Archives des mots-clés : APC management

If Research Libraries and Funders Finance Open Access: Moving Beyond Subscriptions and APCs

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Authors : John Willinsky, Matthew Rusk

Following the examples of SCOAP3, in which libraries fund open access, and eLife, in which funding agencies have begun to directly fund open access scholarly publishing, this study presents an analysis of how creatively combining these two models might provide a means to move toward universal open access (without APCs).

This study calculates the publishing costs for the funders that sponsor the research and for the libraries that cover unsponsored articles for two nonprofit biomedical publishers, eLife and PLOS, and the nonprofit journal aggregator BioOne.

These entities represent a mix of publishing revenue models, including funder sponsorship, article processing charges (APC), and subscription fees. Using PubMed filtering and manual-sampling strategies, as well as publicly available publisher revenue data, the study found that, in 2015, 86 percent of the articles in eLife and PLOS acknowledge funder support, as do 76 percent of the articles in the largely subscription journals of BioOne.

Such findings can inform libraries and funding agencies, as well as publishers, in their consideration of a direct-payment open access model, as the study (a) demonstrates the cost breakdown for funder and library support for open access among this sample of X articles; (b) posits how publishing data-management organizations such as Crossref and ORCID can facilitate such a model of funder and library per-article open access payments; and (c) proposes ways in which such a model offers a more efficient, equitable, and scalable approach to open access across the disciplines than the prevailing APC model, which originated with biomedical publishing.

URL : If Research Libraries and Funders Finance Open Access: Moving Beyond Subscriptions and APCs

Alternative location : https://crl.acrl.org/index.php/crl/article/view/16992

Monitoring open access publishing costs at Stockholm University

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Author : Lisa Lovén

Stockholm University Library (SUB) has been tracking the University’s open access (OA) publishing costs within the local accounting system since 2016. The objective is to gain an overview of the costs and to use this as a basis for decisions about how to proceed in order to support the transition to OA at Stockholm University.

This article explains the reasons behind using the accounting system as the primary source of information and describes the workflow of tracking costs and how additional data are retrieved.

Basic findings from the 2017 cost compilation are outlined, and the steps taken in 2018, with consequences for both the current workflow and the costs at SUB, are briefly discussed. A breakout session on this topic was presented at the UKSG Annual Conference in Glasgow in 2018.

URL : Monitoring open access publishing costs at Stockholm University

DOI : http://doi.org/10.1629/uksg.451

The role of the library in scholarly publishing: The University of Manchester experience

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Author : Simon Bains

The emergence of networked digital methods of scholarly dissemination has transformed the role of the academic library in the context of the research life cycle. It now plays an important role in the dissemination of research outputs (e.g. through repository management and gold open access publication processing) as well as more traditional acquisition and collection management.

The University of Manchester Library and Manchester University Press have developed a strategic relationship to consider how they can work in partnership to support new approaches to scholarly publishing. They have delivered two projects to understand researcher and student needs and to develop tools and services to meet these needs.

This work has found that the creation of new journal titles is costly and provides significant resourcing challenges and that support for student journals in particular is mixed amongst senior academic administrators.

Research has suggested that there is more value to the University in the provision of training in scholarly publishing than in the creation of new in-house journal titles. Where such titles are created, careful consideration of sustainable business models is vital.

URL : The role of the library in scholarly publishing: The University of Manchester experience

DOI : http://doi.org/10.1629/uksg.380

 

If funders and libraries subscribed to open access: The case of eLife, PLOS, and BioOne

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Authors : John Willinsky​, Matthew Rusk

Following on recent initiatives in which funders and libraries directly fund open access publishing, this study works out the economics of systematically applying this approach to three biomedical and biology publishing entities by determining the publishing costs for the funders that sponsored the research, while assigning the costs for unsponsored articles to the libraries.

The study draws its data from the non-profit biomedical publishers eLife and PLOS, and the nonprofit journal aggregator BioOne, with this sample representing a mix of publishing revenue models, including funder sponsorship, article processing charges (APC), and subscription fees.

This funder-library open access subscription model is proposed as an alternative to both the closed-subscription model, which funders and libraries no longer favor, and the APC open access model, which has limited scalability across scholarly publishing domains.

Utilizing PubMed filtering and manual-sampling strategies, as well as publicly available publisher revenue data, the study demonstrates that in 2015, 86 percent of the articles in eLife and PLOS acknowledged funder support, as did 76 percent of the articles in the largely subscription journals of BioOne. Twelve percent of the articles identified the NIH as a funder, 8 percent identifies other U.S. government agencies.

Approximately half of the articles were funded by non-U.S. government agencies, including 1 percent by Wellcome Trust and 0.5 percent by Howard Hughes Medical Institute. For 17 percent of the articles, which lacked a funder, the study demonstrates how a collection of research libraries, similar to the one currently subscribing to BioOne, could cover publishing costs.

The goal of the study is to inform stakeholder considerations of open access models that can work across the disciplines by (a) providing a cost breakdown for direct funder and library support for open access publishing; (b) positing the use of publishing data-management organizations (such as Crossref and ORCID) to facilitate per article open access support; and (c) proposing ways in which such a model offers a more efficient, equitable, and scalable approach to open access than the prevailing APC model, which originated with biomedical publishing.

URL : If funders and libraries subscribed to open access: The case of eLife, PLOS, and BioOne

DOI : https://doi.org/10.7287/peerj.preprints.3392v1

 

Managing an Open Access Fund: Tips from the Trenches and Questions for the Future

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Authors : Heidi Zuniga, Lilian Hoffecker

The authors describe the process and results of an ongoing Open Access Fund program at the Health Sciences Library of the University of Colorado Anschutz Medical Campus. The fund has helped students and other early career researchers pay for the article processing charge or APC to publish their articles in an OA journal since 2013.

In the three years since, the fund has paid the APC for 39 applicants with a total expenditure of $37,576. Most applicants were students as intended, however the fund supported a surprisingly large number of medical residents and junior faculty.

Individuals associated with the School of Medicine overwhelmingly represented the awardees compared to other units, and the Public Library of Science (PLoS) journals were the most common journal they published in.

While acknowledging the undeniable benefit of the fund to the awardees, the authors also pose challenging questions about the future role of libraries in subsidizing open access journals.

URL : Managing an Open Access Fund: Tips from the Trenches and Questions for the Future

Alternative location : https://www.jcel-pub.org/index.php/jcel/article/view/5920

The OpenAIRE2020 FP7 Post-Grant Open Access Pilot: Implementing a European-wide funding initiative for Open Access publishing costs

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In the first half of 2015 the European Commission launched a new funding initiative to cover the Open Access publishing costs of publications arising from finished Seventh Framework Programme (FP7) projects.

This article addresses the opportunities and challenges faced by this FP7 Post-Grant Open Access Pilot and discusses early project findings six months into this two-year initiative.

This new and wide-scoped funding initiative arrives at a timely moment when a number of Gold Open Access funds are already in place at institutions in different European countries, which offers opportunities for promoting a gradual technical alignment of Article Processing Charges (APC) management practices.

At the same time, there are rather large differences across Europe in the attitudes and researcher culture towards this emerging Gold Open Access business model which will need to be addressed within a swiftly evolving publishing landscape.

URL : The OpenAIRE2020 FP7 Post-Grant Open Access Pilot

Alternative location : http://content.iospress.com/articles/information-services-and-use/isu786

Researchers’ Adoption of an Institutional Central Fund for Open-Access Article-Processing Charges : A Case Study Using Innovation Diffusion Theory

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This article analyzes researchers’ adoption of an institutional central fund (or faculty publication fund) for open-access (OA) article-processing charges (APCs) to contribute to a wider understanding of take-up of OA journal publishing (“Gold” OA). Quantitative data, recording central fund usage at the University of Nottingham from 2006 to 2014, are analyzed alongside qualitative data from institutional documentation.

The importance of the settings of U.K. national policy developments and international OA adoption trends are considered. Innovation Diffusion Theory (IDT) is used as an explanatory framework. It is shown that use of the central fund grew during the period from covering less than 1% of the University’s outputs to more than 12%. Health and Life Sciences disciplines made greatest use of the fund.

Although highly variable, average APC prices rose during the period, with fully OA publishers setting lower average APCs. APCs were paid largely from internal funds, but external funding became increasingly important. Key factors in adoption are identified to be increasing awareness and changing perceptions of OA, communication, disciplinary differences, and adoption mandates.

The study provides a detailed longitudinal analysis of one of the earliest central funds to be established globally with a theoretically informed explanatory model to inform future work on managing central funds and developing institutional and national OA policies.

URL : Researchers’ Adoption of an Institutional Central Fund for Open-Access Article-Processing Charges

DOI: 10.1177/2158244015625447