Evidence for Trusted Digital Repository Reviews: An Analysis of Perspectives

Author : Jonathan David Crabtree

Building trust in our research infrastructure is important for the future of the academy. Trust in research data repositories is critical as they provide the evidence for past discoveries as well as the input for future discoveries.

Archives and repositories are examining their options for trustworthy review, audit, and certification as a means to build trust within their content creator and user communities. One option these institutions have is to increase and demonstrate their trustworthiness is to apply for the CoreTrustSeal.

Applicants for the CoreTrustSeal are becoming more numerous and diverse, ranging general purpose repositories, preservation infrastructure providers, and domain repositories. This demand for certification and the subjective nature of decisions around levels of CORETrustSeal compliance drives this dissertation.

It is a study of the review process and its veracity and consistency in determining the trustworthiness of applicant repositories. Several assumptions underlie this work. First, audits and reviews must be based on evidence supplied by the repository under scrutiny; second, and not all reviewers will approach a piece of evidence in the same fashion or give it the same weight. Third, the value and veracity of required evidence may be subject to reviewers’ diverse perspectives and diverse repository community norms.

This research used a thematic qualitative analysis approach to identify similarities and differences in CoreTrustSeal reviewers’ responses during semi-structured interviews in order to better understand potential subjective differences among respondents. The participants’ non-probabilistic sample represented a balance in perspectives across three anticipated categories: administrator, archivist, and technologist.

Themes converged around several key concepts. Nearly all participants felt they were performing a peer review process and working to help the repository community and the research enterprise.

Reviewers were questioned about the various CoreTrustSeal application requirements and which ones they felt were the most important. No clear evidence emerged to indicate that variations in perspectives affected the subjective review of application evidence. The same categories of evidence were often selected and identified as being critical across all three categories (i.e., administrator, archivist, and technologist).

Many valuable suggestions from participants were recorded and can be implemented to ensure the consistency and sustainability of this trusted repository review process.

These suggestions and concepts were also very evenly distributed across the three perspectives. The balance in perspectives is potentially due to participants’ experience levels and their years of experience in various positions, holding many responsibilities, within the organizations they represented.

DOI : https://doi.org/10.17615/npck-km73

Open Access, Innovation, and Research Infrastructure

Authors : Benedikt Fecher, Gert G. Wagner

In this article we argue that the current endeavors to achieve open access in scientific
literature require a discussion about innovation in scholarly publishing and research infrastructure.

Drawing on path dependence theory and addressing different open access (OA) models and recent political endeavors, we argue that academia is once again running the risk of outsourcing the organization of its content.

URL : Open Access, Innovation, and Research Infrastructure

Alternative location : http://www.mdpi.com/2304-6775/4/2/17

Implementing Open Access Policy: First Case Studies

When implementing open access, policy pioneers and flagship institutions alike have faced considerable challenges in meeting their own aims and achieving a recognized success.

Legitimate authority, sufficient resources and the right timing are crucial, but the professionals charged with implementing policy typically still need several years to accomplish significant progress.

This study defines a methodological standard for evaluating the first generation of open access policies. Evaluating implementation establishes evidence, enables reflection, and may foster the emergence of a second generation of open access policies.

While the study is based on a small number of cases, these case studies cover most of the pioneer institutions, present the most significant issues and offer an international overview.

Each case is reconstructed individually on the basis of public documents and background information, and supported by interviews with professionals responsible for open access implementation.

This article presents the highlights from each case study. The results are utilized to indicate how a second generation of policies might define open access as a key component of digital research infrastructures that provide inputs and outputs for research, teaching and learning in real time.

URL : http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1927772

Implementing Open Access: Policy Case St…

Implementing Open Access: Policy Case Studies :

“Implementing open access is a tough job. Legitimate authority, sufficient resources and the right timing are crucial. Pioneers, role models and flagship institutions all have faced considerable challenges in meeting their own aims and achieving a recognized success. Professionals charged with implementing policy typically need several years to accomplish significant progress. Many institutions adopting open access policies probably need to do more, much more, if the commitment to open access is to be meaningful.
A first generation of open access policy development and implementation is coming to a close. It is thus possible to begin evaluation. Evaluating implementation establishes evidence, enables reflection, and may foster the emergence of a second generation of open access policies.
This study is based on a small number of cases, examining the implementation of open access around the world. Some of the pioneer institutions with open access mandates have been included, as well as some newer cases. The emergence of the new stakeholders in publishing is examined, such as digital repositories, research funders and research organisations.
Because this is a groundbreaking study, no claim is made that the results are representative. The emphasis is on variety and on defining a methodological standard. Each case is reconstructed individually on the basis of public documents and background information, and supported by interviews with professionals responsible for open access implementation.
Implementation is typically based on targeting researchers as authors. Indeed, the author is pivotal to any open access solution. This is the ‘tertium comparationis’ that facilitates an examination of the similarities and differences across instances in an effort to build a broader policy research agenda.
In a final section, open access is placed in the wider context of the evolution of digital scholarship. This clarifies how published research results are destined to become a key component of digital research infrastructures that provide inputs and outputs for research, teaching and learning in real time.
The ten cases examined in detail are:
– Refining green open access policy: Queensland University of Technology (September 2003)
– Refining policy to foster deposit: University of Zurich (July 2005)
– National platform, open collection, decentralized policy: the HAL platform (June-October 2006)
– Maximising a funder’s impact: The Wellcome Trust (October 2006)
– Implementing open access as a digital infrastructure: UK PMC (January 2007)
– Learning from global research infrastructure: SCOAP3 (April 2007)
– Linking public access to open data: Howard Hughes Medical Institute (January 2008)
– Open access to all publications, internationally: Austrian Science Fund (FWF, March 2008)
– One policy, sixty publication strategies: Fraunhofer-Gesellschaft (July 2008)
– Open Access complements the Research Information System: The University of Pretoria (May 2009)”.

URL : http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1685855