On the Willingness to Report and the Consequences of Reporting Research Misconduct: The Role of Power Relations

Authors : Serge P. J. M. Horbach, Eric Breit, Willem Halffman, Svenn-Erik Mamelund

While attention to research integrity has been growing over the past decades, the processes of signalling and denouncing cases of research misconduct remain largely unstudied.

In this article, we develop a theoretically and empirically informed understanding of the causes and consequences of reporting research misconduct in terms of power relations.

We study the reporting process based on a multinational survey at eight European universities (N = 1126). Using qualitative data that witnesses of research misconduct or of questionable research practices provided, we aim to examine actors’ rationales for reporting and not reporting misconduct, how they report it and the perceived consequences of reporting.

In particular we study how research seniority, the temporality of work appointments, and gender could impact the likelihood of cases being reported and of reporting leading to constructive organisational changes.

Our findings suggest that these aspects of power relations play a role in the reporting of research misconduct. Our analysis contributes to a better understanding of research misconduct in an academic context.

Specifically, we elucidate the processes that affect researchers’ ability and willingness to report research misconduct, and the likelihood of universities taking action.

Based on our findings, we outline specific propositions that future research can test as well as provide recommendations for policy improvement.

URL : On the Willingness to Report and the Consequences of Reporting Research Misconduct: The Role of Power Relations

DOI : https://doi.org/10.1007/s11948-020-00202-8

The impact of institutional repositories: a systematic review

Authors : Michelle R. Demetres, Diana Delgado, Drew N. Wright

Objective

Institutional repositories are platforms for presenting and publicizing scholarly output that might not be suitable to publish in a peer-reviewed journal or that must meet open access requirements.

However, there are many challenges associated with their launch and up-keep. The objective of this systematic review was to define the impacts of institutional repositories (IRs) on an academic institution, thus justifying their implementation and/or maintenance.

Methods

A comprehensive literature search was performed in the following databases: Ovid MEDLINE, Ovid EMBASE, the Cochrane Library (Wiley), ERIC (ProQuest), Web of Science (Core Collection), Scopus (Elsevier), and Library, Information Science & Technology Abstracts (EBSCO). A total of 6,593 citations were screened against predefined inclusion and exclusion criteria.

Results

Thirteen included studies were divided into 3 areas of impact: citation count, exposure or presence, and administrative impact. Those focusing on citation count (n=5) and exposure or presence (n=7) demonstrated positive impacts of IRs on institutions and researchers.

One study focusing on administrative benefit demonstrated the utility of IRs in automated population of ORCID profiles.

Conclusion

Based on the available literature, IRs appear to have a positive impact on citation count, exposure or presence, and administrative burden. To draw stronger conclusions, more and higher-quality studies are needed.

URL : The impact of institutional repositories: a systematic review

Original location : http://jmla.pitt.edu/ojs/jmla/article/view/856

Journal data policies: Exploring how the understanding of editors and authors corresponds to the policies themselves

Authors : Thu-Mai Christian, Amanda Gooch, Todd Vision, Elizabeth Hull

Despite the increase in the number of journals issuing data policies requiring authors to make data underlying reporting findings publicly available, authors do not always do so, and when they do, the data do not always meet standards of quality that allow others to verify or extend published results.

This phenomenon suggests the need to consider the effectiveness of journal data policies to present and articulate transparency requirements, and how well they facilitate (or hinder) authors’ ability to produce and provide access to data, code, and associated materials that meet quality standards for computational reproducibility.

This article describes the results of a research study that examined the ability of journal-based data policies to: 1) effectively communicate transparency requirements to authors, and 2) enable authors to successfully meet policy requirements.

To do this, we conducted a mixed-methods study that examined individual data policies alongside editors’ and authors’ interpretation of policy requirements to answer the following research questions.

Survey responses from authors and editors along with results from a content analysis of data policies found discrepancies among editors’ assertion of data policy requirements, authors’ understanding of policy requirements, and the requirements stated in the policy language as written.

We offer explanations for these discrepancies and offer recommendations for improving authors’ understanding of policies and increasing the likelihood of policy compliance.

URL : Journal data policies: Exploring how the understanding of editors and authors corresponds to the policies themselves

DOI : https://doi.org/10.1371/journal.pone.0230281

GitHub Repositories with Links to Academic Papers: Open Access, Traceability, and Evolution

Authors : Supatsara Wattanakriengkrai, Bodin Chinthanet, Hideaki Hata, Raula Gaikovina Kula, Christoph Treude, Jin Guo, Kenichi Matsumoto

Traceability between published scientific breakthroughs and their implementation is essential, especially in the case of Open Source Software implements bleeding edge science into its code. However, aligning the link between GitHub repositories and academic papers can prove difficult, and the link impact remains unknown.

This paper investigates the role of academic paper references contained in these repositories. We conducted a large-scale study of 20 thousand GitHub repositories to establish prevalence of references to academic papers. We use a mixed-methods approach to identify Open Access (OA), traceability and evolutionary aspects of the links.

Although referencing a paper is not typical, we find that a vast majority of referenced academic papers are OA. In terms of traceability, our analysis revealed that machine learning is the most prevalent topic of repositories. These repositories tend to be affiliated with academic communities. More than half of the papers do not link back to any repository.

A case study of referenced arXiv paper shows that most of these papers are high-impact and influential and do align with academia, referenced by repositories written in different programming languages. From the evolutionary aspect, we find very few changes of papers being referenced and links to them.

URL : https://arxiv.org/abs/2004.00199

Digital Objects – FAIR Digital Objects: Which Services Are Required?

Author : Ulrich Schwardmann

Some of the early Research Data Alliance working groups reused the notion of digital objects as digital entities described by metadata and referenced by a persistent identifier. In recent times the FAIR principles became a prominent role as framework for the sustainability of scientific data.

Both approaches had always machine actionability, the capability of computational systems to use services on data without human intervention, in their focus. The more technical approach of digital objects turned out to provide a complementary view on several aspects of the policy framework of FAIR from a technical perspective.

After a deeper analysis and integration of these concepts by a group of European data experts the discussion intensified on so called FAIR digital objects. But they need to be accompanied by services as building blocks for automated processes. We will describe the components of this framework and its potentials here, and also which services inside this framework are required.

URL : Digital Objects – FAIR Digital Objects: Which Services Are Required?

DOI : http://doi.org/10.5334/dsj-2020-015

A tale of two ‘opens’: intersections between Free and Open Source Software and Open Scholarship

Authors : Jonathan Tennant, Ritwik Agarwal, Ksenija Baždarić, David Brassard, Tom Crick, Daniel Dunleavy, Thomas Evans, Nicholas Gardner, Monica Gonzalez-Marquez, Daniel Graziotin, Bastian Greshake Tzovaras, Daniel Gunnarsson, Johanna Havemann, Mohammad Hosseini, Daniel Katz, Marcel Knöchelmann, Christopher Madan, Paolo Manghi, Alberto Marocchino, Paola Masuzzo, Peter Murray-Rust, Sanjay Narayanaswamy, Gustav Nilsonne, Josmel Pacheco-Mendoza, Bart Penders, Olivier Pourret, Michael Rera, John Samuel, Tobias Steiner, Jadranka Stojanovski, Alejandro Uribe-Tirado, Rutger Vos, Simon Worthington, Tal Yarkoni

There is no clear-cut boundary between Free and Open Source Software and Open Scholarship, and the histories, practices, and fundamental principles between the two remain complex.

In this study, we critically appraise the intersections and differences between the two movements. Based on our thematic comparison here, we conclude several key things.

First, there is substantial scope for new communities of practice to form within scholarly communities that place sharing and collaboration/open participation at their focus.

Second, Both the principles and practices of FOSS can be more deeply ingrained within scholarship, asserting a balance between pragmatism and social ideology.

Third, at the present, Open Scholarship risks being subverted and compromised by commercial players.

Fourth, the shift and acceleration towards a system of Open Scholarship will be greatly enhanced by a concurrent shift in recognising a broader range of practices and outputs beyond traditional peer review and research articles.

In order to achieve this, we propose the formulation of a new type of institutional mandate. We believe that there is substantial need for research funders to invest in sustainable open scholarly infrastructure, and the communities that support them, to avoid the capture and enclosure of key research services that would prevent optimal researcher behaviours.

Such a shift could ultimately lead to a healthier scientific culture, and a system where competition is replaced by collaboration, resources (including time and people) are shared and acknowledged more efficiently, and the research becomes inherently more rigorous, verified, and reproducible.

URL : A tale of two ‘opens’: intersections between Free and Open Source Software and Open Scholarship

DOI : https://doi.org/10.31235/osf.io/2kxq8