Understanding differences of the OA uptake within the German university landscape (2010–2020): part 1—journal-based OA

Authors : Niels Taubert, Anne Hobert, Najko Jahn, Andre Bruns, Elham Iravan

This study investigates the determinants for the uptake of Full and Hybrid Open Access (OA) in the university landscape of Germany and distinguishes between three factors: The disciplinary profile, infrastructures and services of universities that aim to support OA, and large transformative agreements.

The uptake of OA, the influence of the disciplinary profile of universities and the influence of transformative agreements is measured by combining several data sources (incl. Web of Science, Unpaywall, an authority file of standardised German affiliation information, the ISSN-Gold-OA 4.0 list, and lists of publications covered by transformative agreements).

For infrastructures and services that support OA, a structured data collection was created by harvesting different sources of information and by manual online search. To determine the explanatory power of the different factors, a series of regression analyses was performed for different periods and for both Full as well as Hybrid OA.

As a result of the regression analyses, the most determining factor for the explanation of differences in the uptake of both OA-types turned out to be the disciplinary profile. For the year 2020, Hybrid OA transformative agreements have become a second relevant factor.

However, all variables that reflect local infrastructural support and services for OA turned out to be non-significant. To deepen the understanding of the adoption of OA on the level of institutions, the outcomes of the regression analyses are contextualised by an interview study conducted with 20 OA officers of German universities.

URL : Understanding differences of the OA uptake within the German university landscape (2010–2020): part 1—journal-based OA

DOI : https://doi.org/10.1007/s11192-023-04716-3

Open Access Uptake in Germany 2010-18: Adoption in a diverse research landscape

Authors : Anne Hobert, Najko Jahn, Philipp Mayr, Birgit Schmidt, Niels Taubert

This study investigates the development of open access (OA) to journal articles from authors affiliated with German universities and non-university research institutions in the period 2010-2018.

Beyond determining the overall share of openly available articles, a systematic classification of distinct categories of OA publishing allows to identify different patterns of adoption to OA.

Taking into account the particularities of the German research landscape, variations in terms of productivity, OA uptake and approaches to OA are examined at the meso-level and possible explanations are discussed.

The development of the OA uptake is analysed for the different research sectors in Germany (universities, non-university research institutes of the Helmholtz Association, Fraunhofer Society, Max Planck Society, Leibniz Association, and government research agencies).

Combining several data sources (incl. Web of Science, Unpaywall, an authority file of standardised German affiliation information, the ISSN-Gold-OA 3.0 list, and OpenDOAR), the study confirms the growth of the OA share mirroring the international trend reported in related studies.

We found that 45% of all considered articles in the observed period were openly available at the time of analysis. Our findings show that subject-specific repositories are the most prevalent OA type. However, the percentages for publication in fully OA journals and OA via institutional repositories show similarly steep increases.

Enabling data-driven decision-making regarding OA implementation in Germany at the institutional level, the results of this study furthermore can serve as a baseline to assess the impact recent transformative agreements with major publishers will likely have on scholarly communication.

URL : Open Access Uptake in Germany 2010-18: Adoption in a diverse research landscape

DOI : https://doi.org/10.5281/zenodo.3892950

Open Access — Towards a non-normative and systematic understanding

Authors : Niels Taubert, Anne Hobert, Nicolas Fraser, Najko Jahn, Elham Iravani

The term Open Access not only describes a certain model of scholarly publishing — namely in digital format freely accessible to readers — but often also implies that free availability of research results is desirable, and hence has a normative character.

Together with the large variety of presently used definitions of different Open Access types, this normativity hinders a systematic investigation of the development of open availability of scholarly literature.

In this paper, we propose a non-normative definition of Open Access and its usage as a neutral, descriptive term in bibliometric studies and research on science.

To this end, we first specify what normative figures are commonly associated with the term Open Access and then develop a neutral definition. We further identify distinguishing characteristics of openly accessible literature, called dimensions, and derive a classification scheme into Open Access categories based on these dimensions.

Additionally, we present an operationalisation method to assign scientific publications to the respective categories in practice. Here, we describe useful data sources, which can be employed to gather the information needed for the classification of scholarly works according to the presented classification scheme.

URL : https://arxiv.org/abs/1910.11568