in the final survey, ten of whom indicated that they paid an APC for their publication. While the results cannot make generalizations about funding sources, they do suggest that both the prevalence of APCs as well as attitudes about open access engagement may be influenced by disciplinary self-identification.

This research contributes to discussions around the future of open access funding models as well as to disciplinary outreach regarding APC funding for journal publications.

URL : Funding Sources for Open Access Article Processing Charges in the Social Sciences, Arts, and Humanities in the United States

DOI : https://doi.org/10.3390/publications8010012