Open Access, Open Science, Open Society

Open Access’ main goal is not the subversion of publishers’ role as driving actors in an oligopolistic market characterised by reduced competition and higher prices. OA’s main function is to be found somewhere else, namely in the ability to subvert the power to control science’s governance and its future directions (Open Science), a power that is more often found within the academic institutions rather than outside.

By decentralising and opening-up not just the way in which scholarship is published but also the way in which it is assessed, OA removes the barriers that helped turn science into an intellectual oligopoly even before an economic one. The goal of this paper is to demonstrate that Open Access is a key enabler of Open Science, which in turn will lead to a more Open Society.

Furthermore, the paper argues that while legislative interventions play an important role in the top-down regulation of Open Access, legislators currently lack an informed and systematic vision on the role of Open Access in science and society. In this historical phase, other complementary forms of intervention (bottom-up) appear much more “informed” and effective.

This paper, which intends to set the stage for future research, identifies a few pieces of the puzzle: the relationship between formal and informal norms in the field of Open Science and how these impact on intellectual property rights, the protection of personal data, the assessment of science and the technology employed for the communication of science.


Who Owns This Article? Applying Copyright’s Work-Made- for-Hire Doctrine to Librarians’ Scholarship

The  Copyright  Act  of  1976  provides  that  works—including  scholarship—written within  the  scope  of  employment  belong  to  employers.  But  copyright  law  and  actual practices  widely  diverge.  The  academic  community  generally  allows  librarians  to  claim ownership of their writing, even when that ignores copyright law. Mr. Hellyer supports copyright ownership by librarians, and calls for the law and common practices to be harmonized.


The implications of the new UK Open Access policies on the ownership of copyright in academic publishing

The issue of who owns the copyright in works produced by academics during employment is not new. The practice is that academics, as authors – copyright creators, are routinely assigning the copyright for free to academic publishers in order to have their works published even though the production of such works might be said to be in the course of employment and therefore the copyright belonging to the employer (the university). A literature review will show only one side of the coin where – unsurprisingly – intellectual property (IP) scholars agree that they own the copyright in the works published during employment.

The other side of the coin is not usually discovered because employers are not IP experts and are not in the business of writing academic articles. However, the general belief of the management is that the universities own the copyright as employers. More recently, UK universities have to comply with new Open Access policies which basically requires that publicly-funded research should be freely accessible. The Gold Open Access model is preferred by many academic publishers whose business model relies on academics (actually their funders) paying article processing charges (APCs) while the Green Open Access model is preferred by the universities as being virtually free of any charges.

But since most of the research is publicly-funded, suddenly the issue of who owns the copyright in works produced by academics during employment becomes a very stringent one, not to mention expensive. This paper will discuss the problem of copyright ownership in academia and how the new Open Access policies might affect it. While it is possible to discuss copyright without mentioning Open Access, it would be quite difficult to discuss Open Access without mentioning copyright. A possible solution will be proposed and discussed in order to help universities comply with the new policies by using their preferred Green Open Access route.

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Is Europe Falling Behind in Data Mining? Copyright’s Impact on Data Mining in Academic Research

« This empirical paper discusses how copyright affects data mining (DM) by academic researchers. Based on bibliometric data, we show that where DM for academic research requires the express consent of rights holders: (1) DM makes up a significantly lower share of total research output; and (2) stronger rule-of-law is associated with less DM research. To our knowledge, this is the first time that an empirical study bears out a significant negative association between copyright protection and innovation. »


E-books: Histories, trajectories, futures

« This essay traces the historical trajectory of e-books in the U.S. and imagines their possible futures. Legal, economic, and technical developments that led to contemporary e-books reveal a tension between commercial and non-commercial programming. Commercial e-book designs control end uses, reduce production and distribution costs, stimulate consumption, and monitor user behaviors; however, alternative producers and users on the periphery continue to challenge these centralizing tendencies. »


Open Access: Ein Lackmustest (Open Access: A Litmus Test)

German Abstract: « Open Access ist ein interessanter Policy Bereich, nicht nur weil er die Produktionsbedingungen der öffentlichen Forschung selbst betrifft, sondern auch weil er möglicherweise einer verbreiteten Beobachtung in der Urheberrechtsforschung widerspricht. Bestimmend für die allgemeine Erzählung des Urheberrechts ist die Expansionsannahme. Demnach ist die Entwicklung der Ausschlussrechte durch eine kontinuierliche und lineare Expansion gekennzeichnet. Open Access Initiativen mobilisieren dagegen für eine Umkehrung dieses Trends. Sie zielen auf akademische Standards, die einen erlaubnisfreien Zugang zu und eine Nachnutzung von öffentlich finanzierten Forschungsergebnissen verbindlich festlegen.
Dieser Artikel gibt einen breiten Überblick über die verschiedenen Ursprünge, die Operationalisierungs- und Institutionalisierungsformen von Open Access. Er beginnt mit einem kurzen Abriss über die Entstehung und Formierung des Marktes für akademische Zeitschriften, dem bis heute mächtigsten Gegner der Open Access Bewegung; und er schließt mit einer exemplarischen Darstellung der neueren Policies in Großbritannien, im Hinblick auf Open Access derzeit eines der interessantesten Länder. Die Britische Politikentwicklung zeigt zunächst, dass der Teufel tatsächlich in den Implementationsdetails steckt. Dies betrifft nicht nur die Durchsetzung von Open Access Standards, sondern auch die Allokation von Rechten. Darüber hinaus lässt sich von diesem Beispiel lernen, wie wichtig die politische Akteurskonstellation für die Ausgestaltung von Open Access Regeln ist, und damit zugleich für die künftige Bedeutung von Ausschlussrechten in der Zirkulation von öffentlicher Forschung. »

English Abstract: « Open Access is an interesting policy domain, not only because it concerns the modes of production of academic knowledge, but also because it may contradict a common observation of copyright research. While the great copyright narrative assumes that intellectual property rights expand in a continuous and linear fashion, Open Access policies strive to achieve the opposite; to wit, academic standards, which allow a permission-free access and a re-use of publicly funded research results.
This article aims to provide a broad overview of the diverse origins, the operationalization and institutionalization of Open Access policies. It starts with the emergence and formation of the market for academic journals, the most powerful counterpart of the Open Access movement, and it concludes with recent Open Access policies in the UK, one of the most interesting countries in this context because it illustrates that the devil is in the implementation details. The example of the UK not only offers lessons on how Open Access standards can be enforced but, more importantly so, on the political constellations that determine the future fate of Open Access, including that of the role of property rights for the circulation of academic knowledge. »


Libre accès à la recherche scientifique et droit d’auteur : le cas des archives ouvertes

Le droit d’auteur est incontournable lorsque l’on évoque l’open access, que ce soit pour organiser l’accès aux publications scientifiques ou permettre leur exploitation. Pourtant, les dispositifs mis en place pour promouvoir l’open access ne donnent pas toujours la même place au droit d’auteur.

Si la recherche d’efficacité peut justifier l’adoption de solutions plus ou moins contraignantes pour les scientifiques, il est également envisageable de responsabiliser les chercheurs en leur donnant les moyens de partager leurs œuvres et d’en permettre l’utilisation.