Open Access Models, Pirate Libraries and Advocacy Repertoires: Policy Options for Academics to Construct and Govern Knowledge Commons

Author : Melanie Dulong de Rosnay

In this article, I propose exploring open access publishing through the lenses of Knowledge Commons. Instead of focusing on users’ rights to access and reuse the output under open copyright licensing conditions, I study the governance of the academic publishing ecosystem, and its political economy, technical and labour infrastructure. Based on selected examples, I discuss how they comply with the concept of the commons.

I use analytical frameworks from the Ostromian literature of the governance of Knowledge Commons to provide insights on the various steps of academic publishing work as a process. I then analyse a scope of open access publishing projects, including gold, green, diamond, platinum and pirate libraries. Finally, I draw from practices a repertoire of advocacy actions and I make recommendations for academics to develop policies supporting Academic Commons.

URL : Open Access Models, Pirate Libraries and Advocacy Repertoires: Policy Options for Academics to Construct and Govern Knowledge Commons

DOI : https://doi.org/10.16997/wpcc.913

Open access analytics with open access repository data: A Multi-level perspective

Author : Ibraheem Mohammed Sultan Al Sadi

Within nearly two decades after the open access movement emerged, its community has drawn attention to understanding its development, coverage, obstacles and motivations. To do so, they depend on data-centric analytics of open access publishing activities, using Web information space as their data sources for these analytical activities.

Open access repositories are one such data source that nurtures open access publishing activities and are a valuable source for analytics. Therefore, the open access community utilises open access repository infrastructure to develop and operate analytics, harnessing the widely adopted Open Archives Initiative Protocol for Metadata Harvesting (OAI-PMH) interoperability layer to develop value-added services with an analytics agenda.

However,this layer presents its limitations and challenges regarding the support of analytical value-added services. To address these practices, this research has taken the step to consolidate these practices into the ‘open access analytics’ notion of drawing attention to its significance and bridge it with data analytics literature.

As part of this, an explanatory case study demonstrate show the OAI-PMH service provider approach supports open access analytics and also presents its limitations using Registry of Open Access Repositories (ROAR) analytics as a case study.

The case study reflects the limitation of open access registries to enable a single point of discovery due to the quality of their records and complexity of open access repositories taxonomy, the complexity of operationalising the unit of analysis in particular analytics due to the limitations in the OAI-PMH metadata schemes, the complex and resource-intensive harvesting process due to the large volume of data and the low quality of OAI-PMH standards adoptions and the issue of service provider suitability due to a single point of failure.

Also, this doctoral thesis proposes the use of Open Access Analytics using Open Access Repository Data with a Social Machine (OAA-OARD-SM) as a conceptual frame work to deliver open access analytics by using the open access repository infrastructure in acollaborative manner with social machines.

Furthermore, it takes advantage of the web observatory infrastructure as a form of web-based mediated technology to coordinate the open access analytics process. The conceptual framework re-frames the open access analytics process into four layers: the open access repository layer, the open access registry layer, the data analytics layer and open access analytics layer.

It also conceptualises analytics practices carried out within individual repository boundaries as core practices for the realisation of open access analytics and examines how the repository management team can participate in the open access analytics process.

To understand this, expert interviews were carried out to investigate and understand the analytics practices within the repository boundaries and the repository management teams’ interactions with analytics applications that are fed by the open access repository or used by repository management to operate open access analytics.

The interviews provide insight into the variations in the types of analytic practices and highlight the active role played by the repository management team in these practices. Thus, it provides an understanding of the analytics practices within open access repositories by classifying them into two main categories: the distributed analytical applications and locally operated analytics.

The distributed analytics application includes cross repository OAI-based analytics, cross-repository usage data aggregators, solo-repository content-centric analytics and solo-repository centric analytics.

On the other hand, the locally operated analytics take forms of Current Research Information System (CRIS),repository embedded functionalities and in-house developed analytics. It also classifies the repository management interactions with analytics into four roles: data analyst, administrative, data and system management, and system development and support.

Lastly, it raises concerns associated with the application of analytics on open access repositories, including data-related, cost-related and analytical concerns.

URL : http://eprints.soton.ac.uk/id/eprint/447464

How to achieve short-term green open access and long-term radical reform of scholarly communication. The BitViews Project as a test case

Author : Manfredi La Manna

The Open Access movement has reached adulthood, but not maturity: fewer than one-third of newly-published peer-reviewed articles are available open access (OA) and progress widening OA has stalled.

Scores of uncoordinated initiatives try to achieve universal OA, but academic journal publishing is still dominated by a handful of powerful commercial publishers. Individual authors show little interest in OA and indeed have to be mandated (see the UK REF or Plan S) to release their research on OA.

The BitViews Project is a low-cost, no-risk, high-return initiative to turn all academic journals «green» through a combination of blockchain technology, provision of appropriate incentives to authors, and a new crowdfunding mechanism.

The project is predicated on the active participation of individual libraries taking direct action. The paper will provide an interim report on the progress of the project and an account of how libraries and their various associations (both in the global South and in the global North) have reacted to the project.

The concluding section of the paper sketches a possible direction for academic journal publishing in the near future. Huge savings and increased efficiency can flow to the academy from finally dissolving its current one-sided contract with publishers and from reclaiming control of the peer-review process.

Practical and incentive-based suggestions are proposed for the transition from publisher-owned to academy-owned peer review.

URL : https://hal.archives-ouvertes.fr/hal-02544856

On the Potential of Preprints in Geochemistry: The Good, the Bad, and the Ugly

Authors : Olivier Pourret, Dasapta Erwin Irawan, Jonathan P. Tennant

In recent years, the pace of the dissemination of scientific information has increased. In this context, the possibility and value of sharing open access (OA) online manuscripts in their preprint form seem to be growing in many scientific fields. More and more platforms are especially dedicated to free preprint publishing.

They are published, non-peer-reviewed scholarly papers that typically precede publication in a peer-reviewed journal. They have been a part of science since at least the 1960s.

In 1990, Tim Berners-Lee created the World Wide Web to help researchers share knowledge easily. A few months later, in August 1991, as a centralized web-based network, arXiv was created. arXiv is arguably the most influential preprint platform and has supported the fields of physics, mathematics and computer science for over 30 years.

Since, preprint platforms have become popular in many disciplines (e.g., bioRxiv for biological sciences) due to the increasing drive towards OA publishing, and can be publisher- or community-driven, profit or not for profit, and based on proprietary or free and open source software. A range of discipline-specific or cross-domain platforms now exist, with exponential growth these last five years.

While preprints as a whole still represent only a small proportion of scholarly publishing, a strong community of early adopters is already beginning to experiment with such value-enhancing tools in many more disciplines than before.

The two main options for geochemists are EarthArXiv and ESSOAr. A “one size fits all” model for preprints would never work across the entire scientific community. The geochemistry community needs to develop and sustain their own model.

URL : On the Potential of Preprints in Geochemistry: The Good, the Bad, and the Ugly

DOI : https://doi.org/10.3390/su12083360

Toward Easy Deposit: Lowering the Barriers of Green Open Access with Data Integration and Automation

Author : Hui Zhang

This article describes the design and development of an interoperable application that supports green open access with long-term sustainability and improved user experience of article deposit.

The lack of library resources and the unfriendly repository user interface are two significant barriers that hinder green open access.

Tasked to implement the open access mandate, librarians at an American research university developed a comprehensive system called Easy Deposit 2 to automate the support workflow of green open access.

Easy Deposit 2 is a web application that is able to harvest new publications, to source manuscripts on behalf of the library, and to facilitate self-archiving to a university’s institutional repository.

The article deposit rate increased from 7.40% to 25.60% with the launch of Easy Deposit 2. The results show that a computer system can implement routine tasks to support green open access with success.

Recent developments in digital repository provide new opportunities for innovation, such as Easy Deposit 2, in supporting open access.

Academic librarians are vital in promoting “openness” in scholarly communication, such as transparency and diversity in the sharing of publication data.

URL : Toward Easy Deposit: Lowering the Barriers of Green Open Access with Data Integration and Automation

DOI : https://doi.org/10.3390/publications8020028

The International Open Access Movement and Its Status in Pakistan

Author : Arslan Sheikh

The objective of this study is to analyze the present status of the open access movement in Pakistan, identify challenges, and make recommendations for the effective use of this publishing model.

The article looks primarily at the open access movement in Asia, with special reference to Pakistan, India, and China. Findings show that, since the emergence of the Budapest Open Access Initiative in 2001, the open access movement has developed rapidly at the international level. From the Pakistani perspective, gold open access, in which articles or monographs are freely available in their original form on publishers’ websites, developed quickly.

However, green open access, which relies on authors to self-archive their articles in institutional or subject repositories, has been relatively slow to develop. A lack of support from educational institutions, libraries, library associations, and funding bodies may explain the slow growth of green open access in Pakistan.

The author recommends that Pakistani universities, research institutions, and funding agencies develop open access policies, set up institutional repositories, and encourage publishing in open access journals and self-archiving in institutional repositories.

URL : https://preprint.press.jhu.edu/portal/sites/ajm/files/20.1sheikh.pdf

The Future of OA: A large-scale analysis projecting Open Access publication and readership

Authors : Heather Piwowar, Jason Priem, Richard Orr

Understanding the growth of open access (OA) is important for deciding funder policy, subscription allocation, and infrastructure planning.

This study analyses the number of papers available as OA over time. The models includes both OA embargo data and the relative growth rates of different OA types over time, based on the OA status of 70 million journal articles published between 1950 and 2019.

The study also looks at article usage data, analyzing the proportion of views to OA articles vs views to articles which are closed access. Signal processing techniques are used to model how these viewership patterns change over time. Viewership data is based on 2.8 million uses of the Unpaywall browser extension in July 2019.

We found that Green, Gold, and Hybrid papers receive more views than their Closed or Bronze counterparts, particularly Green papers made available within a year of publication. We also found that the proportion of Green, Gold, and Hybrid articles is growing most quickly.

In 2019:

  • 31% of all journal articles are available as OA
  • 52% of article views are to OA article

Given existing trends, we estimate that by 2025:

  • 44% of all journal articles will be available as OA

  • 70% of article views will be to OA articles

The declining relevance of closed access articles is likely to change the landscape of scholarly communication in the years to come.

URL : The Future of OA: A large-scale analysis projecting Open Access publication and readership

DOI : https://doi.org/10.1101/795310